compliance guide - MCX

Compliance GuideCIRCULAR NO. DATE SUBJECTMCX/COMP/358/2011 October 11, 2011Segregation of Client Accounts inCommodity Futures ExchangeMCX/T&S/355/2011 October 10, 2011 Unique Client CodeMCX/COMP/348/2011 October 4, 2011Guidelines on pre - funded instruments(Pay Orders and DemandDrafts)/Electronic Fund TransferMCX/T&S/343/2011 September 30, 2011 Client Code ModificationMCX/T&S/314/2011 September 14, 2011 Proprietary TradesMCX/COMP/256/2011 July 20, 2011Delivery of Contract Notes to clients -Revised InstructionsMCX/C&S/214/2011 June 9, 2011 Margin Collection from ClientsMCX/C&S/223/2012 June 9, 2011MCX/TECH/149/2011 April 28, 2011MCX/COMP/127/2011 April 16, 2011MCX/TECH/110/2011 April 1, 2011MCX/FIN-ACCT/099/2011March 28, 2011Collection of Stamp Duty - Securityrelated transactionAutomated Trading Facility through CTCLSoftwareBPO, KPO services / Segregation thereoffrom Commodity Derivatives MarketAutomated Trading Facility through CTCLSoftwareMembers Indemnity Insurance PolicyMCX/T&S/074/2011 March 12, 2011 Unique Client CodeMCX/MEM/047/2011 February 23, 2011 Nomenclature of Authorised PersonsMCX/COMP/046/2011 February 23, 2011 Compliance Requirements for MembersLevy and Collection of Stamp Duty onMCX/COMP/019/2011 January 19, 2011 Trading Transaction of Goods/CommoditiesMCX/MEM/002/2011 January 3, 2011Market Access through AuthorisedpersonsComputer to Computer Link (CTCL) /MCX/CTCL/433/2010 December 10, 2010 Internet Based Trading (IBT) servicesthrough ASPMCX/COMP/429/2010 December 4, 2010 Margin MoneyMCX/MEM/428/2010 December 1, 2010Market Access through Authorisedpersons- 51 -