A4 Application Form Resident.pmd - HDFC Bank

More documents

Recommendations

Info

in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSCRISIL LimitedCRISILHouse, Central Avenue,Hiranandani Business Park, Powai,Mumbai- 400076Tel: +91 22 3342 3000 (B)Fax: +91 22 3342 3050Email: crisilratingdesk@crisil.comWebsite: www.crisil.comContact Person: Mr. Rupali ShankerSEBI Registration No.: IN/CRA/001/1999LEGAL ADVISOR TO THE ISSUEJ Sagar AssociatesVakils House,18, Sprott RoadBallard EstateMumbai- 400 001Tel: +91 22 4341 8500Fax: +91 22 6656 1515ADVISORS TO THE ISSUERVNS LegalAdvocates5th Floor, Mookambika Complex4, Lady Desika RoadMylaporeChennai - 600 004, IndiaEmail: shiva@vnslegal.inTel: + 91 94440 76813, +91 44 2499 7133Fax: + 91 44 2499 0549BANKERS TO THE ISSUEAxis Bank Limited, HDFC Bank Ltd, ICICI Bank Limited,IndusInd Bank Limited, Yes Bank LimitedLead BrokersA. K. Stockmart Private Limited, Axis Capital Limited, BajajCapital Investor Services Limited, Edelweiss Broking Limited,HDFC Securities Limited, India Infoline Limited, ICICI SecuritiesLimited, Integrated Enterprises (India) Limited, JM FinancialServices Limited, Karvy Stock Broking Limited, RR EquityBrokers Private Limited, SMC Global Securities Limited, SPASecurities Limited, SHCIL Services Limited, Tata SecuritiesLimited, Trust Financial Consultancy Services Private LimitedBANKERS TO OUR COMPANYAbu Dhabi Commercial Bank, Allahabad Bank, Andhra Bank,Axis Bank Limited, Australia And New Zealand Banking GroupLimited, Bank of Bahrain & Kuwait, Bank of America N.A.,Bank of Ceylon, Bank of Baroda, Bank of Maharashtra, Bank ofIndia, The Bank of Tokyo – Mitsubishi UFJ Limited, BarclaysBank PLC, Citi Bank N. A., Central Bank of India, Canara Bank,Corporation Bank, City Union Bank Limited , DhanalaxmiBank Limited, DBS Bank Limited, Deutsche Bank A. G., DenaBank, Development Credit Bank Limited, The Federal BankLimited, HDFC Bank Limited, The Hongkong And ShanghaiBanking Corporation Limited, ICICI Bank Limited, IDBIBank Limited, Indian Bank (Vile Parle (E)), Indian OverseasBank Ltd, Indusind Bank Limited, Infrastructure DevelopmentFinance Limited, ING Vysya Bank Limited, J&K Bank Limited,Karnataka Bank Limited , Karur Vysya Bank Limited, MizuhoCorporate Bank Ltd, Kotak Mahindra Bank Limited, Punjab &Sind Bank, Oriental Bank of Commerce, The Ratnakar BankLimited, Punjab National Bank, Shinhan Bank, Syndicate Bank,Standard Chartered Bank, The South Indian Bank Limited, StateBank of Bikaner And Jaipur, Small Industries DevelopmentBank of India, State Bank of Hyderabad, Societe Generale,State Bank of Mauritius Limited, State Bank of India, StateBank of Patiala, State Bank of Mysore, Uco Bank, State Bank ofTravancore, United Bank of India, Union Bank of India, Yes BankLimited, Vijaya Bank , UBS AG, Tamilnad Mercantile BankLimitedTABLE OF CONTENTSPAGE NO.OBJECTS OF THE ISSUE 7ISSUE PROCEDURE 7PAYMENT INSTRUCTIONS 17OTHER INFORMATION 23DETAILS PERTAINING TO THE COMPANY 36LEGAL AND OTHER INFORMATION 38RISK FACTORS 40DECLARATION 43CENTERS FOR AVAILABILITY AND44ACCEPTANCE OF APPLICATION FORMSLIST OF SELF CERTIFICED SYNDICATE 48BANKS(SCSBS) UNDER THE ASBAPROCESSDeclarationParticipation of any of the aforementioned categories of persons or entities is subject to the applicable statutory and/or regulatory requirementsin connection with the subscription to Indian securities by such categories of persons or entities.Applicants are advised to ensure that Applications made by them do not exceed the investment limits or maximum number of NCDs that canbe held by them under applicable statutory and or regulatory provisions.Applicants are advised to ensure that they have obtained the necessary statutory and/or regulatory permissions/consents/approvals inconnection with applying for, subscribing to, or seeking Allotment of NCDs pursuant to the Issue.The Lead Managers, Co-Lead Managers and their respective associates and affiliates are permitted to subscribe in the Issue.Applicants are advised to read the Prospectus filed with Registrar of Companies and the general instructions contained in this application formcarefully and to satisfy themselves of the disclosures before making an application for subscription. Unless otherwise specified, all the termsused in this Application Form have the same meaning as in the Prospectus. For a copy of the Prospectus, the applicant may request us and/orthe Lead Managers and Co-Lead Managers. Further investors are advised to retain the copy of the Prospectus/Abridged Prospectus for theirfuture reference. Please fill in the Form in English using BLOCK letters. Investors should carefully choose the Series of NCDs they wish to applyfor. For details, please refer to section ‘Terms of the Issue’ on page 259 of the Prospectus.6 Shriram Transport Finance Company Limited
