Front Cover Page - Tata Mutual Fund

TATA FLOATER FUND
Original Bank Letter on the letter head containing the first unit holder name and
bank account number duly signed by branch manager/authorized personnel with
name, employee code and bank seal.
3. Proof of Identity: Only PAN card copy if PAN is updated in the folio, or PAN/ other proof
of identity ((as per KYC guidelines) if PAN is not updated in the folio.
Important Note: The updation/Change of bank accounts in a folio is required to be done through
Multiple Bank Account Registration Form or a standalone Change of Bank Mandate form .In the event
of a request for change in bank account information being invalid / incomplete / not satisfactory in
respect of signature mismatch /document insufficiency/not meeting any requirements more specifically
as indicated in clauses above, the request for such change will not be processed. Unitholders may note
that requests for change/updation in bank details cannot be submitted along with redemption request.
Redemption payments will be processed and the last registered bank account information will be used
for such payments. Further, if the Change/Updation of Bank Mandate/Multiple Bank registration is
updated ten days prior to the submission of redemption request then the redemption payments will be
made to the new bank mandate. For such cases the payments will be made within the regulatory time
limit, however the normal scheme specific payment timeline will not apply. Unit holders are advised to
provide their contact details like telephone numbers, mobile numbers and email IDs to Tata Mutual
Fund in writing.
And
2. Documents required for Change of Address (COA)
KYC not complied Folios/Clients:
1. Transaction slip/Request letter from investor
And
2. Proof of New Address (as per KYC guidelines)
And
3. Proof of Identity: Only PAN card copy if PAN is updated in the folio, or PAN/ other proof
of identity ((as per KYC guidelines) if PAN is not updated in the folio.
Unitholders may note that copies of all the documents submitted should be self-attested and
accompanied by originals for verification. In case the original of any document is not produced for
verification, then the copies should be properly attested / verified by entities authorized for
attesting/verification of the documents as per extant KYC guidelines.
How to Apply
Who can invest
This is an indicative list and you are
requested to consult your financial
advisor to ascertain whether the scheme
is suitable to your risk profile.
II) Restriction on Acceptance of Third Party Payments for Subscription of units of schemes of
Tata Mutual Fund: In pursuance to Best Practice Guidelines issued by Association of Mutual Funds in
India [AMFI] Vide Circular No.135/BP/16/10 dated August 16th 2010 for acceptance of Third party
cheques, Tata Asset Management Ltd has decided henceforth not to accept subscriptions with Third-
Party cheques, For details kindly refer Statement of Additional Information (SAI).
Please refer to the Scheme Additional Information and Application form for the instructions.
Eligibility for Application
The following persons (subject, wherever relevant to, purchase of Units being permitted under their
respective constitutions and relevant State Regulations) are eligible to apply for the purchase of the
Units:
Adult individuals, either singly or more than one (not exceeding three) on first holder basis or jointly
on an either or survivor/any one basis.
Parents or other lawful Guardians on behalf of Minors.
Companies, corporate bodies, public sector undertakings, trusts, wakf boards or endowments,
funds, institutions, associations of persons or bodies of individuals and societies (including Cooperative
Societies) registered under the Societies Registration Act, 1860 (so long as the purchase
of Units is permitted under their respective constitutions).
Mutual Funds (including any Scheme managed by AMC or any Scheme of any other Mutual Fund);
(in accordance with Regulation 44(1) read with Clause 4 of Schedule VII, of the Securities &
Exchange Board of India (Mutual Funds) Regulations, 1996).
Asset Management Company (AMC) (in accordance with Regulation 24(3) of the Securities &
Exchange Board of India (Mutual Funds) Regulations, 1996).
Partnership firms, in the name of the partners.
Hindu Undivided families (HUF) in the sole name of the Karta.
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