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Reflection and Refraction Maxwell's equations lead to definition for ...

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Based on wave representation of electromagnetic radiation <strong>and</strong>geometry, we can quickly deduce the angle of reflection:θ i = θ 3Law of specular reflectanceCEM 835 page 3-3


The refracted beam does not travel at same velocity as the incidentbeam (v 2= v 1·η 1/η 2):- first part of the wavefront <strong>to</strong> strike the interface is retardedpreferentially- light beam bends <strong>to</strong>wards the interface normal when η 2 >η 1η 1 ⋅sin θ 1 = η 2 ⋅sin θ 2Snell's law of refraction- no refraction when θ 1 = 0°- no transmittance when θ 1 > θ c (critical angle)<strong>to</strong>tal internal reflection⎛sin θ 1 = η 2⎞⎜ ⎟ sin θ⎝ ⎠ 2η 1when sin θ 2 = 90°θ i = θ c = sin −1 ⎛ η 2⎞⎜ ⎟⎝ ⎠For air/glass θ c ≈ 42°η 1Snell's lawCEM 835 page 3-4


CEM 835 page 3-5


Fresnel EquationsReflectance losses occur at all at interfacesα(λ) + T(λ) + ρ(λ) =1Conservation Law- magnitude increases as the difference in the refractive indicesincreases- dependent on incidence angleEquation describing the reflectance ρ(λ) is the Fresnel equationρ(λ) = 1 ⎡ sin 2 (θ i −θ r )2 sin 2 (θ i +θ r ) + tan2 (θ i − θ r ) ⎤⎣ ⎢tan 2 (θ i + θ r ) ⎦ ⎥- where θ iis incidence angle <strong>and</strong> θ ris refraction angleFor the air/glass at 589 nm, reflectance is about 0.04 or 4 % perinterfaceCEM 835 page 3-6


− ρ(λ) constant <strong>for</strong> small angles− ρ(λ) increases rapidly at large angles (grazing incidence)PrismsServes several purposes in a spectrometer- change the direction of a beam- change the polarization of a beam- split a beam in<strong>to</strong> two- disperse the beamA variety of shapes <strong>and</strong> materials are available <strong>to</strong> per<strong>for</strong>m thesefunctions.Dispersing prismAccording <strong>to</strong> Snell's Law,⎛sin θ 1 = η 2⎞⎜ ⎟ sin θ 2⎝ ⎠η 1Snell's lawthere will be no dispersion if η(λ) is constant• dispersion in prism occurs because of the change in refractiveindex of the prism material as a function of wavelength• if prism material exhibits normal dispersion, higher frequency(shorter wavelength) light experiences a higher refractive indexthan lower frequency (longer wavelength) lightCEM 835 page 3-7


Light of different wavelengths become divergent <strong>and</strong> becomeseparated in spaceangle between incident <strong>and</strong> refracted beam is called thedeviationThe variation in deviation with wavelength is called the angulardispersionD A = dθdλ = dθdη ⋅dηdλ {prismdispersion- first term depends on size <strong>and</strong> shape of the prism <strong>and</strong> theincidence angle- second term (prism dispersion) depends on the material of theprism <strong>and</strong> the wavelengthdηdλ (glass@357 nm) =1.94x10−4 nm −1dηdλ (glass@825 nm) =1.78x10−5 nm −1Prisms not often used as dispersion elements because of nonconstantD Awith wavelength- produces non-constant b<strong>and</strong>width- means range of λ's projected on<strong>to</strong> exit slit varies with λCEM 835 page 3-8


Electromagnetic radiationAn electromagnetic wave is a transverse wave: electric <strong>and</strong> magneticfields perpendicular <strong>to</strong> the propagation directionPlane (linearly) polarized beam has constant plane containing theelectric <strong>and</strong> magnetic vec<strong>to</strong>rs (often called unpolarized)The time-dependent electric field iswhereE = E 0 sin(ω ⋅ t − φ)E 0is the maximum electric field strengthω is the angular frequency (2πυ)t is timeφ is the (angular) phaseThe angular phase is (φ 0+2πx/λ) where x is distance <strong>and</strong> φ 0is thephase at x=02π/λ is number of waves per unit lengthIf two waves maintain the same relative phase difference over(i)(ii)extended period of timelengththey are said <strong>to</strong> be coherentCEM 835 page 3-9


