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PDF1 - University of Maryland School of Law

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Disincentives to Whistle BlowingDenial <strong>of</strong> treatment cases typically come to publicattention only when a "whistle blower"—usually ahealth care pr<strong>of</strong>essional 6 or a family member 7 whois convinced the denial <strong>of</strong> treatment is wrong—reports the matter to a public agency or other rightsadvocate. 8There are substantial disincentives to whistleblowing whether it takes place among health carepersonnel or in the general population. A recentstudy <strong>of</strong> whistle blowers by Donald and KarenSoeken found that all <strong>of</strong> those studied who blew thewhistle in the private sector lost their jobs. One-fifth<strong>of</strong> those surveyed (who also included FederalGovernment employees) were without jobs at thetime <strong>of</strong> the study; 86 percent had "negative emotionalconsequences, including feelings <strong>of</strong> depression,powerlessness, isolation, anxiety and anger"; and 80percent had physical deterioration. Mr. Soeken, apsychiatric social worker with a doctorate in humandevelopment, concluded (as paraphrased by a reporter)that "[Tjhere is so much retaliation againstknown whistle blowers [because]. . .it is associatedwith cultural taboos against tattling." 9Mr. Soeken said there are seven stages <strong>of</strong> life forthe whistle blower: discovery <strong>of</strong> the abuse, reflectionon what action to take, confrontation withsuperiors, retaliation, the long haul <strong>of</strong> legal or otheraction involved, termination <strong>of</strong> the case, and goingon to a new life. "The last stage is the most difficultto reach," he said, "and most [<strong>of</strong>] them don't reachit." 10Bill Bush, himself a whistle blower who wasdemoted, maintains a computer file on whistlecircumstances. . .it is prima [facie] irresponsible to obtain knowledgeabout the results <strong>of</strong> surgery on high risk infants and then notto use the negative results in informing the parents and others <strong>of</strong>the consequences <strong>of</strong> surgery." Id. at 451, quoting with approvalFletcher, Spina Bifida with Myelomeningocele: A Case Study inAttitudes Towards Defective Newborns, in Decision Making and theDefective Newborn 281 (C. Swinyard ed. 1978).6Health care pr<strong>of</strong>essionals did so in the "Baby Jane Doe" case.<strong>Law</strong>yer Fights on For Baby Doe, USA Today, Dec. 13, 1983, at 2A,col. 1.7A family member did so in In re T.A.P., No. 03231186(Milwaukee County, Wis. Cir. Ct. July 31, 1987), rehearing (Aug.12-13, 1987), a case involving denial <strong>of</strong> surgery to a child withspina bifida. Telephone interview with Thomas C. Potter,Assistant District Attorney, Milwaukee County, Wis. (Nov. 25,1988).8Occasionally, unusual circumstances bring a case to publicattention in other ways. In a Minnesota case, In re Steinhaus, No.J-86-92 (Minn. Redwood County Ct., Juv. Div. Sept. 11, 1986),reprinted in 2 Issues in L. & Med. 241 (1986), the child to whomtreatment was being denied was in the legal custody <strong>of</strong> a childblowers with 8,500 entries. "When individualsphone him with dark secrets he exhorts them to keepquiet unless they're independently wealthy. 'I wantto emphasize this one thing,' he says. 'Whistleblowing is dangerous. I've seen people bloodied.And it's not going to get easier to do. Nobody wantsa snitch.'" 11 Sociology Pr<strong>of</strong>essor Myron PeretzGlazer, an expert on whistle blowers, observes,"They break the unwritten law <strong>of</strong> social relationships.. . .They break a norm—the norm <strong>of</strong> loyalty."12These realities lead to the conclusion that countingthe number <strong>of</strong> reported or publicized cases alonewould underestimate the incidence <strong>of</strong> discriminatorydenial <strong>of</strong> treatment. It is probable that such casesrepresent only the tip <strong>of</strong> the iceberg. It is necessaryto turn, therefore, to methods other than countingthe reported cases.Surveys <strong>of</strong> Physician AttitudesOne method <strong>of</strong> judging the prevalence <strong>of</strong> denial <strong>of</strong>treatment is by examining the attitudes <strong>of</strong> treatingphysicians and other health care personnel. Althoughsurveys <strong>of</strong> attitudes toward denial <strong>of</strong> treatmentdo not provide direct evidence <strong>of</strong> the number<strong>of</strong> actual cases, the statements <strong>of</strong> health care pr<strong>of</strong>essionalsdo establish that a significant proportion <strong>of</strong>them would participate in denial <strong>of</strong> treatment incertain circumstances. Two surveys <strong>of</strong> pediatricianspublished in 1988 suggest that contemporary denial<strong>of</strong> treatment is not infrequent.The November 1988 issue <strong>of</strong> the Journal <strong>of</strong>Pediatrics contains a report on a poll undertaken tolearn how pediatricians would influence treatmentabuse agency (although the agency had placed him with hismother) because <strong>of</strong> previous abuse by his father. For that reason,the agency received information about the treatment denial.Telephone interview with Michael H. Boyle, attorney for LanceSteinhaus (Dec. 1, 1988). In the Idaho "Baby Ashley" case, theproposed denial <strong>of</strong> treatment evoked public attention and agencyintervention because the child—whose disability was not initiallyapparent—was found in a trash can shortly after birth, an eventthat made the headlines and led to reporters' putting a spotlighton the case. Medical pr<strong>of</strong>essionals openly deplored the publicattention, and agency involvement focused on them because theybelieved that without the publicity treatment could have beenquietly withheld. Telephone interview with James Baugh, ManagingAttorney, Coalition <strong>of</strong> Advocates for the Disabled, amicuscuriae in the case (Dec. 1, 1988).9Farnsworth, Survey <strong>of</strong> Whistle Blowers Finds Retaliation but FewRegrets, New York Times, Feb. 22, 1987, at 22, cols. 1-5.10Id. at col. 5.11Kleinfield, The Whistle Blowers' Morning After, New YorkTimes, Nov. 9, 1986, sec. 3, at 1, col. 2, at 10, col. 2.» Id. at 10, col. 2.104

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