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IIA ASD research report - The Institute of Internal Auditors

IIA ASD research report - The Institute of Internal Auditors

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1.General Criteria:For all cases, certain criteria must be met and followed when assessing the <strong>ASD</strong>option. A four phase approach is needed to increase the likelihood <strong>of</strong> <strong>ASD</strong> success.<strong>The</strong>se phases have been identified as follows:æPhase I:Χ identify all <strong>of</strong> the types <strong>of</strong> services in government and select these for a detailedstudy only those that demonstrated the highest potential for alternative service delivery.General Steps to Perform <strong>ASD</strong>Once the <strong>ASD</strong> option has been identified, the general framework to follow isidentified below:Χ Determine priorities and where improvement is needed mostly through consultationwith a third party.Χ Conclude whether the programs and services serve an essential public policyobjective, and if so, determine whether it would be delivered in a cost-effective manner.Χ Outline how HR management is affected and where flexibility is required.Χ Discuss with employees and unions on the plans for the “workplace” during the<strong>ASD</strong>.Χ Employees should be receiving the same collective agreement as before the <strong>ASD</strong>.Χ Develop partnership arrangement with other departments, other levels <strong>of</strong>government and other sectors <strong>of</strong> the economy to avoid costly duplication and overlap <strong>of</strong>work, and build on the strengths and capacity <strong>of</strong> other sectors to provide services andprograms.Χ Examine feasibility <strong>of</strong> transferring services to private sectors where no continuingpublic policy reasons to retain them exist.Phase II:Χ perform a detailed assessment <strong>of</strong> selected initiatives and identify any emergingissues and principles.Phase III:Χ develop a long term approach to the management and delivery <strong>of</strong> <strong>ASD</strong> servicesgovernment-widePhase IV:

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