Under the law, the Department <strong>of</strong> Health andHuman Services was obligated to promulgate regulationsto implement the act and to publish modelguidelines for hospital-based infant care reviewcommittees. 28 These committees are voluntaryunder the 1984 amendments, as are the guidelinessuggested for them. 29 A proposed implementingregulation was published by HHS on December 10,1984. 30 In excess <strong>of</strong> 116,000 comments, most <strong>of</strong> themfavorable, were received on the proposed regulation.31On April 15, 1985, the HHS promulgated theFinal Rule. In addition to the regulation itself, HHSpublished an appendix containing "InterpretativeGuidelines." The Interpretative Guidelines were inlarge part derived from part <strong>of</strong> the proposedregulation. In response to critical comments frommedical organizations, HHS decided to remove theclarifying definitions from the final regulation itself.However, because HHS continued "to believe thatguidance relating to interpretations <strong>of</strong> keyterms. . .will aid in effective implementation <strong>of</strong> thestatute (a belief shared by many commenters)," itincorporated its understanding <strong>of</strong> them into theappendix. 32 HHS wrote:In publishing these interpretative guidelines, the Departmentis not seeking to establish them as binding rules <strong>of</strong>law, nor to prejudge the exercise <strong>of</strong> reasonable medicaljudgment in responding to specific circumstances. Rather,this guidance is intended to assist in interpreting thestatutory definition so that it may be effectively andrationally applied in specific cases so as to fully effectuatethe statutory purpose <strong>of</strong> protecting disabled infants. 33Thus, the Interpretative Guidelines give "all partiesthe benefits <strong>of</strong> very relevant interpretations <strong>of</strong> thestatute by the agency charged with its implementation."3428ChDd Abuse Amendments <strong>of</strong> 1984, 42 U.S.C.A. §5103 note(West Supp. 1988).29See chap. 11 for a detailed consideration <strong>of</strong> the HHS modelguidelines for infant care review committees issued in accordancewith the amendments.30Child Abuse and Neglect Prevention and Treatment Program,49 Fed. Reg. 48160 (1984) (to be codified at 45 C.F.R. pt. 1340)(proposed Dec. 10, 1984) [hereinafter Proposed Rule (CAA)].31Child Abuse and Neglect Prevention and Treatment Program,50 Fed. Reg. 14878, 14879 (1985) (codified at 45 C.F.R. pt. 1340)[hereinafter Final Rule (CAA)].32Id. at 14880.33Id.34Id. at 14882.35Id. at 14878.36Telephone interviews with Mary McKeough, Program Analyst,National Center for Child Abuse and Neglect, Office <strong>of</strong>82The relevant provisions <strong>of</strong> the Child AbuseAmendments <strong>of</strong> 1984 and their implementing regulationbecame effective on October 9, 1985. 35 As <strong>of</strong>December 1988, four States—California, Indiana,Ohio, and Pennsylvania—did not receive fundsunder the Child Abuse Prevention and TreatmentAct, and the law did not apply to them. 36 Theremaining 46 States, the District <strong>of</strong> Columbia, andPuerto Rico receive grants under the act, and theprovisions <strong>of</strong> the amendments apply in these jurisdictions.37A sizable number <strong>of</strong> children with disabilities,those in the States that do not receive funds underthe act, are not protected by the Child AbuseAmendments. Moreover, the funding the FederalGovernment provides through the underlying act ismeager in comparison to that under other Federalprograms: in fiscal year 1988, each compliant eligiblejurisdiction received an annual base <strong>of</strong> $35,000 andan additional amount depending on the number <strong>of</strong>residents under the age <strong>of</strong> 18. Payments ranged froma high <strong>of</strong> $739,006 (Texas) to a low <strong>of</strong> $35,980(Commonwealth <strong>of</strong> the Northern Mariana Islands). 38As a result, the financial incentive for States tocomply is not very great. 39The Standard <strong>of</strong> CareAs noted by the six principal Senate sponsors,each word in the standard <strong>of</strong> care enacted by theamendments "was chosen with utmost care." 40Their nuances require careful analysis. 41 Under thelaw, for a State to be eligible for Federal funds, itmust have in place procedures to respond to reports<strong>of</strong> medical neglect; the definition given to medicalneglect in the context <strong>of</strong> denial <strong>of</strong> treatment tochildren with disabilities is the meticulously negotiatedfederally required standard <strong>of</strong> care.Human Development Services, Department <strong>of</strong> Health and HumanServices (Dec. 2 & 5, 1988).37Id.38Id. The former trust territory is funded under a differentformula. Id.39In the words <strong>of</strong> Commissioner Blandina Cardenas Ramirez:"When I was in HHS, which was HEW at the time, the ChildAbuse Act was one <strong>of</strong> the ones I was responsible for. . . .[Ijtwasvery difficult to get the States to comply because you had no stickand very little carrot." Transcript, Meeting <strong>of</strong> the United StatesCommission on Civil Rights 142 (Nov. 18, 1988).40Final Rule (CAA), supra note 31, at 14879.41See generally Mumaw, The Child Abuse Amendments <strong>of</strong> 1984:The Infant Doe Amendment, 18 Akron L. Rev. 515 (1985); Bopp &Balch, The Child Abuse Amendments <strong>of</strong> 1984 and their ImplementingRegulations: A Summary, 1 Issues in L. & Med. 91 (1985).