Superposition:The superposition of two waves states two plane polarized wavescan be algebraically summed <strong>to</strong> produce a resultant waveIf waves have same frequencyE = E 1 + E 2= E 0,1 sin(ωt + φ 1 ) + E 0,2 sin(ωt + φ 2 )Amplitude (intensity) of wave is E 2E 2 = ( E 1 + E 2 ) 2= E 1 2 + E 2 2 + E 1 ⋅ E 2= E 2 0,1 + E 2 0,2 + 2E 0,1 ⋅ E 0,2 cos(φ 2 − φ 1 )1444 244 443interference termIf (φ 1-φ 2) = 0, 2π, 4π...- cos(0, 2π, 4π...) = 1- wave amplitude will be rein<strong>for</strong>ced (constructive interference)If (φ 1-φ 2) = π, 3π, 5π...- cos(π, 3π, 5π...) = -1- wave amplitude will be reduced <strong>to</strong> zero (destructiveinterference)CEM 835 page 3-10


Interference can result from difference in pathlengthIf the waves initially start out with same phase, the difference inphase, δ, due <strong>to</strong> different paths iswhereδ = (φ 1 − φ 2 )= 2π ⋅x 1− 2π⋅x 2λ λ2π(x 1 − x 2 )λx 1<strong>and</strong> x 2are the lengths <strong>to</strong> the measurement point from source2π/λ is the number of a complete waves per unit lengthThus, when δ = 0, 2π... (an integral number of wavelengths)m ⋅2π = 2π(x 1 − x 2 )λm⋅λ = δ constructive interference2πwhen δ = π, 3π... (an integral number of wavelengths+1/2)⎛ 2m +1⎞⎝ 2 ⎠ λ = δ2πdestructive interferenceCEM 835 page 3-11


Diffraction (Eschellete) gratingsParallel grooves etched (blazed) on<strong>to</strong> reflective surface - asymmetricin profileIncident light striking long facet is reflected in specular directionwith respect <strong>to</strong> the groove normal- light from neighboring grooves travels different distances <strong>and</strong>so interference occurs in outgoing beamNote: angles α <strong>and</strong> β are defined with respect <strong>to</strong> the grating normal,not the groove normalConstructive interference occurs when the pathlength difference is anintegral number of wavelengths- extra pathlength associated with the incident beam is ACAC = d ⋅sin α- extra pathlength associated with the outgoing beam is ADAD = d⋅sin βCEM 835 page 3-12


The <strong>to</strong>tal pathlength difference is AC + AD:AC + AD = d sin α + sinβ( )( ) Grating Formulamλ = d sin α + sinβ(minimum value of d as λ/2, because the maximum value of (sinα +sinβ) is 2)The first order (m = 1) diffraction angle can be calculated <strong>for</strong> anyincidence angle by rearranging the grating <strong>for</strong>mulamλd= sin α + sin βsinβ = mλd − sin αwhere d is found from the groove spacingImportant- diffraction angle depends on d- longer λ's diffracted more than shorter ones (β 600 nm> β 500 nm)- When m=0 (zero order), sinα = -sinβ or α = -β. In this case,all λ's are diffracted at the same angleIf blaze was parallel <strong>to</strong> the grating plane (γ = 0°), the zero orderbeam would also appear in the specular direction (most of thereflected light not dispersed)If blaze angle ≠ 0°, specular <strong>and</strong> zero-order angles do notcorrespond <strong>and</strong> majority of the light is dispersedCEM 835 page 3-13


In the special case when incident beam is along the surface normal,α=0 <strong>and</strong> first-order beam is in specular direction- in this case, β is twice the blaze angle, γ. The wavelength atthis angle is called the blaze wavelengthm ⋅λ blaze = d( sin α + sinβ)λ blaze = dsin β= dsin 2γCEM 835 page 3-14


DispersionThe angular dispersion D Aof the grating can be obtained bydifferentiating the grating <strong>for</strong>mula with respect <strong>to</strong> wavelengthFor constant incidence anglemλ = d( sin α + sin β) Grating FormulaD A = dβdλ ===md cosβd(sin α + sinβ)dλ cosβsin α + sinβλ cosβsin α fixedFor nearly normal incidence, α is small so β is small, <strong>and</strong> so cosβdoes not change much with λ- D Adoes not change much with wavelength- much better dispersion element than prismCEM 835 page 3-15


