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Prefrontal Cortex, Thalamus, and Cerebellar Volumes in ...

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BRAIN VOLUMES IN YOUTHS 1597<br />

use disorders. Impulsivity is thought to be closely associated<br />

with PFC development dur<strong>in</strong>g adolescence (Spear, 2000).<br />

Increased impulsivity, which may contribute to early-onset<br />

dr<strong>in</strong>k<strong>in</strong>g, is seen <strong>in</strong> subjects with frontal lobe excisions<br />

(Miller, 1992). Alcoholism has been conceptualized as a<br />

frontal lobe condition (Moselhy et al., 2001). Neuroimag<strong>in</strong>g<br />

studies across modalities have demonstrated the PFC to be<br />

<strong>in</strong>volved <strong>in</strong> <strong>in</strong>toxication, crav<strong>in</strong>g, <strong>and</strong> withdrawal with respect<br />

to alcohol <strong>and</strong> other drugs (Goldste<strong>in</strong> <strong>and</strong> Volkow,<br />

2002). In a review of the literature on impulsivity <strong>and</strong><br />

addiction <strong>in</strong> adolescence, Chambers et al. (2003) concluded<br />

that substance use disorders constitute neurodevelopmental<br />

disorders <strong>and</strong> suggested that the common neurobiological<br />

mechanisms <strong>in</strong>volv<strong>in</strong>g PFC motivational bra<strong>in</strong> circuitry<br />

could be substrates for both normative impulsivity <strong>and</strong><br />

addictive behavior among adolescents. In our study, PFC<br />

volume variables adjusted for cerebral volumes significantly<br />

correlated with the most number of dr<strong>in</strong>ks per maximum<br />

dr<strong>in</strong>k<strong>in</strong>g episode, a measure of dis<strong>in</strong>hibition <strong>and</strong> impulsivity.<br />

High-risk studies with subjects with family histories of<br />

substance use disorders support this idea. Young subjects,<br />

who are offspr<strong>in</strong>g of fathers with alcoholism <strong>and</strong> are at high<br />

familial risk for AUD perform poorly on measures of executive<br />

cognitive function (Giancola et al., 1996; Harden<br />

<strong>and</strong> Pihl, 1995; Hill, 2004). Individuals at high relative risk<br />

for substance use disorders demonstrated impulsive problems<br />

<strong>in</strong>clud<strong>in</strong>g conduct disorders (Clark et al., 1998), antisocial<br />

behaviors (Clark et al., 1999), <strong>and</strong> neurobehavioral<br />

dis<strong>in</strong>hibition (Tarter et al., 2003) <strong>in</strong> late childhood. Deficits<br />

<strong>in</strong> PFC-mediated executive functions of decision-mak<strong>in</strong>g,<br />

susta<strong>in</strong>ed attention, verbal fluency abstraction, behavioral<br />

<strong>in</strong>hibition, work<strong>in</strong>g memory, regulation of motivation, <strong>and</strong><br />

motor control are seen <strong>in</strong> ADHD (Barkley, 1997; Ernst et<br />

al., 2003; P<strong>in</strong>eda et al., 1998), conduct disorder (Dery et al.,<br />

1999; Morgan <strong>and</strong> Lilienfeld, 2000), major depression<br />

(Rogers et al., 2004), <strong>and</strong> posttraumatic stress disorder<br />

(Beers <strong>and</strong> De Bellis, 2002), the most common comorbid<br />

disorders <strong>in</strong> our AUD subjects. Imag<strong>in</strong>g studies also suggest<br />

PFC abnormalities <strong>in</strong> all these heterogeneous mental<br />

disorders (De Bellis et al., 2000b; Nolan et al., 2002; Schulz<br />

et al., 2004; Sowell et al., 2003b; Spalletta et al., 2001).<br />

Similar results have been atta<strong>in</strong>ed <strong>in</strong> community adolescents,<br />

where neurocognitive deficits <strong>in</strong> measures of attention<br />

ability predicted substance use disorders 8 years later<br />

(Tapert et al., 2002a). Thus, these childhood psychopathologies<br />

may lead to early substance use disorders <strong>and</strong><br />

substance-related problems <strong>in</strong> adolescence, due to preexist<strong>in</strong>g<br />

PFC vulnerability. Thus, unlike our previous f<strong>in</strong>d<strong>in</strong>gs<br />

<strong>in</strong> this sample, where we reported that the adolescent<br />

hippocampus may be more vulnerable to the toxic effects of<br />

an adolescent-onset AUD than an adult with similar years<br />

of dr<strong>in</strong>k<strong>in</strong>g (De Bellis et al., 2000a) because hippocampal<br />

volumes correlated positively with the age of onset <strong>and</strong><br />

negatively with the duration of an AUD, the f<strong>in</strong>d<strong>in</strong>gs of<br />

smaller PFC did not correlate with age of onset or duration<br />

of an AUD. This leads to the speculation that delayed PFC<br />

maturation (less myel<strong>in</strong>ation of the PFC) may be an <strong>in</strong>herent<br />

vulnerability that enhances the risk for poorer executive<br />

cognitive function<strong>in</strong>g <strong>and</strong> an adolescent-onset AUD.<br />

