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Special Issue on Procedural Fairness - American Judges Association

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• Opportunity to participate in the process;• Clarity of the process;• Polite and fair treatment from the judge and court staff;• <strong>Fairness</strong> of the outcome; and• Satisfacti<strong>on</strong> with the outcome.Tenants were also asked to rate their preparati<strong>on</strong> for court,difficulties faced in preparing for the appearance, awarenessand use of available services, and suggesti<strong>on</strong>s for improvement.5To complement the survey, research staff c<strong>on</strong>ducted structuredcourt observati<strong>on</strong>s in the Harlem and downtown housingcourts. Using court observati<strong>on</strong> instruments, we formallyassessed tenant court appearances in terms of preparati<strong>on</strong>,behavior during the appearance, treatment by other parties(judge, court clerks, attorneys, etc.), and case outcomes. Intotal, 406 court appearances were observed: 109 in the Harlemhousing court, and 297 in various downtown court parts.II. DESCRIPTION OF SURVEY SAMPLEOverall, survey resp<strong>on</strong>dents appear to be generally representativeof housing court tenants. Most of those interviewedwere racial/ethnic minorities—half African-<strong>American</strong> andanother quarter Hispanic. Two in three (67%) were female. Themajority had at least <strong>on</strong>e indicator of low socioec<strong>on</strong>omic status:59% reported being unemployed, receiving Secti<strong>on</strong> 8rental assistance, or living in public housing (Table 1).Those interviewed in the Harlem and at the downtownhousing courts were similar in many, but not all, respects.There were no significant differences across sites in gender,educati<strong>on</strong> level, and employment status. However, those interviewedin Harlem were more likely to identify themselves asAfrican-<strong>American</strong> (63% compared to 36% downtown) and lesslikely as white (4% compared to 16 % downtown).CASE CHARACTERISTICSNot surprisingly, more than eight in 10 (85%) of those surveyedwere involved in a n<strong>on</strong>payment of rent case. A largerpercentage of downtown litigants were in court <strong>on</strong> a holdovercase (19% vs. 7% downtown). 6 Also not surprisingly, the overwhelmingmajority of tenants, both downtown (87%) andparticularly in Harlem (97%), appeared pro se. By c<strong>on</strong>trast,very few tenants reported that their landlord was pro se (5% inHarlem; 6% downtown). The majority of tenants (53%) alsoreported that they are facing evicti<strong>on</strong> as a result of their currentcourt case. Importantly, despite the fact that public housing(NYCHA) cases comprise a larger percentage of Harlem’sthan downtown’s caseload, the Harlem tenants interviewed forthis study were not significantly more likely to be publichousing residents than were those downtown (29% vs. 25%,respectively).TABLE 2: CASE CHARACTERISTICSHARLEM DOWN- TOTALTOWNTABLE 1: CHARACTERISTICS OF SURVEY RESPONDENTSCASE TYPEHARLEM DOWN- TOTALN<strong>on</strong>payment***92% 76% 85%TOWNHoldover***7% 19% 13%RACEOther***2% 4% 3%Black***Latino †63%21%36%31%51%25%TENENT IN PUBLIC HOUSING(NY CHA) 29% 25% 28%White4% 16% 9%Other12% 18% 15%FIRST APPEARANCE INCOURT CASE † 26% 19% 23%GENDERFemale** 70% 63% 67%TENANT PRO SE* 97% 87% 93%HIGH SCHOOL DIPLOMA/GED 86% 86% 86%LANDLORD PRO SE 5% 6% 5%EMPLOYED***68% 59% 64%TENANT FACING EVICTION* 45% 62% 53%Part-time11% 17% 14%Full-time57% 42% 50%*p

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