Monochroma<strong>to</strong>rsComprised of• dispersive element• image transfer system (mirrors, lenses <strong>and</strong> adjustable slits)- an image of the entrance slit is transferred <strong>to</strong> the exit slit afterdispersionOne of the most common arrangements is the Czerny-Turnermonochroma<strong>to</strong>r:CEM 835 page 3-16


Wavelength selectionWavelength selection is accomplished by rotating the gratingSince angle between the entrance slit, grating <strong>and</strong> exit slit is fixed(2φ), grating <strong>for</strong>mula can be expressed in terms of the gratingrotation angle θ (between grating normal <strong>and</strong> optical axis)Since α = θ - φ <strong>and</strong> β = θ + φ,mλ = d[ sin(θ − φ) + sin(θ + φ) ]= 2dsin θcosφ(the trigonometric identity 1/2(sin(A+B)+sin(A-B)) is sinA·cosB)Grating <strong>for</strong>mula now in experimental variables: θ (the gratingrotation angle) <strong>and</strong> φ (half-angle between the entrance, grating <strong>and</strong>exit <strong>and</strong> slit)CEM 835 page 3-17


Dispersive characteristicsAlready mentioned the angular dispersion (rate of change ofdiffraction angle with wavelength) <strong>for</strong> a gratingD A = dβdλangular dispersionHowever, in monochroma<strong>to</strong>r much more interested in dispersion atfocal plane (exit slit), defined by the linear dispersion, D l,D l = dxdλ- units of D lare mm·nm -1 or similarlinear dispersionFor a Czerny-Turner arrangement, the linear dispersion is:D l = f ⋅D Awheref is the focal length of the focusing (exit) opticCEM 835 page 3-18


Sometimes the inverse linear dispersion, R d, is used (units ofnm·mm -1 or similar)R d = D l −1 = dλdxD A =inverse linear dispersionsin α + sinβλ cosβR d = ( f ⋅ D A ) −1=λ cosβf(sinα + sin β)Spectral b<strong>and</strong>pass <strong>and</strong> the slit functionThe spectral b<strong>and</strong>pass (nm) is the half-width of the range ofwavelengths passing through the exit slitThe geometric spectral b<strong>and</strong>passs g = R d ⋅ Wgeometric spectral b<strong>and</strong>passwhereR dis the inverse linear dispersionW is slit widthCEM 835 page 3-19


In a monochroma<strong>to</strong>r, an image of entrance slit is focused at the exitslit:- when input is polychromatic, a monochromated version of theimage appears at the exit slit- when input is monochromatic image, rotating the grating angleθ will sweep monochromatic image across the exit slitCEM 835 page 3-20


The <strong>to</strong>tal intensity t(λ) measured at the exit slit as image is translatedis called the slit function- <strong>for</strong> equal entrance <strong>and</strong> exit slits, shape is triangular- <strong>for</strong> unequal entrance <strong>and</strong> exit slits, shape is trapezoidalwith a base of s <strong>and</strong> half-width of s gMathematically, the slit function iswhere( ) = 1− ⎜λ − λ 0t λ⎛⎝s g⎞⎟⎠t(λ) = 0 elsewhereλ 0 −s g ≤ λ ≤ λ 0 +s gλ is the incident (monochromatic) wavelength at entrance slitλ 0is the wavelength setting of the monochroma<strong>to</strong>r (thewavelength directed <strong>to</strong> the center of the exit slit)ResolutionResolution quantifies how well separated two features are at the exitslit• closely related <strong>to</strong> linear dispersion (D l )(or angular dispersion (D A ), <strong>and</strong> physical dimensions of themonochroma<strong>to</strong>r (through f))• slit width WCEM 835 page 3-21


If the width of a single peak base is s (= 2s g), then two features willjust be completely separated when the wavelength differencebetween them is s∆λ s = s = 2s g = 2R d Wslit - width -limited resolutionAlternatively, we may adjust slit width <strong>to</strong> obtain resolution of twofeatures separated by ∆λ sW = ∆λ s2R dCEM 835 page 3-22

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