efore achiev<strong>in</strong>g susta<strong>in</strong>ed abst<strong>in</strong>ence <strong>and</strong> recovery. An early form <strong>of</strong> <strong>the</strong> stages-<strong>of</strong>changemodel (Prochaska & DiClemente, 1992) <strong>in</strong>cluded <strong>the</strong> follow<strong>in</strong>g stages:•y Precontemplation (unawareness)•y <strong>Co</strong>ntemplation (awareness)•y Preparation (decision po<strong>in</strong>t)•y Action (active change behaviors)•y Ma<strong>in</strong>tenance (ongo<strong>in</strong>g preventive behaviors)A similar stages-<strong>of</strong>-change model was developed to better underst<strong>and</strong> motivation<strong>and</strong> read<strong>in</strong>ess among persons with co-occurr<strong>in</strong>g disorders (Osher & K<strong>of</strong>oed, 1989)<strong>and</strong> has been used to develop “stage-specific” treatment services, <strong>and</strong> to structure<strong>the</strong> sequence <strong>of</strong> treatment approaches <strong>in</strong> some sett<strong>in</strong>gs. This approach is premisedon <strong>the</strong> assumption that stage-specific <strong>in</strong>terventions will enhance treatmentadherence <strong>and</strong> outcomes. For example, <strong>of</strong>fenders <strong>in</strong> early stages <strong>of</strong> change areunlikely to respond well to treatment that does not address ambivalence <strong>and</strong>resistance related to behavior change. Similarly, <strong>of</strong>fenders <strong>in</strong> later stages <strong>of</strong> changewho are placed <strong>in</strong> services that focus primarily on early recovery issues may dropout from treatment.A major underly<strong>in</strong>g pr<strong>in</strong>ciple <strong>of</strong> stage-specific treatment is that assessment<strong>of</strong> motivation <strong>and</strong> read<strong>in</strong>ess should be used to match <strong>in</strong>dividuals to treatmentservices. The Substance Abuse Treatment Scale (SATS; McHugo, Drake, Burton,& Ackerson, 1995) is a rat<strong>in</strong>g scale that was developed to describe a person’s level<strong>of</strong> engagement <strong>in</strong> treatment. This scale has been used to help match <strong>in</strong>dividualsto treatment <strong>and</strong> to develop appropriate services for <strong>the</strong> follow<strong>in</strong>g “stages <strong>of</strong>change”:•y Pre-Engagement•y Engagement•y Early Persuasion•y Late Persuasion•y Early Active Treatment•y Late Active Treatment•y Relapse Prevention•y Remission or RecoveryA number <strong>of</strong> screen<strong>in</strong>g <strong>in</strong>struments have been developed for screen<strong>in</strong>g <strong>and</strong>assessment <strong>of</strong> motivation <strong>and</strong> read<strong>in</strong>ess for treatment, <strong>and</strong> a detailed criticalreview <strong>of</strong> <strong>the</strong>se <strong>in</strong>struments is provided <strong>in</strong> Appendix D.Cultural Issues Related to <strong>Screen<strong>in</strong>g</strong> <strong>and</strong> <strong>Assessment</strong>Given <strong>the</strong> large proportion <strong>of</strong> cultural <strong>and</strong> ethnic m<strong>in</strong>orities <strong>in</strong> <strong>the</strong> crim<strong>in</strong>aljustice system, screen<strong>in</strong>g <strong>and</strong> assessment approaches for co-occurr<strong>in</strong>g disordersshould consider <strong>in</strong>fluences <strong>of</strong> ethnicity, social class, gender, sexual orientation,29
Ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>ga staff <strong>of</strong>diverse ethnicor culturalbackgrounds ishighly importantto promot<strong>in</strong>gengagement<strong>in</strong> screen<strong>in</strong>g,assessment, <strong>and</strong>o<strong>the</strong>r treatmentactivities.race, disability status, socioeconomic level, <strong>and</strong> religious <strong>and</strong> spiritual affiliation(Hienz, Preto, McGoldrick, Almeida, & Weltman, 1999). For example, hav<strong>in</strong>gexperienced discrim<strong>in</strong>ation <strong>and</strong> racism may <strong>in</strong>fluence <strong>the</strong> expression <strong>of</strong> mentalhealth symptoms. Individuals who have experienced shame <strong>and</strong> stigma relatedto discrim<strong>in</strong>ation may expect treatment staff to judge <strong>the</strong>m negatively, <strong>and</strong>this may affect treatment outcome. Experiences <strong>of</strong> poverty, discrim<strong>in</strong>ation, <strong>and</strong><strong>in</strong>volvement with <strong>the</strong> crim<strong>in</strong>al justice system may also <strong>in</strong>crease vulnerability<strong>and</strong> exposure to chronic stress (Goldste<strong>in</strong>, 1986) <strong>and</strong> shape <strong>the</strong> underly<strong>in</strong>g beliefsystems <strong>of</strong> <strong>in</strong>dividuals regard<strong>in</strong>g treatment <strong>and</strong> rehabilitation. Mental healthsymptoms may be expressed quite differently by <strong>in</strong>dividuals <strong>of</strong> different culturalor ethnic backgrounds <strong>and</strong> may be mis<strong>in</strong>terpreted if cultural norms are notwell understood or if <strong>the</strong>re is <strong>in</strong>sufficient follow-up to assess <strong>the</strong> full mean<strong>in</strong>g<strong>of</strong> unusual self-reported symptoms. Treatment staff should actively exploreexpectations <strong>and</strong> beliefs that may have been shaped by experiences <strong>of</strong> racism <strong>and</strong>discrim<strong>in</strong>ation, <strong>and</strong> should