Item 13 - Risk_Management - Appendix 3.1 - Ealing Council

Heatmap (Controlled Profile)VeryLikelyCA0045 Inadequate BudgetProvisionCR0076 Failure to respondto changes in theeconomic climateLikelyCA0053 Legal ChallengeCRB0062 Health & SafetyBreaches - AsbestosECCP0003 Businesscontinuity/data recoveryCRB0039 IT performanceLikelihoodUnlikelyCAA0062 Changemanagement failureCRB0013 Health and Safetybreaches - LegionellaSRRB0013 EqualitiesImpact AssessmentsSRR0064 Failure to guardagainst material fraud ormisuse of resourcesSRR0067 Failure toimplement or manage apartnership effectivelyCA0044 Safeguarding andSupportRemoteMinor Significant SeriousMajorImpact

Detailed Risk InformationControlledRatingRisk Ref Details Assigned To Review Date12CA0045AdultsStephen Day 31/05/2010Demand led budget for care package for vulnerableAdults is unpredictable.12CR0076CR0076Simon George 28/11/2010Formula GrantIn light of the wider Public Sector budget deficit there willbe a long-term impact on the Council's formula grantsettlement with the prospect of reduced grant funding.12CRB0039Aging IT infrastructure resulting in increasing failure ofDiane Malpass 03/03/2011business applications and data.Causing considerable business impact to critical servicesto the organisation9CA0053Primary School PlacesGary Redhead 17/03/2011Plans for additional provision cannot be put into place dueto opposition from residents, parents and other externalbodies9CRB0062AsbestosRoger Amos 03/03/2011Failure to undertake asbestos works in respect of EalingCouncil buildings resulting in non compliance with the'Control of Asbestos Regulations 2006' resulting in legalchallenges.9ECCP0003Ineffective business continuity arrangements resulting inChris Begley 07/03/2011an inability to provide 'business as usual' services.8CA0044Looked after children/children on the CP registerFinola Culbert 30/04/2010Death or serious injury to a child in the care of Ealingcouncil or a child in the care of Ealing council goingmissing.6CAA0062Failure to implement necesary financial and operationalPaul Oppe 30/06/2010changes in line with DoH guidance and statutoryresponsibilities for personalisation ( eg DP guidance,Fairer Contributions Policy meeting existing statutoryresponsibilities)6CRB0013LegionellaRoger Amos 03/03/2011Health & Safety risk and/or legal action as a result offailure to undertake legionella works in respect of EalingCouncil buildings6SRRB0013Poor quality EIAs and ineffective internal and externalMatthew Booth 14/03/2011consultation processes resulting in legal challenge.6SRR0064The inability of systems and processes to detectSudhi Pathak 12/01/2011internal/external fraud resulting in a significant impact onCouncil services6SRR0067Failure to effectively manage agreements with keySudhi Pathak 02/03/2011partners resulting in poor service delivery and/or abreakdown in relationships.