EasyFile CFTC Form PQR Template
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POOL QUARTERLY REPORT FOR COMMODITY POOL OPERATORS<br />
Name: MY POOL LISA Ending Date: 9/30/2013 NFA ID: P087320<br />
i. Issued by financial institutions 0 6866 0 6867 0 6868 0 6869 0 6870 0 6871<br />
ii. Other listed equity 0 6872 0 6873 0 6874 0 6875 0 6876 0 6877<br />
c. Listed equity derivatives<br />
i. Related to financial institutions 0 6878 0 6879 0 6880 0 6881 0 6882 0 6883<br />
ii. Other listed equity derivatives 0 6884 0 6885 0 6886 0 6887 0 6888 0 6889<br />
d. Derivative exposures to unlisted equities<br />
i. Related to financial institutions 0 6890 0 6891 0 6892 0 6893 0 6894 0 6895<br />
ii. Other derivative exposures to<br />
unlisted equities<br />
e. Corporate bonds issued by financial institutions (other than convertible bonds)<br />
0 6896 0 6897 0 6898 0 6899 0 6900 0 6901<br />
i. Investment grade 0 6902 0 6903 0 6904 0 6905 0 6906 0 6907<br />
Duration 6908 WAT 6909<br />
10-year eq 6910 0 6911 0 6912 0 6913 0 6914 0 6915 0 6916<br />
ii. Non-investment grade 0 6917 0 6918 0 6919 0 6920 0 6921 0 6922<br />
Duration 6923 WAT 6924<br />
10-year eq 6925 0 6926 0 6927 0 6928 0 6929 0 6930 0 6931<br />
f. Corporate bonds not issued by financial institutions (other than convertible bonds)<br />
i. Investment grade 0 6932 0 6933 0 6934 0 6935 0 6936 0 6937<br />
Duration 6938 WAT 6939<br />
10-year eq 6940 0 6941 0 6942 0 6943 0 6944 0 6945 0 6946<br />
ii. Non-investment grade 0 6947 0 6948 0 6949 0 6950 0 6951 0 6952<br />
Duration 6953 WAT 6954<br />
10-year eq 6955 0 6956 0 6957 0 6958 0 6959 0 6960 0 6961<br />
g. Convertible bonds issued by financial institutions<br />
i. Investment grade 0 6962 0 6963 0 6964 0 6965 0 6966 0 6967<br />
Duration 6968 WAT 6969<br />
10-year eq 6970 0 6971 0 6972 0 6973 0 6974 0 6975 0 6976<br />
ii. Non-investment grade 0 6977 0 6978 0 6979 0 6980 0 6981 0 6982<br />
Duration 6983 WAT 6984<br />
10-year eq 6985 0 6986 0 6987 0 6988 0 6989 0 6990 0 6991<br />
h. Convertible bonds not issued by financial institutions<br />
i. Investment grade 0 6992 0 6993 0 6994 0 6995 0 6996 0 6997<br />
Duration 6998 WAT 6999<br />
10-year eq 7000 0 7001 0 7002 0 7003 0 7004 0 7005 0 7006<br />
ii. Non-investment grade 0 7007 0 7008 0 7009 0 7010 0 7011 0 7012<br />
Duration 7013 WAT 7014<br />
10-year eq 7015 0 7016 0 7017 0 7018 0 7019 0 7020 0 7021<br />
i. Sovereign bonds and municipal bonds<br />
Page 28 of 31<br />
Created On: 10/8/2013 1:29:06 PM
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