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Bioprospecting in the Arctic - UNU-IAS - United Nations University

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1. Introduction<br />

8<br />

1.1 Environmental Challenges for <strong>the</strong> Polar<br />

Regions<br />

Both <strong>the</strong> <strong>Arctic</strong> and Antarctica have become accessible<br />

to commerce and <strong>in</strong>dustry. In <strong>the</strong> <strong>Arctic</strong> technological<br />

advances and changes <strong>in</strong> <strong>the</strong> <strong>Arctic</strong> environment due<br />

to climate change have made access to <strong>the</strong> <strong>Arctic</strong>’s oil<br />

and gas resources a reality. 1 Similarly as <strong>the</strong> <strong>Arctic</strong> ice<br />

cap melts new lucrative shipp<strong>in</strong>g routes from Asia to<br />

Europe are open<strong>in</strong>g up. Perhaps even <strong>the</strong> North-West<br />

Passage will f<strong>in</strong>ally become a lucrative ocean highway<br />

for <strong>in</strong>ternational trade. 2 Fish<strong>in</strong>g grounds <strong>in</strong> <strong>the</strong> <strong>Arctic</strong><br />

may also become more accessible and <strong>in</strong>creased sea<br />

borne tourism to <strong>the</strong> <strong>Arctic</strong> is also a possibility. 3 At <strong>the</strong><br />

o<strong>the</strong>r end of <strong>the</strong> earth climate change is also hav<strong>in</strong>g<br />

a significant impact on Antarctica. In addition ever<br />

<strong>in</strong>creas<strong>in</strong>g human activities <strong>in</strong> Antarctica are plac<strong>in</strong>g<br />

new pressures on one of <strong>the</strong> world’s last great prist<strong>in</strong>e<br />

wilderness areas. For example <strong>in</strong> <strong>the</strong> 2006-2007<br />

Antarctic Austral Summer Season some 28,226 ship<br />

borne and land based tourists visited Antarctica. 4<br />

Likewise fish<strong>in</strong>g <strong>in</strong> <strong>the</strong> Sou<strong>the</strong>rn Ocean and waters<br />

surround<strong>in</strong>g Antarctica is a very lucrative bus<strong>in</strong>ess. So<br />

lucrative <strong>in</strong> fact that <strong>the</strong>re is <strong>in</strong>creas<strong>in</strong>g evidence of <strong>the</strong><br />

<strong>in</strong>volvement of organised crime, especially <strong>in</strong> fish<strong>in</strong>g for<br />

high value fish stocks such as <strong>the</strong> Patagonian toothfish. 5<br />

As never before <strong>the</strong> <strong>Arctic</strong> and Antarctica are<br />

<strong>in</strong>creas<strong>in</strong>gly of <strong>in</strong>terest to commerce and <strong>in</strong>dustry.<br />

For <strong>Arctic</strong> communities <strong>the</strong>se new commercial<br />

opportunities may br<strong>in</strong>g economic benefits, but <strong>the</strong>y<br />

also br<strong>in</strong>g with <strong>the</strong>m new challenges for <strong>the</strong> susta<strong>in</strong>able<br />

management of <strong>Arctic</strong> ecosystems and resources and<br />

possibly unforeseeable social impacts. The impacts<br />

of established and emerg<strong>in</strong>g commercial activities <strong>in</strong><br />

Antarctica also present challenges for <strong>the</strong> susta<strong>in</strong>able<br />

management of Antarctic ecosystems and resources. A<br />

problem made even more complex by <strong>the</strong> fact that <strong>the</strong><br />

Polar Regions, especially <strong>the</strong> <strong>Arctic</strong> are undergo<strong>in</strong>g rapid<br />

environmental change due to <strong>the</strong> impacts of climate<br />

change. With climate change many of <strong>the</strong> species of<br />

<strong>the</strong> frozen environments of <strong>the</strong> <strong>Arctic</strong> and Antarctica,<br />

<strong>in</strong>clud<strong>in</strong>g <strong>the</strong> microorganisms of <strong>the</strong> sea ice of <strong>in</strong>terest<br />

for biotechnology, appear threatened with ext<strong>in</strong>ction this<br />

century. 6<br />

This report focuses on one more emerg<strong>in</strong>g commercial<br />

activity shared by both Polar Regions, namely<br />

bioprospect<strong>in</strong>g. Debate on <strong>the</strong> many issues surround<strong>in</strong>g<br />

bioprospect<strong>in</strong>g <strong>in</strong> <strong>the</strong> Polar Regions has so far been<br />

exclusively conf<strong>in</strong>ed to Antarctica. 7 There has been little<br />

detailed consideration of whe<strong>the</strong>r bioprospect<strong>in</strong>g is<br />

occurr<strong>in</strong>g <strong>in</strong> <strong>the</strong> <strong>Arctic</strong>, and <strong>the</strong> regulatory implications<br />

of such activities for <strong>the</strong> susta<strong>in</strong>able use of <strong>Arctic</strong><br />

biodiversity and environmental governance <strong>in</strong> <strong>the</strong> <strong>Arctic</strong><br />

