consolidated statement of financial condition - Barclays Capital

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NEW YORK – HEADQUARTERS745 Seventh AvenueNew York, NY 10019Tel: +1 212 526 7000Barclays Capital Inc.
Report of Independent AuditorsTo the Board of Directors and Stockholder ofBarclays Capital Inc. and SubsidiaryIn our opinion, the accompanying consolidated statement offinancial condition presents fairly, in all material respects, thefinancial position of Barclays Capital Inc. (the “Company”)and its Subsidiary at December 31, 2010 in conformity withaccounting principles generally accepted in the United Statesof America. This financial statement is the responsibility ofthe Company’s management. Our responsibility is to expressan opinion on this financial statement based on our audit. Weconducted our audit of this statement in accordance withauditing standards generally accepted in the United States ofAmerica. Those standards require that we plan and performthe audit to obtain reasonable assurance about whether thestatement of financial condition is free of materialmisstatement. An audit includes examining, on a test basis,evidence supporting the amounts and disclosures in thestatement of financial condition, assessing the accountingprinciples used and significant estimates made bymanagement, and evaluating the overall statement offinancial condition presentation. We believe that our auditprovides a reasonable basis for our opinion.March 11, 20111
Page 1: CONSOLIDATEDSTATEMENTOF FINANCIALCO
Page 5 and 6: Consolidated Statement of Financial
Page 7 and 8: 1. OrganizationBarclays Capital Inc
Page 10 and 11: Transfers of Financial AssetsIn gen
Page 12 and 13: absolute terms and relative to the
Page 14 and 15: In such cases, exchange-traded deri
Page 16 and 17: • Mortgage-backed and other asset
Page 18 and 19: tax returns in New York State and N
Page 20 and 21: and requiring expanded information
Page 22 and 23: of Financial Condition. The Company
Page 24 and 25: On March 31, 2010, the Company tran
Page 26 and 27: generally de-recognizes those secur
Page 28 and 29: 6. Receivables from and Payables to
Page 30 and 31: 10. Subordinated DebtAt December 31
Page 32 and 33: 12. Benefit PlansPension PlanThe Co
Page 34 and 35: The Company's pension assets are in
Page 36 and 37: certain conditions are met. Additio
Page 38 and 39: fully cover losses that customers m
Page 40 and 41: concerning (amongst other things) B
Page 42 and 43: $1,893 million of the maximum poten
Page 44 and 45: dealer price quotations, or alterna
Page 46: SENIOR OFFICERSJerry del MissierChi

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