First Healthcare Compliance CONNECT- July 2016
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®<br />
<strong>CONNECT</strong><br />
<strong>July</strong> <strong>2016</strong><br />
An Exclusive Monthly Publication for Clients<br />
<strong>Compliance</strong> Myths:<br />
DEBUNKED<br />
Meet<br />
our<br />
Staff!<br />
<strong>2016</strong> OIG Work<br />
Plan Updates<br />
Partner Spotlight:<br />
Coding Strategies
Important <strong>Compliance</strong> Dates<br />
<strong>July</strong><br />
3<br />
New fire safety requirements for certain healthcare facilities<br />
compliance by <strong>July</strong> 3, <strong>2016</strong><br />
<strong>July</strong><br />
5<br />
August<br />
1<br />
August<br />
1<br />
September<br />
6<br />
September<br />
30<br />
Providers new to the EHR incentive program will be able<br />
to attest online for any 90 day reporting period for <strong>2016</strong><br />
starting <strong>July</strong> 5, <strong>2016</strong><br />
Increasing penalties for FCA violations effective August<br />
1, <strong>2016</strong><br />
OSHA Penalty Adjustments to take effect August 1, <strong>2016</strong><br />
CMS removing the HCAHPS Pain Management dimension<br />
from the Hospital Value-Based Purchasing (VBP)<br />
Program for CY 2017. Comment period ends September<br />
6, <strong>2016</strong><br />
One-year grace period for ICD-10 ends September 30,<br />
<strong>2016</strong><br />
In This Issue:<br />
Important <strong>Compliance</strong> Dates<br />
Meet the Staff<br />
Did You Receive an OCR Notice for the Phase 2 Audit? What’s Next?<br />
4 <strong>Compliance</strong> Myths: Debunked<br />
2<br />
<strong>First</strong> <strong>Healthcare</strong> <strong>Compliance</strong>, LLC © <strong>2016</strong>
Meet the Staff<br />
We are excited to introduce to you to members of the <strong>First</strong> <strong>Healthcare</strong><br />
<strong>Compliance</strong> team!<br />
Ebony McNeill<br />
Client Services Specialist<br />
What aspect of your role do you enjoy the most?<br />
My favorite part of my job is working with our clients. On days when I walk in thinking<br />
I don’t have much on my schedule, I’m always pleasantly surprised to find out that I’m<br />
busy all day long helping to support our clients’ on-the-spot needs. Our conversations<br />
involve everything from training needs to technical support to compliance questions.<br />
I enjoy building relationships with them. It makes even the most difficult tasks feel<br />
like fun challenges. I want every practice, hospital, billing company and skilled care<br />
nursing facility to feel that they receive my all.<br />
Before working at <strong>First</strong> <strong>Healthcare</strong> <strong>Compliance</strong>, what was the most unusual or interesting job you ever had?<br />
Most of my experience has been with banking institutions, but something unusual for me was when I worked for a lighting,<br />
sign and electrical services company. I had to learn about all the different types of lights, signs and emergency lighting.<br />
Most people don’t realize there are so many different types of signs and emergency lighting. It’s funny now when I look at<br />
store signs or emergency lighting, I can still identify the lighting style!<br />
Would you rather be a tiny elephant or a giant hamster?<br />
I think I would say the tiny elephant. In many cultures the elephant is seen as a symbol of honor. It is also praised for its<br />
wisdom, cooperative spirit and loyalty. It represents moderation and eternity. Those are all qualities I admire.<br />
Updates to the <strong>2016</strong> OIG Work Plan<br />
Partner Spotlight: Coding Strategies<br />
Upcoming Webinar Calendar<br />
<strong>First</strong> <strong>Healthcare</strong> <strong>Compliance</strong> Referral Program<br />
Contact Toll Free: 888-54-FIRST 3
Are your employees<br />
due for their annual<br />
training?<br />
We are excited to<br />
announce new versions<br />
of our OSHA, HIPAA<br />
and GHS training<br />
modules!<br />
These new videos give<br />
you more choices when<br />
assigning the federally<br />
required modules.<br />
By Sheba Vine, JD, CPCO<br />
Now that OCR has officially started the Phase 2<br />
HIPAA Audit Program, are you adequately prepared<br />
to be an auditee? OCR is currently compiling<br />
its pools of potential auditees that will be selected<br />
at random for auditing purposes. Many healthcare<br />
providers have already received this OCR notice<br />
requesting verification of contact information which<br />
must be responded to within 14 days. While this<br />
notice does not necessarily indicate that the provider<br />
will be audited, the provider will be entered<br />
into the pool of potential auditees. In conducting its<br />
data gathering efforts, OCR will also request completion<br />
of an Audit Pre-Screening Questionnaire to<br />
gather information on the size, type, and operations<br />
of potential auditees, which can be viewed on the<br />
HHS website.<br />
1st Round- Desk Audits<br />
The first round of audits will be in the form of desk<br />
audits, which is scheduled to be completed by<br />
December <strong>2016</strong>. These desk audits will be completed<br />
in two sets, with the first set focused on<br />
covered entities and the second set focused on<br />
business associates. Selected auditees will receive<br />
email notification from OCR along with an initial<br />
request for documentation and data. Auditees<br />
will only have 10 business days to respond to the<br />
request by submitting the requested information<br />
via OCR’s new secure online portal. Providers<br />