in the nature of FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUSDETAILS PERTAINING TO THE ISSUEOur Company and the Lead Managers are not liable for anyamendment or modification or changes in applicable laws orregulations, which may occur after the date of the Prospectus.A. Objects Of The Issue1. Issue Proceeds: The funds raised through this Issue, aftermeeting the expenditures of and related to the Issue, will beused for our various financing activities including lendingand investments, subject to the restrictions contained in theForeign Exchange Management (Borrowing and Lending inRupee) Regulations, 2000, and other applicable statutory and/or regulatory requirements, to repay our existing loans and ourbusiness operations including for our capital expenditure andworking capital requirements.The Main Objects clause of the Memorandum of Association ofour Company permits our Company to undertake the activities forwhich the funds are being raised through the present Issue and alsothe activities which our Company has been carrying on till date.Further, in accordance with the Debt Regulations, our Companywill not utilize the proceeds of the Issue for providing loans toor acquisitions of shares of any person who is a part of the samegroup as our Company or who is under the same managementas our Company.The Issue proceeds shall not be utilized towards full or partconsideration for the purchase or any other acquisition, inter aliaby way of a lease, of any immovable property.Further, the Company undertakes that Issue proceeds from NCDsallotted to banks shall not be used for any purpose which may be incontravention of the RBI guidelines on bank financing to NBFCsincluding those relating to classification as capital market exposureor any other sectors that are prohibited under the RBI regulations.2. Interim Use of Proceeds: For further details, please refer tothe page on 119 of the Prospectus.3. Monitoring of Utilization of Funds: For further details,please refer to the page on 119 of the Prospectus.b. issue procedurePROCeDURE FOR APPLICATION4. Availability of Prospectus and Application Forms: Pleasenote that there is a single Application Form for ASBAApplicants as well as Non-ASBA Applicants who are PersonsResident in India.Physical copies of the abridged Prospectus containing the salientfeatures of the Prospectus together with Application Forms maybe obtained from:(a) Our Company’s Registered Office and Corporate Office;(b) Offices of the Lead Managers, Co-Lead Managers, LeadBrokers and sub-brokers;(c) Trading Members; and(d) Designated Branches of the SCSBs.Electronic Application Forms may be available for downloadon the websites of the Stock Exchanges and on the websitesof the SCSBs that permit submission of ASBA Applicationselectronically. A unique application number (“UAN”) will begenerated for every Application Form downloaded from thewebsites of the Stock Exchanges. Our Company may alsoprovide Application Forms for being downloaded and filled atsuch websites as it may deem fit. In addition, brokers havingonline demat account portals may also provide a facility ofsubmitting the Application Forms virtually online to theiraccount holders.Trading Members of the Stock Exchanges can downloadApplication Forms from the websites of the Stock Exchanges.Further, Application Forms will be provided to Trading Membersof the Stock Exchanges at their request.On a request being made by any Applicant before the IssueClosing Date, physical copies of the Prospectus and ApplicationForm can be obtained from the Company’s Registered andCorporate Office, as well as offices of the Lead Managers andthe Co-Lead Managers. Electronic copies of the Prospectus willbe available on the websites of the Lead Managers, the Co-Lead Managers, the Designated Stock Exchange, SEBI and theSCSBs.5. Who are eligible to apply for NCDs? The followingcategories of persons are eligible to apply in the Issue:Category I : Institutional Investors:• Resident public financial institutions as specified in Section 4A of the Companies Act, 1956, authorized to invest in the NCDs;• Statutory corporations including State Industrial DevelopmentCorporations, commercial banks, co-operative banks andregional rural banks incorporated in India and authorized toinvest in the NCDs;• Indian Provident funds, pension funds, superannuation fundsand gratuity funds, authorized to invest in the NCDs;• Indian alternative investment funds registered with SEBI;• Indian insurance companies registered with the IRDA;• Indian Mutual Funds registered with SEBI;• National Investment Fund set up pursuant to the resolutionF. No. 2/3/2005-DD-II dated November 23, 2005 by theGovernment of India; andInsurance funds set up and managed by the Indian army, navyor the air force of the Union of India or by the Department ofPosts, IndiaCategory II: Non Institutional Investors:• Companies, bodies corporate and societies, registered underthe applicable laws in India, and authorized to invest in theNCDs;• Trusts settled under the Indian Trusts Act, 1882, public/privatecharitable/religious trusts settled and/or registered in India underapplicable laws, which are authorized to invest in the NCDs;• Resident Indian scientific and/or industrial researchorganizations, authorized to invest in the NCDs;• Partnership firms formed under applicable laws in India in thename of the partners, authorized to invest in the NCDs; andLimited Liability Partnerships formed and registered under theprovisions of the Limited Liability Partnership Act, 2008 (No. 6 of2009), authorized to invest in the NCDs.Category III: High Net-worth Individual, (“HNIs”), Investors• Resident Indian individuals who apply for NCDs aggregating toa value more than ` 5 lacs, across all Series of NCDs; and• Hindu Undivided Families through the Karta who apply forNCDs aggregating to a value more than ` 5 lacs, across all Seriesof NCDs.Category IV: Retail Individual Investors• Resident Indian individuals who apply for NCDs aggregating toa value not more than ` 5 lacs, across all Series of NCDs; andShriram Transport Finance Company Limited7
Page 1 and 2: TEAR HERE PLEASE FILL IN BLOCK LETT
Page 3 and 4: in the nature of FORM2A - MEMORANDU
Page 5: in the nature of FORM2A - MEMORANDU
Page 46 and 47: AXIS CAPITAL LIMITEDIN THE NATURE O
Page 48: 48IN THE NATURE OF FORM 2A-MEMORAND

A4 Application Form Resident.pmd - HDFC Bank

Create successful ePaper yourself

Delete template?

Save as template?