compliance guide - MCX

Compliance GuideCOMPENDIUM OF CIRCULARSCIRCULAR NO. DATE SUBJECTMCX/MEM/282/2014 August 29, 2014 Details of payment of stamp duty by themembers of the ExchangeMCX/MEM/293/2014 September 16, 2014 Compliance with requirements ofPrevention of Money Laundering(Amendment) Act, 2012MCX/T&S/325/2014 October 08, 2014 Market Abuse – Cross Deals / Wash Trades/ Self Trades / Structured DealsMCX/T&S/330/2014 October 13, 2014 Market Abuse – Cross Deals / Wash Trades/ Self Trades / Structured DealsMCX/COMP/352/2014 October 28, 2014 Periodic settlement of Accounts of clientsby membersMCX/C&S/383/2014 December 01, 2014 Mechanism for regular monitoring of shortcollection / no-collection of marginsMCX/COMP/162/2014 April 30, 2014 Common/ Uniform Client Registration /MCX/COMP/117/2014 April 01, 2014Processform/Exchange procedure for Client Margin ReportingMCX/COMP/116/2014 April 01, 2014 Implementation of FSLRC`s recommendations onMCX/C&S/109/2014 March 29, 2014ConsumerMechanismProtectionfor regular monitoring of shortAnnexurecollection/ non-collection of MarginsMCX/COMP/102/2014 March 26, 2014 Prevention of Money Laundering (Amendment)Act 2012 - RegardingMCX/COMP/087/2014 March 19, 2014 Common/Uniform Client RegistrationForm/Process: Amendment theretoMCX/COMP/086/2014 March 18, 2014 Payment of Stamp Duty - Andhra PradeshMCX/COMP/072/2014 March 10, 2014 Central KYC Registry and Directions onPrevention of Money Laundering (Maintenance ofRecords) Rules 2013MCX/COMP/082/2014 March 15, 2014 Dealing in Cash transactionsMCX/CTCL/431/2013 December 27, 2013 Revision in Guidelines for Algorithmic TradingFacility (ATF)/MCX/COMP/375/2013 November 11, 2013 Payment of Stamp Duty – Maharashtra- 48 -