EasyFile CFTC Form PQR Template

POOL QUARTERLY REPORT FOR COMMODITY POOL OPERATORS
Name: MY POOL LISA Ending Date: 9/30/2013 NFA ID: P087320
Cleared by a CCP
Transacted Bilaterally
Equity securities: 0 6178 0 6179
Debt securities: 0 6180 0 6181
Clearing of Repos
e. For the repo trades into which the Pool has entered, estimate the percentages (in terms of market value) of the Pool's repo trades that are
cleared by a CCP, that are transacted bilaterally (not cleared by a CCP) and that constitute a tri-party repo.
Cleared by a CCP Transacted Bilaterally Tri-Party Repo
Repo 0 6182 0 6183 0 6184
5. VALUE OF THE POOL'S AGGREGATED DERIVATIVE POSITIONS
Provide the aggregate value of all derivative positions of the Pool. The value of any derivative should be its total gross notional value, except
that the value of an option should be its delta adjusted notional value. Do not net long and short positions.
Aggregate value of derivative positions: 0 6185
6. POOL SCHEDULE OF INVESTMENTS
Provide the Pool's investments in each of the subcategories listed under the following seven headings: (1) Cash; (2) Equities; (3) Alternative
Investments; (4) Fixed Income; (5) Derivatives; (6) Options; and (7) Funds.
CASH
Total Cash 500 6186
At Carrying Broker 500 6187
At Bank 0 6188
EQUITIES Long Short
Total Listed Equities 0 6189 0 6190
Stocks 0 6191 0 6192
a. Energy and Utilities 0 6193 0 6194
b. Technology 0 6195 0 6196
c. Media 0 6197 0 6198
d. Telecommunication 0 6199 0 6200
e. Healthcare 0 6201 0 6202
f. Consumer Services 0 6203 0 6204
g. Business Services 0 6205 0 6206
h. Issued by Financial Institutions 0 6207 0 6208
i. Consumer Goods 0 6209 0 6210
j. Industrial Materials 0 6211 0 6212
Exchange Traded Funds 0 6213 0 6214
American Deposit Receipts 0 6215 0 6216
Other 0 6217 0 6218
Total Unlisted Equities 0 6219 0 6220
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Created On: 10/8/2013 1:29:06 PM