clearly indicate that the committee's deliberationsactually resulted in the denial <strong>of</strong> treatment to anychild in violation <strong>of</strong> the Child Abuse Amendments, 50it does establish that during the period described inthe article the committee gave consideration t<strong>of</strong>actors impermissible under the Child AbuseAmendments. Rather than regarding itself as aprognosis committee with the role <strong>of</strong> making judgmentsabout the medical facts and then applying thedecided legal principles to them, it conducted itself,at least to some extent, as an autonomous ethicalarbiter. In significant respects, therefore, the Children'sHospital <strong>of</strong> Wisconsin Ethics Advisory Committeeappears in practice to have acted in a mannermore closely approaching the President's Commission/AAPmodel than the HHS model.The infant bioethical review committees <strong>of</strong> theAlbert Einstein College <strong>of</strong> Medicine-MontefioreMedical Center affiliated hospitals have not onlybeen the subject <strong>of</strong> published accounts, 51 but havealso been held up as "a useful reference for hospitalsconsidering the establishment <strong>of</strong> similar committees"by the HHS Inspector General. 52 Dr. Alan Fleischman,director <strong>of</strong> the Division <strong>of</strong> Neonatology andpr<strong>of</strong>essor <strong>of</strong> pediatrics at the Albert Einstein College<strong>of</strong> Medicine and Montefiore Medical Center, haswritten about their operation. Although he notedand quoted the standards <strong>of</strong> treatment embodied in50With regard to the four reported instances in which thecommittee agreed with the physicians and parents that treatmentshould be withheld (see supra note 39 and accompanying text), thearticle is ambiguous about how many <strong>of</strong> the cases involvedtreatment that would merely prolong dying—a legal basis fortermination <strong>of</strong> treatment—as opposed to circumstances in whichlife could be preserved but treatment was considered "inhumane"for quality <strong>of</strong> life reasons. It is also unclear which, if any, <strong>of</strong> thesecases occurred after the effective date <strong>of</strong> the Child AbuseAmendments.51Fleischman, Bioethical Review Committees in Perinatology, 14Clinics in Perinatology 379 (1987); Fleischman, An Infant BioethicalReview Committee in an Urban Medical Center, Hastings Ctr.Rep., June 1986, at 16. See also Fleischman & Murray, EthicsCommittees for Infants Doe? Hastings Ctr. Rep., December 1983,at 5 (describes "Neonatal Ethics Rounds" at Montefiore MedicalCenter that preceded formation <strong>of</strong> bioethical review committeesand sets forth Fleischman's view <strong>of</strong> the purpose <strong>of</strong> suchcommittees).52Office <strong>of</strong> Inspector General, U.S. Department <strong>of</strong> Health andHuman Services, Infant Care Review Committees Under theBaby Doe Program 11 (1987) [hereinafter Committees OIGReport]. Commenting on an earlier draft <strong>of</strong> this report, MontefioreMedical Center noted that personnel from the Office <strong>of</strong>Inspector General (OIG) "spent a full-day on-site. . .[at] Montefiore,in which OIG staff conducted case reviews and interviewedCommittee members to get an in-depth understanding <strong>of</strong> theCommittee's work." Letter from Nadia C. Adler, Vice President—LegalAffairs and General Counsel, Montefiore Medicalthe Child Abuse Amendments, 53 he described theapproach the committees take in language that couldhave come from the President's Commission report:We believe that the proper role <strong>of</strong> the ethics committee isto "decide who should decide"; that is, ethics committeesshould not. . .[arrogate] all decisions to themselves.. . .Our committee believes that there are threetypes <strong>of</strong> cases. First are those instances where treatment isclearly required based on the best interests <strong>of</strong> the infantand the future assessment <strong>of</strong> the benefits <strong>of</strong> that treatment.Second are cases where nontreatment is morally indicated—wheninfants are in the process <strong>of</strong> dying or whentreatments would be clearly futile. Third are the caseswhere in our imperfect wisdom we honestly do not knowwhat is in the best interests <strong>of</strong> the infant. This third "grayarea" comprises a significant share <strong>of</strong> the morally problematiccases in newborn nurseries. . . .On these occasionswhen the principle <strong>of</strong> best interests <strong>of</strong> the infant cannot tellus what to do, we honor two other principles—respect forthe autonomy <strong>of</strong> the family and letting those who bear theburdens make the choice; in other words, the parents whobear the burdens ought to make a decision consistent withthe range <strong>of</strong> reasonable alternatives provided by thetreating physicians. Thus, our ethics committee has agreedto differing outcomes in similar cases based on parentaldiscretion within the range <strong>of</strong> the alternatives presented bythe treating physicians. 