compliance guide - MCX

Compliance Guide4. List of Do’s and Don’ts.As a part of KYC documents, it is mandatory to give list of Do’s and Don’ts to the clients asprescribed by the Exchange/ FMC.5. Client Account ClosureIn the event of any account being closed by the Member, the member must ensure that priorwritten confirmation of the account closure request had been received from the Client and suchwritten request has been maintained by the Member in his records.In the event that the account is closed by the Member, the Member shall maintain documentaryproof / evidence of the same and mark the client inactive in UCC database of the Exchange.- 23 -