ApprovalsEquipment projects are divided for approvals purposes into the following four categories:CategoryABCDProcurement CostAbove £400M£100M to £400M£20M to £100MUnder £20MSee small projectbox on page 17Approving Authority Level and Scope for DelegationApproved by the Equipment Approvals Committee (EAC) (ChiefScientific Adviser (CSA), 2 nd Permanent Under Secretary (PUS), ViceChief of the Defence Staff (VCDS), Chief Defence Procurement (CDP)and Chief Defence Logistics (CDL)), then Ministers.Normally approved at 2* level by representatives of each EACmember. However, members of the 2* Approving Authority may, attheir discretion, formally delegate responsibility for approval to a lowerlevel for specific projects. An executive summary of all submissions inCategory B is copied to Ministers.Normally approved at 1* level by representatives of each EAC member.However, members of the 1* Approving Authority may, at their discretion,formally delegate responsibility for approval to a lower level for specificprojects. An executive summary of all submissions in Category C withprocurement costs over £50M is copied to Ministers.Normally approved at 1* level or below by the DEC and IPTL (or theirrepresentative) and a Finance Officer. Chief Scientific Adviser (CSA),Director Capability Resources and Scrutiny (DCRS) and HQDLOstakeholders should be given an opportunity to comment on draftsubmissions (mandatory, if procurement cost exceeds £2M).A Business Case, initiated by the DEC, makes the case for taking the project forward at eachGate. <strong>The</strong> DEC and the IPTL seek confirmation that all stakeholders are satisfied with theBusiness Case, including DLO clearance of the Support Strategy. <strong>The</strong>re are no prescribed pagecaps for a Business Case but, even for the most complex projects, the case should not exceedthirty pages in total (including Annexes). <strong>The</strong> Executive Summary of the case is used for briefingMinisters and senior officials. <strong>The</strong>re is much greater emphasis on oral presentations, discussionsand meetings with the Approving Authorities, or their delegates or representatives, to clarify keypoints and resolve difficult issues.After Main Gate, no further Approvals are required, provided the project remains, and plans toremain, within the bounds set at Main Gate. Selection of a prime contractor may well be madeafter Main Gate. While the outcome of this, the resolution of any industrial or collaborativeimplications, and an appropriate presentation strategy, may need to be agreed with orcommunicated to the relevant stakeholders and Ministers, no further central approval shouldnormally be necessary.16
Acceptance and ISDSmall Project PointApprovalsFor Category C Initial Gate and Category D Main Gate approvals, the BusinessCase is normally shorter (no more than ten pages) . <strong>The</strong>re is no formal InitialGate for Category D Projects, which can proceed to the Assessment Stage if thecustomer and IPT Leader can agree a suitable Customer Supplier Agreement;Assessment Stage activities and deliverables; and cost, time and performanceparameters for the Assessment Stage and the project as a whole. In such cases,the relevant budget holder may approve expenditure of up to 15% of theestimated total procurement cost before Main Gate.Acceptance and In-Service DateSmart <strong>Acquisition</strong> defines acommon top-levelacceptance process, throughwhich it is confirmed that theusers’ needs for militarycapability have been met bythe systems supplied. <strong>The</strong>DEC is the AcceptanceAuthority. <strong>The</strong> IPT Leaderis responsible for thegathering and presentationof evidence to demonstratethat the SRD and, thereby,the URD have beensatisfied.Acceptance is a through life process, outlined in the following diagram. At an early stage duringthe acquisition process the IPT Leader and the DEC agree an acceptance strategy whichidentifies how the acceptance process will be applied, and enables an Integrated Test,Evaluation and Acceptance Plan (ITEA Plan) to be drawn up. Prior to reaching the stage atwhich formal Acceptance is conducted, the audit trail back to the capability gap and userrequirement is assured through the endorsement of the SRD and URD. Later, at a suitable pointin the programme, the build standard for production purposes will be frozen for the DEC to17