Disincentives to Whistle BlowingDenial <strong>of</strong> treatment cases typically come to publicattention only when a "whistle blower"—usually ahealth care pr<strong>of</strong>essional 6 or a family member 7 whois convinced the denial <strong>of</strong> treatment is wrong—reports the matter to a public agency or other rightsadvocate. 8There are substantial disincentives to whistleblowing whether it takes place among health carepersonnel or in the general population. A recentstudy <strong>of</strong> whistle blowers by Donald and KarenSoeken found that all <strong>of</strong> those studied who blew thewhistle in the private sector lost their jobs. One-fifth<strong>of</strong> those surveyed (who also included FederalGovernment employees) were without jobs at thetime <strong>of</strong> the study; 86 percent had "negative emotionalconsequences, including feelings <strong>of</strong> depression,powerlessness, isolation, anxiety and anger"; and 80percent had physical deterioration. Mr. Soeken, apsychiatric social worker with a doctorate in humandevelopment, concluded (as paraphrased by a reporter)that "[Tjhere is so much retaliation againstknown whistle blowers [because]. . .it is associatedwith cultural taboos against tattling." 9Mr. Soeken said there are seven stages <strong>of</strong> life forthe whistle blower: discovery <strong>of</strong> the abuse, reflectionon what action to take, confrontation withsuperiors, retaliation, the long haul <strong>of</strong> legal or otheraction involved, termination <strong>of</strong> the case, and goingon to a new life. "The last stage is the most difficultto reach," he said, "and most [<strong>of</strong>] them don't reachit." 10Bill Bush, himself a whistle blower who wasdemoted, maintains a computer file on whistlecircumstances. . .it is prima [facie] irresponsible to obtain knowledgeabout the results <strong>of</strong> surgery on high risk infants and then notto use the negative results in informing the parents and others <strong>of</strong>the consequences <strong>of</strong> surgery." Id. at 451, quoting with approvalFletcher, Spina Bifida with Myelomeningocele: A Case Study inAttitudes Towards Defective Newborns, in Decision Making and theDefective Newborn 281 (C. Swinyard ed. 1978).6Health care pr<strong>of</strong>essionals did so in the "Baby Jane Doe" case.<strong>Law</strong>yer Fights on For Baby Doe, USA Today, Dec. 13, 1983, at 2A,col. 1.7A family member did so in In re T.A.P., No. 03231186(Milwaukee County, Wis. Cir. Ct. July 31, 1987), rehearing (Aug.12-13, 1987), a case involving denial <strong>of</strong> surgery to a child withspina bifida. Telephone interview with Thomas C. Potter,Assistant District Attorney, Milwaukee County, Wis. (Nov. 25,1988).8Occasionally, unusual circumstances bring a case to publicattention in other ways. In a Minnesota case, In re Steinhaus, No.J-86-92 (Minn. Redwood County Ct., Juv. Div. Sept. 11, 1986),reprinted in 2 Issues in L. & Med. 241 (1986), the child to whomtreatment was being denied was in the legal custody <strong>of</strong> a childblowers with 8,500 entries. "When individualsphone him with dark secrets he exhorts them to keepquiet unless they're independently wealthy. 'I wantto emphasize this one thing,' he says. 'Whistleblowing is dangerous. I've seen people bloodied.And it's not going to get easier to do. Nobody wantsa snitch.'" 11 Sociology Pr<strong>of</strong>essor Myron PeretzGlazer, an expert on whistle blowers, observes,"They break the unwritten law <strong>of</strong> social relationships.. . .They break a norm—the norm <strong>of</strong> loyalty."12These realities lead to the conclusion that countingthe number <strong>of</strong> reported or publicized cases alonewould underestimate the incidence <strong>of</strong> discriminatorydenial <strong>of</strong> treatment. It is probable that such casesrepresent only the tip <strong>of</strong> the iceberg. It is necessaryto turn, therefore, to methods other than countingthe reported cases.Surveys <strong>of</strong> Physician AttitudesOne method <strong>of</strong> judging the prevalence <strong>of</strong> denial <strong>of</strong>treatment is by examining the attitudes <strong>of</strong> treatingphysicians and other health care personnel. Althoughsurveys <strong>of</strong> attitudes toward denial <strong>of</strong> treatmentdo not provide direct evidence <strong>of</strong> the number<strong>of</strong> actual cases, the statements <strong>of</strong> health care pr<strong>of</strong>essionalsdo establish that a significant proportion <strong>of</strong>them would participate in denial <strong>of</strong> treatment incertain circumstances. Two surveys <strong>of</strong> pediatricianspublished in 1988 suggest that contemporary denial<strong>of</strong> treatment is not infrequent.The November 1988 issue <strong>of</strong> the Journal <strong>of</strong>Pediatrics contains a report on a poll undertaken tolearn how pediatricians would influence treatmentabuse agency (although the agency had placed him with hismother) because <strong>of</strong> previous abuse by his father. For that reason,the agency received information about the treatment denial.Telephone interview with Michael H. Boyle, attorney for LanceSteinhaus (Dec. 1, 1988). In the Idaho "Baby Ashley" case, theproposed denial <strong>of</strong> treatment evoked public attention and agencyintervention because the child—whose disability was not initiallyapparent—was found in a trash can shortly after birth, an eventthat made the headlines and led to reporters' putting a spotlighton the case. Medical pr<strong>of</strong>essionals openly deplored the publicattention, and agency involvement focused on them because theybelieved that without the publicity treatment could have beenquietly withheld. Telephone interview with James Baugh, ManagingAttorney, Coalition <strong>of</strong> Advocates for the Disabled, amicuscuriae in the case (Dec. 1, 1988).9Farnsworth, Survey <strong>of</strong> Whistle Blowers Finds Retaliation but FewRegrets, New York Times, Feb. 22, 1987, at 22, cols. 1-5.10Id. at col. 5.11Kleinfield, The Whistle Blowers' Morning After, New YorkTimes, Nov. 9, 1986, sec. 3, at 1, col. 2, at 10, col. 2.» Id. at 10, col. 2.104
decisions based on the presence <strong>of</strong> varying degrees<strong>of</strong> hydrocephalus in children born with spina bifida.13 The subjects <strong>of</strong> the study were 604 Fellows <strong>of</strong>the American Academy <strong>of</strong> Pediatrics selected on arandom basis from the membership. Of the 604pediatricians contacted, 373 or 62 percent returnedthe questionnaires, although 56 were discarded dueto incomplete information. 14The questionnaires were designed to determinewhat approach the doctors would take towardlifesaving treatment for children with spina bifida.Approximately half the physicians were asked aboutchildren with spina bifida but no hydrocephalus andthose with both spina bifida and moderate hydrocephalus.The other half were asked about childrenwith spina bifida but no hydrocephalus and thosewith both spina bifida and severe hydrocephalus. 15On the survey form, doctors could indicate that theywould encourage surgery, be neutral, or discouragesurgery. If the child were their own, the doctorscould obtain all possible care, could provide onlysupportive care, or could answer that they were notsure what they would do. 16The authors wrote: "Previous experience withphysician surveys suggests that the responses tosurveys tend to be conservative. . . .Thus the results<strong>of</strong> this study would be more likely to err on theless controversial side (treatment <strong>of</strong> all infants)." 17Nevertheless, the results <strong>of</strong> this survey were significant:the presence <strong>of</strong> hydrocephalus (which thepediatricians perceived as related to mental retardation)would lead the doctors away from encouragingsurgery toward discouraging surgery, a trend moremarked as the degree <strong>of</strong> the hydrocephalus becamemore pronounced. If the child were the doctor'sown, a similar trend toward choice <strong>of</strong> supportivecare only, increasing with the degree <strong>of</strong> hydrocephalus,was evident. About a third <strong>of</strong> the doctors (34.2percent) either would not know what to do orwould provide only supportive care if the childwere their own and only had spina bifida, with nohydrocephalus. If the same child were another's, 36percent would be neutral or would discourage13Siperstein, Wolraich, Reed & O'Keefe, Medical Decisions andPrognostications <strong>of</strong> Pediatricians for Infants with Meningomyelocele,113 J. <strong>of</strong> Pediatrics 835 (1988). See chap. 1, notes 9 and 14, fordescriptions <strong>of</strong> spina bifida and hydrocephalus.14Id. at 837.Id. at 836-37.16Siperstein, Wolraich, Reed & O'Keefe, supra note 13, at 836.Id. at 840.18Id. at 837, table 1. Further discussion <strong>of</strong> the results <strong>of</strong> thissurvey appears in chap. 4, at the text accompanying notes 12-14.surgery. The percentage <strong>of</strong> doctors who wouldeither not know what to do or would provide onlysupportive care almost doubled (to 62 percent) fortheir own child with the presence <strong>of</strong> moderatehydrocephalus. In the same circumstances, 55.1percent would be neutral or would discouragesurgery for the child <strong>of</strong> another. With the presence<strong>of</strong> severe hydrocephalus, 75.7 percent would notknow what to do or would provide only supportivecare for their own child (49.7 percent were certainthey would provide only supportive care), and 75.1percent would be neutral or would discouragesurgery for the child <strong>of</strong> another. 18Another survey, this one answered by 49 percent<strong>of</strong> the membership <strong>of</strong> the Perinatal Pediatrics Section<strong>of</strong> the American Academy <strong>of</strong> Pediatrics duringfall 1986, disclosed widespread hostility to thestandards <strong>of</strong> treatment adopted by the Child AbuseAmendments <strong>of</strong> 1984 and their implementing regulations.19 Sixty-six percent declared that the standardsdo not allow sufficient consideration <strong>of</strong> the parents'views, and 60 percent stated that they do not allowadequate consideration <strong>of</strong> the infant's suffering. 20An attitude that discourages treatment is sometimesinculcated in medical school. Pediatric residentsat Baylor College <strong>of</strong> Medicine in Houston,Texas, were asked the following questions both atthe beginning and at the end <strong>of</strong> their 3-year residencies:In which <strong>of</strong> the following situations would you employheroic measures to save an infant's life; that is, would youresuscitate a child with:19Minor birth defects (eg, skin tags, extra digits)?Major defects (eg, tracheoesophageal fistula, duodenalatresia)?Birth weight less than 1000 g?Severe defects (eg, congenital hydrocephalus myelomeningocele)?Severe mental defects (eg, anencephaly, known severebrain damage)? 21The standard <strong>of</strong> treatment the act and regulation require isdescribed in chap. 7, at the text accompanying notes 42-102.20Kopelman, Irons & Kopelman, Neonatologists Judge the "BabyDoe" Regulations, 318 New Eng. J. Med. 677, 683 (1988). Thesurvey authors agree with the majority, arguing that death is inthe best interests <strong>of</strong> some infants who must be given lifepreservingtreatment under the Child Abuse Amendments.21Berseth, Kenny & Durand, Longitudinal Development inPediatric Residents <strong>of</strong> Attitudes Toward Neonatal Resuscitation, 140Am. J. Diseases <strong>of</strong> Children 766, 767, table 2 (1986).105
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LETTER OF TRANSMITTALThe PresidentT
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The Commission sees several advanta
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Services of the Department of Healt
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Chapter 1Fundamental Rights: An Int
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A Dissenting View on the Report Med
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Appendix 2SURVEY OFSTATE BABY DOE P
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Hospital Liaisons Designated in Mos
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BABY DOE COMPARED WITH REGULAR CPS
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asphyxiation during the birth proce
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OBSERVATIONSThe inspection found th
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Doe 1 admitted on the record of the
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her (much appreciated) vote for thi