consolidated statement of financial condition - Barclays Capital

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Consolidated Statement of Financial ConditionDecember 31, 2010(in millions, except share data)AssetsCash and cash equivalents $ 522Cash and securities segregated for regulatory and otherpurposes 5,544Collateralized agreements:Securities purchased under agreements to resell 159,454Securities borrowed 53,348Securities received as collateral (includes $15,54615,705pledged as collateral)Financial instruments owned, at fair value (includes$65,636 pledged as collateral) 79,361Receivables from brokers, dealers and clearingorganizations 7,250Receivables from customers 8,223Accrued interest and dividend receivables 383Other assets 317Total assets 330,107Liabilities and Stockholder’s EquityCollateralized financings:Securities sold under agreements to repurchase $ 225,105Securities loaned 17,585Obligation to return securities received as collateral 15,705Financial instruments sold, but not yet purchased, at fairvalue 43,996Payables to brokers, dealers and clearing organizations 6,464Payables to customers 9,247Short-term borrowings 218Accrued interest and dividend payables 293Other liabilities 1,651Total 320,264Commitments and Contingencies (see Note 15)Subordinated debt 2,500Stockholder’s equityCommon stock – no par value, 5,000 sharesauthorized, 10 shares issued and outstanding –Additional paid-in capital 6,085Retained earnings 1,267Accumulated other comprehensive loss, net of tax (9)Total stockholder’s equity 7,343Total liabilities and stockholder’s equity $ 330,107The accompanying notes are an integral part of this Consolidated Statement ofFinancial Condition.3
Page 1 and 2: CONSOLIDATEDSTATEMENTOF FINANCIALCO
Page 3: Report of Independent AuditorsTo th
Page 7 and 8: 1. OrganizationBarclays Capital Inc
Page 10 and 11: Transfers of Financial AssetsIn gen
Page 12 and 13: absolute terms and relative to the
Page 14 and 15: In such cases, exchange-traded deri
Page 16 and 17: • Mortgage-backed and other asset
Page 18 and 19: tax returns in New York State and N
Page 20 and 21: and requiring expanded information
Page 22 and 23: of Financial Condition. The Company
Page 24 and 25: On March 31, 2010, the Company tran
Page 26 and 27: generally de-recognizes those secur
Page 28 and 29: 6. Receivables from and Payables to
Page 30 and 31: 10. Subordinated DebtAt December 31
Page 32 and 33: 12. Benefit PlansPension PlanThe Co
Page 34 and 35: The Company's pension assets are in
Page 36 and 37: certain conditions are met. Additio
Page 38 and 39: fully cover losses that customers m
Page 40 and 41: concerning (amongst other things) B
Page 42 and 43: $1,893 million of the maximum poten
Page 44 and 45: dealer price quotations, or alterna
Page 46: SENIOR OFFICERSJerry del MissierChi

consolidated statement of financial condition - Barclays Capital

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