5 *Fleischman stated that: "Although the federal regulationsprovided certain standards or guidelines, wehave proposed. . .principles that might be utilizedas the basis for decision making in complex cases andCenter, to William J. Howard, General Counsel, United StatesCommission on Civil Rights, at 5 (Nov. 11, 1988) (reprinted inapp. D). Montefiore pointed out that the Inspector General'sreport stated that the Inspector General's report described theEinstein-Montefiore Committees as "generally structured andfunctioning in conformance with the HHS model guidelines." Id.,quoting Committee's OIG Report at 11.In a letter commenting on the portion <strong>of</strong> chap. 12 critical <strong>of</strong> theOffice <strong>of</strong> Inspector General for, among other things, praising theEinstein-Montefiore Committees in its report, the InspectorGeneral wrote, "[Y]ou state that the OIG failed to review thefacts in unreported cases considered by hospital infant carereview committees. The purpose <strong>of</strong> our hospital visits was todetermine how hospital committees are structured and functioningto deal with potential baby doe situations. It was never ourintent to review actual case files." Letter from Richard Kusserow,Inspector General, to William Howard, General Counsel,U.S. Commission on Civil Rights 1-2 (Oct. 12, 1988). Referring tothe draft's criticism <strong>of</strong> the Inspector General's report fordescribing the principles used by the Einstein-Montefiore Committeeswithout pointing out their divergence from the standardsrequired by the Child Abuse Amendments, the Inspector Generalwrote, "The purpose <strong>of</strong> this portion <strong>of</strong> the report was simply toserve as a reference to other hospitals considering the establishment<strong>of</strong> similar committees." Id.53Fleischman, Bioethical Review Committees in Perinatology, 14Clinics in Perinatology 379, 383 (1987).54Id. at 387-88.124
have found these principles to be helpful in deliberationsand discussions at our infant bioethical reviewcommittee meetings." 55 Among those principles is:"Withholding or withdrawing treatment may beconsidered when such treatments are reasonablydeemed futile and merely prolonging the dyingprocess or when the medical treatment imposes aburden that lacks compensating benefits for theinfant." 56Commenting on an earlier draft <strong>of</strong> this report,Montefiore Medical Center asserted that these "principlesare intended to assist the Committee membersin applying the Child Abuse Amendments to thecases under review." 57 Emphasizing that the "ChildAbuse Amendments and the regulations thereunderexpressly defer to the 'treating physician's (orphysicians') reasonable medical judgement,'" thecenter stated:In other words, Congress and HHS have made clear thatthe determination as to what, if any, treatment is medicallyindicated, is to be left to the pr<strong>of</strong>essional judgment <strong>of</strong> thetreating physician(s). Given that medical judgments arekey to decision-making under the Child Abuse Amendments,it cannot responsibly be suggested that the Committeehas violated the Child Abuse Amendments, simply onthe superficial observation that medical treatment has beenwithheld. 58The center relied in particular on the HHSinterpretation <strong>of</strong> the exception to a general requirement<strong>of</strong> treatment the Child Abuse Amendmentscreate when "the treatment itself involves significantmedical contraindications and/or significant painand suffering for the infant that clearly outweighsthe very slight potential benefit <strong>of</strong> the treatment foran infant highly unlikely to survive." 59 As thequoted passage makes clear, however, such benefitsburdenbalancing is legal only when the child is» Id. at 384." Id. at 384-85. But cf. 45 C.F.R. § 1340.15(b)(2) (1987)(definition <strong>of</strong> the Federal medical treatment standard <strong>of</strong> carebarring "withholding <strong>of</strong> medically indicated treatment") (discussedin chap. 7).5TLetter from Nadia C. Adler, supra note 52, at 3." Id. at 7-8.S9Id. at 7, quoting 45 C.F.R. §1340.15 app. (1987). See chap. 7.» 42 U.S.C.A. §51O2(2)(B)(3) (West Supp. 1988).81Montefiore Medical Center, commenting on this statement inan earlier draft, expressed concern that it implied the view "thatthe Einstein-Montefiore Committee took a neutral stance and wasattempting to evade responsibility" when in fact the committeemade the referral in order to override the parental refusal toconsent to treatment. Letter from Nadia C. Adler, supra note 52,at 11. The Commission does not mean to suggest that thecommittee's action in this case implied neutrality; rather, in this"highly unlikely to survive." The statutory languageitself requires that "the provision <strong>of</strong> such treatmentwould be virtually futile in terms <strong>of</strong> the survival <strong>of</strong>the infant and the treatment itself under suchcircumstances would be inhumane." 60 Although thelaw is phrased in the conjunctive, the principleFleischman says the Einstein-Montefiore committeesemploy is phrased in the disjunctive: unlike the law,it allows treatment denial in cases <strong>of</strong> futility or underbenefit-burden analysis.From February 1984 through August 1986 (duringthe last 11 months <strong>of</strong> which the Child AbuseAmendments were applicable), eight cases involvingwithholding <strong>of</strong> life-preserving surgery from children"in the first days <strong>of</strong> life" were reviewed by theaffiliated committees. (A total <strong>of</strong> 30 neonatal caseswere reviewed; the article is not clear about thetreatment/nontreatment outcome in the other 22cases.) In one case in which the attending physicianbelieved treatment should be provided and theparents disagreed, the committee referred the matterto the child protective services agency. 61 In asecond case in which the treating physicians andparents believed treatment should be withheld, thecommittee considered that it should be provided,and both the physicians and parents were thenconvinced to agree to continued treatment.In a third case the treating physicians wanted todeny treatment while the parents desired it to beprovided; although the child died (presumably withoutreceiving the life-saving surgery), the committeeretrospectively concluded that "the parents' requestwas imposing undue pain and suffering on the infantfor no potential benefit." In all the other cases thecommittee agreed with the desire <strong>of</strong> physicians andparents to withhold treatment. 