law of 20 December 2002 - Alfi

Annex 4Table sg 2Company:Person in charge:Frequency: quarterlyOTHER ACTIVITIES AS AT …(in the currency of the capital)1. Management of portfolios of investmentManagement mandatesOf which: pension fundsFees received during the quarterNumberXxxxxxxxxxxxxAmount2. Investment adviceExisting investment advisory agreementsFees received during the quarter3. Safekeeping and administration of UCI unitsDeposits of UCI unitsFees received during the quarterXxxxxxxxxxxxxNote:1. Management of portfolios of investment1) The total of the assets under management must correspond to the market value at the time of the drawing-upof the table.2) With respect to the fees received during the quarter, the table must indicate the gross amount of the feesreceived (management fees, performance fees, etc.) for the management of assets during the quarter for whichthe table is drawn up.2. Investment advice1) Investment advisory agreements: it concerns agreements made with a client in order to provide him withinvestment advice for a determined or undetermined period of time on instruments listed in section B of annexII of the amended law of 5 April 1993 relating to the financial sector.2) Amount: one should indicate the average volume during the current accounting year of the portfolio for whichinvestment advice has been provided which means that there should be calculated at the end of each monthan average of the value of the portfolio of all clients advised during the current accounting year including theamount of the portfolio at the date of closing of the previous accounting year.3) Amount of the fees received during the current month: the table must indicate the amount of advisory feesreceived during the current quarter until the date as of which the table is drawn up.3. Safekeeping and administration of UCI units1) Deposits of UCI units: one should indicate the number of deposits, as well as the evaluation value of thesedeposits.2) Fees received during the quarter: the table must indicate the amount of the fees received in the context of thedeposit service provided for UCI units at the date of the drawing-up of the table.198