Genetic Change in Farmer-Recycled Maize Seed:A <strong>Review</strong> <strong>of</strong> <strong>the</strong> <strong>Evidence</strong>Michael L. Morris, Jean Risopoulos, and David BeckIntroductionObjectives <strong>of</strong> <strong>the</strong> paperThis paper summarizes what is known about farm-level maize seed management practicesand reviews <strong>the</strong> <strong>the</strong>oretical and empirical evidence regarding <strong>the</strong> relationship betweenfarmers’ seed recycling practices and <strong>the</strong> germplasm content (and agronomic performance)<strong>of</strong> maize cultivars. The focus is on farmers in developing countries, many <strong>of</strong> whom do notreplace <strong>the</strong>ir seed annually with newly purchased commercial seed but rely instead onrecycled seed saved from <strong>the</strong>ir own harvest or obtained from o<strong>the</strong>r farmers.The paper is divided into four parts. The remainder <strong>of</strong> this introductory section explainswhy <strong>the</strong> issue <strong>of</strong> seed recycling in maize merits attention. The second section reviews <strong>the</strong>literature on farmers’ varietal and seed management practices in an effort to determinewhe<strong>the</strong>r maize seed recycling is widespread. The third section examines <strong>the</strong> relationshipbetween farmers’ seed management practices and <strong>the</strong> agronomic performance <strong>of</strong> maizecultivars, taking into account both <strong>the</strong> predictions <strong>of</strong> quantitative genetics <strong>the</strong>ory, as well asempirical evidence collected in farmers’ fields. The fourth and final section summarizes <strong>the</strong>main findings. Implications for research impacts evaluation are spelled out in <strong>the</strong> appendix.Maize in <strong>the</strong> developing worldMaize is <strong>the</strong> world’s most widely grown cereal and is <strong>the</strong> primary food staple in manydeveloping countries. In 1990, <strong>of</strong> 58 million hectares planted to maize in non-temperateregions <strong>of</strong> <strong>the</strong> developing world, approximately 25 million hectares (43%) were planted tomodern varieties (MVs), including both improved open-pollinated varieties (OPVs) andhybrids (López-Pereira and Morris, 1994). 1 The widespread diffusion <strong>of</strong> maize MVs atteststo <strong>the</strong> success <strong>of</strong> <strong>the</strong> many organizations that are engaged in crop improvement andtechnology delivery, including national maize breeding programs, government agriculturalextension services, and public and private seed companies.While <strong>the</strong>re is reason to be encouraged by <strong>the</strong> fact that half <strong>of</strong> <strong>the</strong> developing world’s nontemperatemaize area is planted to MVs, concerns can justifiably be raised by <strong>the</strong> fact that<strong>the</strong> o<strong>the</strong>r half is still planted to local varieties (also known as landraces) that have notbenefited from formal plant breeding efforts. Looking back over <strong>the</strong> global history <strong>of</strong>changes in <strong>the</strong> kinds <strong>of</strong> crop varieties that farmers grow, it is apparent that maize has1The term modern varieties (MVs) as used here refers to cultivars developed since 1960. For maize, this includes bothimproved open-pollinated varieties (OPVs) and hybrids. For rice and wheat, it includes mainly semidwarf varieties.Traditional varieties (TVs) refers to landraces (also known as local varieties) that have never been worked on by a formal plantbreeding program, as well as older improved OPVs and hybrids. As Byerlee (1994) has pointed out, <strong>the</strong> term modern varietyis something <strong>of</strong> a misnomer, since some MVs are now more than 30 years old. It is preserved here, however, to maintainconsistency with o<strong>the</strong>r publications. The term high-yielding varieties (HYVs), which is <strong>of</strong>ten used to refer to <strong>the</strong> samevarieties, is equally inaccurate, since many MVs were bred for characteristics o<strong>the</strong>r than yield potential.1