62case it is clear that the committee acted properly and fulfilled theresponsibility to report imposed upon it by the law.62Fleischman, supra n. 53, at 388-89. In its letter <strong>of</strong> comment,Montefiore says, concerning the third case: "As Dr. Fleischman'sarticle plainly states, a retrospective review <strong>of</strong> the case (the infantwas imminently dying and indeed died before the Committeecould be convened for prospective review) indicated that theparents' wish to provide treatment would have imposed 'unduepain and suffering on an infant for no potential benefit.' (Fleischman,p. 389) The Report, once again, omits this detail." Letterfrom Nadia C. Adler, supra note 52, at 12. In fact, the Fleischmanarticle at no point states that the child was imminently dying. IfMontefiore is making this assertion based on its review <strong>of</strong> themedical records <strong>of</strong> the case, rather than on the article, then thedenial <strong>of</strong> treatment would in fact not have violated the ChildAbuse Amendments. However, what is striking about the description<strong>of</strong> the case in Fleischman's article, like that <strong>of</strong> all the other125
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MedicalDiscriminationAgainstChildre
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LETTER OF TRANSMITTALThe PresidentT
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CONTENTSExecutive Summary 11. Funda
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12. The Performance of the Federal
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• The role of economic considerat
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disabilities at the time that the c
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The Commission sees several advanta
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acquiescence in the death or elimin
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Services of the Department of Healt
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Chapter 1Fundamental Rights: An Int
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Carlton Johnson was evaluated by a
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"that Mr. and Mrs. Doe, after havin
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American Coalition of Citizens with
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Chapter 2The Physician-Parent Relat
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In all but a few cases, the parents
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the family, and the family went alo
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Chapter 3The Role of Quality of Lif
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transition from education to employ
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tion programs can become productive
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unsuccessful efforts of a private a
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[S]ince I have been at Children's M
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Another survey by Siperstein, Wolra
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of life with a child who is disable
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Chapter 4The Role of Economic Consi
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©TABLE 4.1Pediatricians' Responses
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• The differences in average cost
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FIGURE 4.1Comparative Costs of Inst
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Chapter 5State LawWhat is the law g
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Like all authority. . .parental aut
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This decision, however, was promptl
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No otherwise qualified handicapped
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Bloomington's Infant Doe in April 1
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ONONTABLE 6.1Physician's assessment
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Essentially, HHS interpreted the su
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Final 504 RuleHHS received nearly 1
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lifesaving operations to close her
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moral distinction. A girl is a huma
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Appendix 2SURVEY OFSTATE BABY DOE P
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insure the immediate referral of po
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Hospital Liaisons Designated in Mos
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BABY DOE COMPARED WITH REGULAR CPS
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We also asked state CPS offices wha
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one-quarter felt that baby doe case
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Appendix 3INFANT CARE REVIEW COMMIT
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and guidelines concerning the withh
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treated to assure the prompt ^repor
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3. Educating Staff and FamiliesThre
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One of the 10 ethics committees vis
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asphyxiation during the birth proce
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Prospective Review -- Each committe
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OBSERVATIONSThe inspection found th
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May 1, 1989Page 2The Commission adv
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Doe 1 admitted on the record of the
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tion is the basis for failure to tr
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her (much appreciated) vote for thi