be cautious <strong>in</strong> determ<strong>in</strong><strong>in</strong>g how <strong>the</strong>se affect <strong>the</strong> process<strong>of</strong> screen<strong>in</strong>g <strong>and</strong> assessment.Some <strong>in</strong>dividuals may not be fully c<strong>and</strong>id dur<strong>in</strong>g screen<strong>in</strong>g <strong>and</strong> assessment<strong>in</strong>terviews because <strong>the</strong>ir cultural affiliation does not condone self-disclosure<strong>of</strong> problems to those outside <strong>the</strong> immediate family. Self-disclosure may also be<strong>in</strong>hibited among <strong>in</strong>dividuals who have experienced discrim<strong>in</strong>ation from peoplewho share <strong>the</strong> culture or ethnicity <strong>of</strong> <strong>the</strong> staff person conduct<strong>in</strong>g <strong>the</strong> screen<strong>in</strong>gor assessment <strong>in</strong>terview. Language barriers can also <strong>in</strong>fluence <strong>the</strong> outcome <strong>of</strong>screen<strong>in</strong>g <strong>and</strong> assessment <strong>in</strong>terviews. Alternative strategies should be explored for<strong>in</strong>dividuals who do not read or comprehend English effectively. Whenever possible,screen<strong>in</strong>g <strong>and</strong> assessment should be conducted <strong>in</strong> <strong>the</strong> <strong>in</strong>dividual’s language<strong>of</strong> choice <strong>and</strong> by staff from a similar cultural background. Many screen<strong>in</strong>g<strong>in</strong>struments are available <strong>in</strong> Spanish or o<strong>the</strong>r languages, <strong>and</strong> bil<strong>in</strong>gual staff canprovide assistance <strong>in</strong> conduct<strong>in</strong>g screen<strong>in</strong>g <strong>and</strong> assessment <strong>in</strong>terviews. Ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>ga staff <strong>of</strong> diverse ethnic or cultural backgrounds is highly important to promot<strong>in</strong>gengagement <strong>in</strong> screen<strong>in</strong>g, assessment, <strong>and</strong> o<strong>the</strong>r treatment activities.<strong>Screen<strong>in</strong>g</strong> Instruments for <strong>Co</strong>-<strong>Occurr<strong>in</strong>g</strong><strong>Disorders</strong>Whenever feasible, st<strong>and</strong>ardized screen<strong>in</strong>g <strong>in</strong>struments should be used toidentify co-occurr<strong>in</strong>g disorders <strong>in</strong> <strong>the</strong> justice system. This will promote a sharedunderst<strong>and</strong><strong>in</strong>g <strong>of</strong> co-occurr<strong>in</strong>g problems <strong>and</strong> needed treatment <strong>in</strong>terventions.Given <strong>the</strong> absence <strong>of</strong> specialized screen<strong>in</strong>g <strong>in</strong>struments that address <strong>the</strong> multiplerelevant components <strong>of</strong> co-occurr<strong>in</strong>g disorders, several <strong>in</strong>struments (e.g., mentalhealth, substance abuse, trauma/PTSD, motivation) are <strong>of</strong>ten comb<strong>in</strong>ed to providea comprehensive screen<strong>in</strong>g. These screen<strong>in</strong>g <strong>in</strong>struments are sometimes <strong>in</strong>cluded<strong>in</strong> a battery to provide focused <strong>in</strong>formation regard<strong>in</strong>g acute mental health <strong>and</strong>substance abuse needs, <strong>and</strong> suitability for placement <strong>in</strong> various sett<strong>in</strong>gs. <strong>Screen<strong>in</strong>g</strong>30
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•y•y•y•y•y•y•ywith sc
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Concerns80•y•y•y•y•y•y
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Concerns•y The validity of the SS
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Appendix I: Recommended Instruments
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Concerns•y•y•y•yReliabiliti
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•y•y•y•yScales and profile
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•y•yand non-interpretable resul
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Appendix L: Assessment Instruments
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Philadelphia, PA 19106, (215) 399-0
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treatment setting. Treatment progra
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Concerns•y•y•yThe CIDI is qui
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•y•y•yThe PDSQ has been used
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Both a Research Version and a Clini
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Bastiaens, L., Riccardi, K., & Sakh
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Carey, K. B., Carey, M. P., & Chand
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Demmel, R., Beck, B., Richter, D.,
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Gray, B. T. (2001). A factor analyt
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Kessler, R. C., Wittchen, H. U., Ab
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McLellan, A. T., Cacciola, J. S., &
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Nochajski, T. H., & Stasiewicz, P.
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Rollnick, H., Heather, N., Gold, R.
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Teitelbaum L. M., & Mullen, B. (200
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Zimmerman, M., & Sheeran, T. (2003)