Perhaps the best short statement <strong>of</strong> the medicalstandard <strong>of</strong> care established by the Child AbuseAmendments <strong>of</strong> 1984 is found in the SupplementalInformation HHS published with the ProposedRule:[F]irst, all such disabled infants must under all circumstancesreceive appropriate nutrition, hydration and medication.Second, all such disabled infants must be givenmedically indicated treatment. Third, there are threeexceptions to the requirement that all disabled infants mustreceive treatment, or, stated in other terms, three circumstancesin which treatment is not considered "medicallyindicated." 42The required standard <strong>of</strong> care may be divided forthe purpose <strong>of</strong> convenient analysis into nine elements:(1) a disabled (2) infant (3) with a lifethreateningcondition (4) must always be givennutrition, hydration, and medication (5) and mustnormally be given the treatment most likely tocorrect or ameliorate the condition (maximal treatment)(6) based upon the reasonable medical judgment<strong>of</strong> the treating physician, (7) but the maximaltreatment rule is not applicable in three situations:when the child is "chronically and irreversiblycomatose," (8) when maximal treatment would befutile in saving the child's life for long, and (9) when"provision <strong>of</strong> such treatment would be virtuallyfutile in terms <strong>of</strong> the survival <strong>of</strong> the infant and thetreatment itself under such circumstances would beinhumane." 43Disabled"Disabled" is not expressly defined in the statute,its implementing regulations, or the HHS InterpretativeGuidelines. However, some light is cast upon its42Proposed Rule (CAA), supra note 30, at 48163.43The statute prohibits "withholding <strong>of</strong> medically indicatedtreatment from disabled infants with life-threatening conditions,"42 U.S.C.A. §51O3(b)(2)(K) (West Supp. 1988), and defines thekey term as follows:[T]he term "withholding <strong>of</strong> medically indicated treatment"means the failure to respond to the infant's life-threateningconditions by providing treatment (including appropriatenutrition, hydration, and medication) which, in the treatingphysician's or physicians' reasonable medical judgment, willbe most likely to be effective in ameliorating or correcting allsuch conditions, except that the term does not include thefailure to provide treatment (other than appropriate nutrition,hydration, or medication) to an infant when, in thetreating physician's or physicians' reasonable medical judgment,(A) the infant is chronically and irreversibly comatose;(B) the provision <strong>of</strong> such treatment would (i) merely prolongdying, (ii) not be effective in ameliorating or correcting all <strong>of</strong>the infant's life-threatening conditions, or (iii) otherwise befutile in terms <strong>of</strong> the survival <strong>of</strong> the infant; or (C) themeaning by the legislative history. The originalformulation <strong>of</strong> what became "disabled infants withlife-threatening conditions" in the statute was "infantsat risk with life-threatening congenital impairments"in the House-passed bill. 44 Concern wasexpressed that this language would be interpreted tocover only those disabled infants whose life-threateningcondition arose directly from a congenitalimpairment. 45 The enacted language clarifies thatthe 1984 amendments protect all infants with adisability, including those who develop a disabilityafter birth, from withholding <strong>of</strong> medically indicatedtreatment for any life-threatening condition, regardless<strong>of</strong> whether the condition is related to thedisability.Model Procedures developed under a Federalgrant by the American Bar Association's Commissionon the Mentally Disabled and the NationalLegal Resource Center for Child Advocacy andProtection suggest the following meaning for theterm "disabled":"Disabled infant" means an infant with a physical ormental impairment which substantially limits or holds thereasonable prospect <strong>of</strong> in the future substantially limitingone or more major life activities. "Major life activities"include functions such as, but not limited to, breathing,seeing, hearing, walking, caring for one's self, performingmanual tasks, learning and working. 46The Model Procedures explain that this definition isbased on the definitions <strong>of</strong> "[h]andicapped person,""[p]hysical or mental impairment," and "[m]ajor lifeactivities" in the implementing regulations for section504 <strong>of</strong> the Rehabilitation Act <strong>of</strong> 1973, 47 exceptprovision <strong>of</strong> such treatment would be virtually futile in terms<strong>of</strong> the survival <strong>of</strong> the infant and the treatment itself undersuch circumstances would be inhumane.Id. §5102(3).44The House Committee report interpreted this original languageto mean that those to be protected by the law were infantswho are "born with a medically-identifiable handicapping conditionand a life-threatening condition, the latter <strong>of</strong> which requiresmedical intervention in order to increase the infant's changes [sic]<strong>of</strong> survival." H.R. Rep. No. 159, 98th Cong., 1st Sess. 2 (1983).45Bopp & Balch, supra note 41, at 107.48Nicholson, Horowitz & Parry, Model Procedures for ChildProtective Service Agencies Responding to Reports <strong>of</strong> WithholdingMedically Indicated Treatment From Disabled Infants With Life-Threatening Conditions, 10 Mental & Physical Disability L. Rep.220, 228 (1986) [hereinafter Model Procedures].47Id. These definitions are found in 45 C.F.R. §84.3 (j) (1987).They are not part <strong>of</strong> the "Baby Doe" regulations enjoined by theU.S. Supreme Court in Bowen v. Am. Hosp. Ass'n, 476 U.S. 610(1986), but are part <strong>of</strong> the preexisting 1977 regulation implement-83