followed a very different path compared to o<strong>the</strong>r leading crops. The green revolutions inrice and wheat are by now well known. During <strong>the</strong> late 1960s and early 1970s, improvedsemidwarf varieties <strong>of</strong> rice and wheat were introduced into some <strong>of</strong> <strong>the</strong> developingworld’s most populated countries. When grown with increased levels <strong>of</strong> fertilizer and anassured water supply, <strong>the</strong>se MVs performed significantly better than <strong>the</strong> traditionalvarieties (TVs) <strong>the</strong>y replaced, leading to substantial production increases, higher incomesfor millions <strong>of</strong> farmers who adopted <strong>the</strong> technology, and lower food prices for consumers.Following <strong>the</strong>ir introduction, modern rice and wheat varieties spread rapidly throughoutmany <strong>of</strong> <strong>the</strong> irrigated zones where rice and wheat cultivation was concentrated; later, <strong>the</strong>ygradually disseminated into less favorable environments, including many non-irrigatedareas <strong>of</strong> modest production potential. By <strong>the</strong> early 1990s, roughly three-quarters <strong>of</strong> <strong>the</strong>developing world’s wheat area and two-thirds <strong>of</strong> <strong>the</strong> developing world’s rice area wereplanted to MVs (Byerlee and Moya, 1993).One reason why maize MVs have spread relatively slowly compared to wheat and riceMVs relates to <strong>the</strong> biological properties <strong>of</strong> <strong>the</strong> three species. Rice and wheat are selfpollinatingcrops, so when <strong>the</strong>y reproduce each generation <strong>of</strong> plants retains <strong>the</strong> geneticand physiological identity <strong>of</strong> <strong>the</strong> preceding generation. This means that farmers can setaside part <strong>of</strong> <strong>the</strong>ir harvest for use as seed in future cropping seasons, as long as <strong>the</strong>y arecareful to avoid mixing seed <strong>of</strong> different varieties. If <strong>the</strong>y wish, <strong>the</strong>y can also distributeseed to o<strong>the</strong>r farmers. This is precisely what happened during <strong>the</strong> green revolutions in riceand wheat: after small quantities <strong>of</strong> seed were released by public breeding programs, riceand wheat MVs quickly spread though farmer-to-farmer seed exchanges.Maize presents a different story, however. Maize is a cross-pollinating species, so whenmaize plants reproduce, <strong>the</strong> pollen used to fertilize a given seed (kernel) may come from<strong>the</strong> same plant or from ano<strong>the</strong>r plant growing nearby. If <strong>the</strong> pollen comes from ano<strong>the</strong>rplant, <strong>the</strong> pollen parent may be genetically similar or genetically distinct from <strong>the</strong> seedparent. What this means is that in maize <strong>the</strong> potential is far greater than in wheat and ricefor genetic changes to occur in successive generations <strong>of</strong> plants. When farmers replantmaize seed harvested from <strong>the</strong>ir own fields or from <strong>the</strong> fields <strong>of</strong> o<strong>the</strong>r farmers (a practiceknown as seed recycling), each generation <strong>of</strong> plants may or may not retain <strong>the</strong> essentialgenetic and physiological identity <strong>of</strong> <strong>the</strong> preceding generation. Consequently, whenevermaize seed is being recycled, it is difficult to be certain about <strong>the</strong> genetic composition <strong>of</strong><strong>the</strong> cultivars growing in farmers’ fields.Why is it important to know about <strong>the</strong> genetic composition <strong>of</strong> maize plants found infarmers’ fields? In fact <strong>the</strong>re are many reasons — reasons that vary widely, depending onwhe<strong>the</strong>r one is interested in biodiversity issues, farmers’ crop and varietal managementstrategies, technological innovation and diffusion processes, <strong>the</strong> performance <strong>of</strong> <strong>the</strong> seedindustry, or any one <strong>of</strong> many o<strong>the</strong>r subjects. For research organizations such as <strong>CIMMYT</strong>that carry out plant breeding activities, however, one <strong>of</strong> <strong>the</strong> most important reasons is to beable to measure <strong>the</strong> value <strong>of</strong> improved germplasm. Modern maize varieties have been amajor source <strong>of</strong> productivity growth in <strong>the</strong> past and are likely to be an increasingly2
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- Page 5 and 6: Executive SummaryThis paper summari
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Brennan, J.P., and D. Byerlee. 1991
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Murillo Navarrete, P. 1978. Estimac
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AppendixGuidelines for Estimating t
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exactly how different the plants wo
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As a general rule, we propose that