compliance guide - MCX
compliance guide - MCX
compliance guide - MCX
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Compliance GuideCIRCULAR NO. DATE SUBJECTManagement Services (PMS)<strong>MCX</strong>/LEGEL/363/2008 November 15, 2008 Revised Format of Contract Notes<strong>MCX</strong>/COMP/317/2008 October 7, 2008 Unique Client Code<strong>MCX</strong>/COMP/195/2008 June 6, 2008 Changes in records to be kept by member<strong>MCX</strong>/CTCL/171/2008 May 15, 2008<strong>MCX</strong>/MEM/132/2008 April 15, 2008Automated Trading Facility through CTCLSoftwareChange In Share Holding Pattern/SharingPattern of Member<strong>MCX</strong>/COMP/088/2008 March 4, 2008 Unique Client Code<strong>MCX</strong>/COMP/009/2008 January 12, 2008Maintenance of minimum Networth byTrading Cum- Clearing- Member<strong>MCX</strong>/COMP/304/2007 September 1, 2007 Compliance Requirements for Members<strong>MCX</strong>/T&S/276/2007 August 8, 2007 Clubbing of Open Positions<strong>MCX</strong>/TRN/260/2007 July 24, 2007 MCCP Certification Examination<strong>MCX</strong>/T&S/198/2007 May 25, 2007 Client Code Modification<strong>MCX</strong>/T&S/166/2007 April 30, 2007 Client Code Modification<strong>MCX</strong>/T&S/109/2007 March 24, 2007 Unique Client Code(UCC)<strong>MCX</strong>/T&S/085/2007 March 5, 2007 Unique Client Code(UCC)<strong>MCX</strong>/CTCL/043/2007 February 2, 2007<strong>MCX</strong>/CTCL/042/2007 January 31, 2007Computer To Computer Link (CTCL)FacilityInternet Based Trading (IBT) Facility, (In-House Software Development ByMember)- 53 -
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