In this particular study, the negative overall cerebellum<br />

f<strong>in</strong>d<strong>in</strong>gs <strong>in</strong> adolescents with an AUD are <strong>in</strong> contrast with<br />

adult f<strong>in</strong>d<strong>in</strong>gs (Parks et al., 2002). This may be because of<br />

a longer period of exposure to alcohol consumption is<br />

required to cause alterations <strong>in</strong> the cerebellum or because<br />

of adolescent cerebellar plasticity (Hansel et al., 2001).<br />

However, we note that there was a significant sex-by-group<br />

effect for males with an adolescent-onset AUD to have<br />

smaller cerebellar volumes than control males. It should be<br />

noted that six of the eight AUD males also had comorbid<br />

ADHD, comb<strong>in</strong>ed type. Alteration <strong>in</strong> the frontal-striatal<br />

circuitry underlies the psychopathology of ADHD <strong>and</strong><br />

probably causes the related deficits of higher cognitive<br />

functions <strong>in</strong> these <strong>in</strong>dividuals (Berqu<strong>in</strong> et al., 1998; Castellanos<br />

et al., 1996). ADHD boys have a smaller cerebellar<br />

vermis compared with healthy control boys (Berqu<strong>in</strong> et al.,<br />

1998; Castellanos et al., 1996), <strong>and</strong> <strong>in</strong> most studies, the<br />

difference is limited to the <strong>in</strong>ferior posterior vermis of the<br />

cerebellum (Castellanos et al., 1996; Mostofsky et al.,<br />

1998). The difference <strong>in</strong> cerebellar volume <strong>in</strong> boys with<br />

ADHD has been replicated <strong>in</strong> girls with similar symptom<br />

severity (Castellanos et al., 2001). A longitud<strong>in</strong>al study<br />

found that both smaller cerebral <strong>and</strong> cerebellar volumes <strong>in</strong><br />

subjects with ADHD persisted over time <strong>and</strong> were unrelated<br />

to stimulant treatment (Castellanos et al., 2002).<br />

Overall, recent studies suggest a possible modulat<strong>in</strong>g cerebellar<br />

<strong>in</strong>fluence on the predom<strong>in</strong>antly right frontal-striatal<br />

circuits <strong>in</strong>volved <strong>in</strong> ADHD (Giedd et al., 2001). S<strong>in</strong>ce<br />

premorbid ADHD is a risk factor for substance use disorders<br />

<strong>in</strong> adolescent <strong>and</strong> young adults (Biederman et al.,<br />

1997; Clark et al., 1999), any possible relation between<br />

AUD <strong>and</strong> other comorbid conditions should be considered<br />

when evaluat<strong>in</strong>g structural MRI f<strong>in</strong>d<strong>in</strong>gs <strong>in</strong> <strong>in</strong>dividuals with<br />

AUD. Our study is limited by the fact that our adolescent<br />

AUD group had extensive comorbidity with other Axis I<br />

disorders. It should be noted that it is rare for an adolescent<br />

with alcohol abuse or dependence not to have another<br />

mental disorder (Clark et al., 1997). Imag<strong>in</strong>g studies of<br />

adult <strong>and</strong> adolescent AUD are only beg<strong>in</strong>n<strong>in</strong>g to address<br />

the issues of comorbidity by exam<strong>in</strong><strong>in</strong>g adults with early<br />

<strong>and</strong> late onset alcohol dependence. However, studies of<br />

very large samples are needed to exam<strong>in</strong>e these issues.<br />

Given that most MRI studies of adults with an AUD do not<br />

exam<strong>in</strong>e histories of childhood-onset mental disorders<br />

(ADHD, major depression) <strong>in</strong> their samples, this is an<br />

important <strong>and</strong> overlooked research issue that may have<br />

<strong>in</strong>fluenced the known bra<strong>in</strong> structural f<strong>in</strong>d<strong>in</strong>gs <strong>in</strong> the adult<br />

AUD literature.<br />

In summary, unlike <strong>in</strong> the mature bra<strong>in</strong>, <strong>in</strong> which chronic<br />

AUD is characterized by a cont<strong>in</strong>uum of graded bra<strong>in</strong><br />

dysmorphology, our prelim<strong>in</strong>ary f<strong>in</strong>d<strong>in</strong>gs suggest that structural<br />

deficits <strong>in</strong> the adolescent PFC are associated with an<br />

adolescent-onset AUD <strong>in</strong> <strong>in</strong>dividuals with comorbid mental

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