EasyFile CFTC Form PQR Template

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POOL QUARTERLY REPORT FOR COMMODITY POOL OPERATORS Name: MY POOL LISA Ending Date: 9/30/2013 NFA ID: P087320 Cleared by a CCP Transacted Bilaterally Equity securities: 0 6178 0 6179 Debt securities: 0 6180 0 6181 Clearing of Repos e. For the repo trades into which the Pool has entered, estimate the percentages (in terms of market value) of the Pool's repo trades that are cleared by a CCP, that are transacted bilaterally (not cleared by a CCP) and that constitute a tri-party repo. Cleared by a CCP Transacted Bilaterally Tri-Party Repo Repo 0 6182 0 6183 0 6184 5. VALUE OF THE POOL'S AGGREGATED DERIVATIVE POSITIONS Provide the aggregate value of all derivative positions of the Pool. The value of any derivative should be its total gross notional value, except that the value of an option should be its delta adjusted notional value. Do not net long and short positions. Aggregate value of derivative positions: 0 6185 6. POOL SCHEDULE OF INVESTMENTS Provide the Pool's investments in each of the subcategories listed under the following seven headings: (1) Cash; (2) Equities; (3) Alternative Investments; (4) Fixed Income; (5) Derivatives; (6) Options; and (7) Funds. CASH Total Cash 500 6186 At Carrying Broker 500 6187 At Bank 0 6188 EQUITIES Long Short Total Listed Equities 0 6189 0 6190 Stocks 0 6191 0 6192 a. Energy and Utilities 0 6193 0 6194 b. Technology 0 6195 0 6196 c. Media 0 6197 0 6198 d. Telecommunication 0 6199 0 6200 e. Healthcare 0 6201 0 6202 f. Consumer Services 0 6203 0 6204 g. Business Services 0 6205 0 6206 h. Issued by Financial Institutions 0 6207 0 6208 i. Consumer Goods 0 6209 0 6210 j. Industrial Materials 0 6211 0 6212 Exchange Traded Funds 0 6213 0 6214 American Deposit Receipts 0 6215 0 6216 Other 0 6217 0 6218 Total Unlisted Equities 0 6219 0 6220 Page 11 of 31 Created On: 10/8/2013 1:29:06 PM
POOL QUARTERLY REPORT FOR COMMODITY POOL OPERATORS Name: MY POOL LISA Ending Date: 9/30/2013 NFA ID: P087320 Total Unlisted Equities 0 6219 0 6220 Unlisted Equities Issued by Financial Institutions 0 6221 0 6222 ALTERNATIVE INVESTMENTS Long Short Total Alternative Investments 0 6223 0 6224 Real Estate 0 6225 0 6226 a. Commercial 0 6227 0 6228 b. Residential 0 6229 0 6230 Private Equity 0 6231 0 6232 Venture Capital 0 6233 0 6234 Forex 0 6235 0 6236 Spot 0 6237 0 6238 a. Total Metals 0 6239 0 6240 i. Gold 0 6241 0 6242 b. Total Energy 0 6243 0 6244 i. Crude oil 0 6245 0 6246 ii. Natural gas 0 6247 0 6248 iii. Power 0 6249 0 6250 c. Other 0 6251 0 6252 Loans to Affiliates 0 6253 0 6254 Promissory Notes 0 6255 0 6256 Physicals 0 6257 0 6258 a. Total Metals 0 6259 0 6260 i. Gold 0 6261 0 6262 b. Agriculture 0 6263 0 6264 c. Total Energy 0 6265 0 6266 i. Crude oil 0 6267 0 6268 ii. Natural gas 0 6269 0 6270 iii. Power 0 6271 0 6272 Other 0 6273 0 6274 FIXED INCOME Long Short Total Fixed Income 0 6275 0 6276 Notes, Bonds and Bills 0 6277 0 6278 a. Corporate 0 6279 0 6280 i. Investment grade 0 6281 0 6282 ii. Non-investment grade 0 6283 0 6284 Page 12 of 31 Created On: 10/8/2013 1:29:06 PM
Page 1 and 2: POOL QUARTERLY REPORT FOR COMMODITY
Page 3 and 4: Form CPO-PQR - Schedule C 1. GEOGRA
Page 13: POOL QUARTERLY REPORT FOR COMMODITY

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