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MedicalDiscriminationAgainstChildre
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idments • Section 504 • Medical
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LETTER OF TRANSMITTALThe PresidentT
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CONTENTSExecutive Summary 11. Funda
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12. The Performance of the Federal
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• The role of economic considerat
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disabilities at the time that the c
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generated by health care personnel
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ing how they would obtain medical r
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The Commission sees several advanta
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acquiescence in the death or elimin
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Services of the Department of Healt
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Chapter 1Fundamental Rights: An Int
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Carlton Johnson was evaluated by a
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"that Mr. and Mrs. Doe, after havin
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American Coalition of Citizens with
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Chapter 2The Physician-Parent Relat
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In all but a few cases, the parents
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the family, and the family went alo
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The baby's doctor, E. Laurence Hode
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to achieve a reasonable life". . .w
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an unmarried mother receiving welfa
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can be sure all appropriate actions
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inquiries to determine whether they
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Chapter 13The Protection and Advoca
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authority to conduct retrospective
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facility that uses such a committee
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Chapter 14Findings and Recommendati
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as the coordination and development
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in the advisory process who is conc
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A Dissenting View on the Report Med
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arts) to depend upon knowledge of h
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Attachments to Statement of William
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medical facility. Considerations su
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Fund for the Improvement of Postsec
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eports such as Kopelman et al. demo
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Appendix 1EXPOSING OUR CHILDREN, EX
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abilities or functions, they are de
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My principal reason for objecting t
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I derive this hint from the many co
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moral distinction. A girl is a huma
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Appendix 2SURVEY OFSTATE BABY DOE P
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insure the immediate referral of po
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Hospital Liaisons Designated in Mos
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BABY DOE COMPARED WITH REGULAR CPS
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We also asked state CPS offices wha
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Limited information was available o
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one-quarter felt that baby doe case
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Appendix 3INFANT CARE REVIEW COMMIT
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and guidelines concerning the withh
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treated to assure the prompt ^repor
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3. Educating Staff and FamiliesThre
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One of the 10 ethics committees vis
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asphyxiation during the birth proce
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Prospective Review -- Each committe
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OBSERVATIONSThe inspection found th
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May 1, 1989Page 2The Commission adv
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Doe 1 admitted on the record of the
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tion is the basis for failure to tr
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her (much appreciated) vote for thi