more generally. 8<br />

While <strong>the</strong>re are many significant differences between<br />

<strong>the</strong> <strong>Arctic</strong> and Antarctica, exam<strong>in</strong>ation of <strong>the</strong> <strong>Arctic</strong><br />

experience of bioprospect<strong>in</strong>g is directly relevant to <strong>the</strong><br />

emerg<strong>in</strong>g debate <strong>in</strong> Antarctica. 9 <strong>Arctic</strong> States have<br />

regularly suggested that <strong>the</strong> Antarctic Treaty System<br />

could benefit from consideration of <strong>the</strong> experience of<br />

<strong>Arctic</strong> States and peoples <strong>in</strong> deal<strong>in</strong>g with issues relat<strong>in</strong>g<br />

to environmental governance. In that regard new data<br />

on <strong>the</strong> extent and nature of bioprospect<strong>in</strong>g <strong>in</strong> <strong>the</strong> <strong>Arctic</strong><br />

may be useful <strong>in</strong> help<strong>in</strong>g policy makers consider future<br />

scenarios and trends <strong>in</strong> bioprospect<strong>in</strong>g <strong>in</strong> <strong>the</strong> Antarctic.<br />

Understand<strong>in</strong>g <strong>the</strong> nature and extent of commercial<br />

<strong>in</strong>terest <strong>in</strong> <strong>the</strong> genetic resources of <strong>the</strong> <strong>Arctic</strong> should<br />

help us to understand whe<strong>the</strong>r commercial <strong>in</strong>terest<br />

<strong>in</strong> Antarctic genetic resources is more than just a<br />

momentary diversion from <strong>the</strong> “pure science” [sic]<br />

upon which <strong>the</strong> framework of Antarctic governance is<br />

built. 10 The way <strong>in</strong> which <strong>Arctic</strong> legal and policy systems<br />

have dealt with <strong>the</strong> bioprospect<strong>in</strong>g question with<strong>in</strong><br />

<strong>the</strong>ir respective jurisdictions might also provide some<br />

guidance on what issues <strong>the</strong> Antarctic regime will need<br />

to tackle and <strong>the</strong> possible challenges ahead. 11 F<strong>in</strong>ally and<br />

perhaps <strong>in</strong>directly, exam<strong>in</strong>ation of <strong>the</strong> <strong>Arctic</strong> experience<br />

for Antarctic purposes could also highlight areas of<br />

reform needed <strong>in</strong> <strong>Arctic</strong> jurisdictions. 12<br />

1.2 Structure of this report<br />

It is aga<strong>in</strong>st this background that this report presents a<br />

survey of biotechnology based on <strong>the</strong> genetic resources<br />

of <strong>the</strong> <strong>Arctic</strong> <strong>in</strong>clud<strong>in</strong>g data on <strong>the</strong> nature and extent of<br />

bioprospect<strong>in</strong>g <strong>in</strong> <strong>the</strong> <strong>Arctic</strong>. Exam<strong>in</strong>ation of <strong>the</strong> extent<br />

and nature of bioprospect<strong>in</strong>g <strong>in</strong> <strong>the</strong> <strong>Arctic</strong> <strong>in</strong> this report<br />

is broken <strong>in</strong>to 6 sections <strong>in</strong>clud<strong>in</strong>g this <strong>in</strong>troduction.<br />

Section 2 of <strong>the</strong> report provides a def<strong>in</strong>ition of<br />

biotechnology and bioprospect<strong>in</strong>g <strong>in</strong> <strong>the</strong> context of<br />

<strong>the</strong> <strong>Arctic</strong>. Section 3 goes on to provide an overview of<br />

<strong>the</strong> ma<strong>in</strong> areas of scientific research <strong>in</strong> relation to <strong>the</strong><br />

biotechnology potential of <strong>Arctic</strong> genetic resources and<br />

give some examples of ongo<strong>in</strong>g projects <strong>in</strong> <strong>the</strong> <strong>Arctic</strong>.<br />

This overview is based on a survey of academic and<br />

o<strong>the</strong>r published literature identified dur<strong>in</strong>g <strong>the</strong> course of<br />

this research and <strong>in</strong>terviews with researchers conducted<br />

by <strong>the</strong> author.<br />

Section 4 <strong>the</strong>n presents data on companies active <strong>in</strong><br />

<strong>the</strong> commercial exploitation of biotechnology based<br />

on <strong>Arctic</strong> genetic resources. Section 5 <strong>the</strong>n presents<br />

an analysis of <strong>the</strong> extent of patent<strong>in</strong>g <strong>in</strong> relation to<br />

<strong>in</strong>ventions based on <strong>Arctic</strong> genetic resources. The report<br />

<strong>the</strong>n concludes <strong>in</strong> section 6 by briefly consider<strong>in</strong>g <strong>the</strong><br />

implications of <strong>the</strong> f<strong>in</strong>d<strong>in</strong>gs presented <strong>in</strong> this report for<br />

<strong>the</strong> debate on regulation of bioprospect<strong>in</strong>g <strong>in</strong> Antarctica<br />

and beyond.

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