IntroductionIn contrast to road traffic, where the driver of the individual vehicle has theresponsibility for guiding his car, rail traffic is externally controlled. This is true for thelateral guidance where the train has to follow the track forced by the rim or thewheels, <strong>and</strong> the longitudinal movement, where signals impose stopping points on thedriver. A signalling system has to be used, as reaction on time is not possible when adriver sees an obstacle. In rail systems, braking distances are too long to rely ondriver’s vigilance.The very first task of railway signalling therefore was to install a signallingsystem, which gave the driver instruction if he could proceed or if he had to stop.With the driver obeying the instructions given by the signals, collisions of trains couldbe avoided.A large history of railway accidents, proves that drivers do not always follow theinstructions of the signalling system. To supervise the driver,” train stop” systemswere introduced which caused an automatic brake application when the driverpassed a signal at danger. (More information on “why <strong>ATP</strong> systems” are required isgiven in D. Fenner’s contribution to this course.)In the early days of railway signalling, these train stop systems were mostlymechanical. Later on, as technology evolved, the physical principle of “informing thetrain it had SPADded” or “Track to Train Transmission” changed to permanentmagnets <strong>and</strong> later on to transponders.In the meantime, most of the mai<strong>nl</strong>ine railways found that a simple train stopsystem at the signal at danger was not sufficient to avoid all accidents. Othersystems, which warned the driver, or supervised train speed some distance beforethe signal at danger, were introduced. Excessive speed on certain sections of theline, for example at speed restrictions, caused accidents. Hence Automatic TrainProtection (<strong>ATP</strong>) systems were also used to supervise the driver in these cases.In the early days of <strong>ATP</strong>, most systems were <strong>intermittent</strong> in transmission <strong>and</strong>supervision. Information was o<strong>nl</strong>y transmitted at specific points along the track. Theinformation the supervision was based on <strong>and</strong> the length of the supervision waslinked to the location of the transmission. A driver having acknowledged the warningor complied with the speed supervision could usually release the brakes or evenaccelerate subsequently.More recent systems provide a <strong>continuous</strong> supervision of the train, although theirtransmission system is o<strong>nl</strong>y <strong>intermittent</strong>. The driver is not allowed to exceed a speedprofile / braking curve, which is based upon the data transmitted from a firsttransponder, until the train gets new information from the next transponder <strong>and</strong> thesupervised speed profile is updated accordingly. These systems certai<strong>nl</strong>y increasethe safety of operation considerably; on the other h<strong>and</strong> they also can restrict thethroughput of the line.Where track circuits were available, or other means such as radio, <strong>ATP</strong> systemsusing semi-<strong>continuous</strong> track to train transmission could be implemented. These canprovide an almost instantaneous update to the train of changes to the signal aspector line conditions ahead. The supervised speed profile is then also updatedinstantaneously, e.g. on approaching a signal clearing ahead of the train, <strong>and</strong>therefore the <strong>ATP</strong> impact on line capacity can be limited. Furthermore, on a system
level the degree of safety is also higher, as for example emergency stop informationcan be transmitted with negligible delay.All systems described derive their information from the line side signalling system<strong>and</strong> in almost all systems the comm<strong>and</strong>s transmitted to the driver have to be identicalto or more restrictive than those given by the line side signals. Especially for highdensity traffic, the existing block system on railway lines is not always adequate <strong>and</strong>some form of enhanced, or even moving, block can be introduced to further enhancecapacity utilisation. In these cases, <strong>ATP</strong>/ATC partially or totally replaces line sidesignals with in-cab signalling <strong>and</strong> has to have priority over the lateral signallingsystem. Thus modern <strong>ATP</strong>/ATC systems can offer operational advantages overconventional signalling systems <strong>and</strong> at the same time can reduce cost.This paper discusses what now should be called traditional or conventional <strong>ATP</strong><strong>and</strong> ATC systems <strong>and</strong> ERTMS/ETCS. With the exception of a brief mention ofERTMS/ETCS level 3, it does not discuss transmission based or communicationsbased signalling systems.2