will be required to identify and provide detailed<br />
information on each of its business associates.<br />
And depending on the findings of the desk audit,<br />
auditees may be subject to a subsequent onsite<br />
audit. Upon completion of the desk audit, OCR will<br />
prepare and share its draft findings. Auditees are<br />
granted 10 business days to respond to the draft<br />
findings with any written comments, and OCR will<br />
then issue a final audit report within 30 days.<br />
2nd Round- Onsite Audits<br />
The second round of audits will be conducted in the<br />
form of onsite visits, which will encompass a more<br />
comprehensive examination compared to that of<br />
the desk audit. Selected auditees will receive email<br />
notification from OCR. The on-site audit starts with<br />
an entrance conference that will review the audit<br />
process, followed by the actual audit that can last<br />
from three to five days.<br />
Read more about audit protcol!<br />
All videos contain<br />
up-to-date information<br />
to ensure that your<br />
employees understand<br />
the importance of<br />
OSHA, HIPAA and GHS<br />
guidelines.<br />
Join us on<br />
Social Media!<br />
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<strong>First</strong> <strong>Healthcare</strong> <strong>Compliance</strong>, LLC © <strong>2016</strong>
By Julie Sheppard, BSN, JD, CHC<br />
<strong>Compliance</strong> in healthcare is comprised<br />
of complex laws and<br />
regulations. This complexity often leads<br />
to confusion. It’s not surprising that a<br />
few common myths exist. If you’re<br />
responsible for compliance and would<br />
like to separate fact from fiction, keep<br />
reading.<br />
Myth #1: We’re a small organization<br />
and there’s no way we can be<br />
expected to do all of this.<br />
Unfortunately, organizations of all sizes<br />
are held accountable when it comes to<br />
compliance regulations. Federal fraud,<br />
waste and abuse, HIPAA and OSHA<br />
apply equally. Enforcement occurs<br />
regardless of size.<br />
Myth #2: Our Electronic Health<br />
Records (EHR) takes care of it.<br />
While some EHRs provide great functionality,<br />
there isn’t one system that<br />
serves as a substitute compliance officer<br />
or covers all of the areas of risk.<br />
Myth #3: The policies and procedures<br />
drafted by our attorney are all<br />
we need.<br />
In the past, many organizations maintained<br />
a binder of policies that became<br />
outdated before training or implementation<br />
could occur. <strong>Compliance</strong> is now<br />
part of the day-to-day operations and<br />
woven into the culture of any organization<br />
striving to follow best practices.<br />
Myth #4: We enter into a Business<br />
Associate Agreement with everyone,<br />
so we’re covered.<br />
Business Associate Agreements are<br />
an important part of managing relationships<br />
with business associates.<br />
Dr. Jill Brooks, our Senior Director of<br />
Education, emphasizes that “covered<br />
entities should be very concerned about<br />
the possibility of a major breach originating<br />
from a business associate.”<br />
For more details about each of these<br />
myths, visit our blog!<br />
Contact Toll Free: 888-54-FIRST 5
By Jill Brooks, MD, CHCO<br />
Fighting fraud, waste and abuse continues to be<br />
the focus of the Department of Health and Human<br />
Services (HHS) and the Office of the Inspector General<br />
(OIG). Almost 80 percent of HHS’ budget is spent on<br />
Medicare, Medicaid and CHIP, totaling near $985<br />
million for FY 2015. The ongoing goal for Center for<br />
Medicare and Medicaid Services (CMS) is to achieve<br />
an accurate and appropriate Medicare payment system<br />
and to increase the efficiency of identification and<br />
recovery of improper payments. The mid-year update<br />
of the <strong>2016</strong> OIG Work Plan includes all of the current<br />
updates, revisions and deletions. Future changes will<br />
include oversight of hospice care, certification surveys<br />
and hospice-worker licensure requirements, skilled<br />
nursing facilities’ compliance with patient admission<br />
requirements and evaluation of CMS’ Fraud Prevention<br />
System.<br />
One notable deletion from the mid-year update is the<br />
removal of the OIG’s evaluation of the Office of Civil<br />
Rights (OCR) for the adequacy of oversight of the<br />
covered entities and business associates regarding<br />
protection of electronic PHI. Let this serve as a warning<br />
that the OCR HIPAA Phase 2 audits are underway<br />
using the revised OCR comprehensive audit protocols.<br />
Highlights of the OIG’s new and revised updates for<br />
hospitals, providers, nursing homes and home health<br />
are as follows:<br />
HOSPITALS- New and Revised Updates:<br />
• Outpatient Outlier Payments for Short-Stay Claims<br />
• Intensity-Modulated Radiation Therapy<br />
• Medicare Oversight of Provider Based Status<br />
• Analysis of Salaries Included in Hospital Cost<br />
Reports<br />
NURSING HOMES- New Updates:<br />
• Skilled Nursing Facility Prospective Payment<br />
System Requirements<br />
• Potentially Avoidable Hospitalizations of Medicare<br />
and Medicaid Eligible Nursing Home<br />
• National Background Check Program for Long-<br />
Term Care Employees<br />
HOME HEALTH- New and Revised Updates:<br />
• Medicare Home Health Fraud Indicators<br />
• Oversight and Effectiveness of Medicaid Waivers<br />
• Home Health Prospective Payment System<br />
Requirements<br />
OTHER PROVIDER AND SUPPLIERS- New Updates:<br />
• CMS’ Implementation of New Medicare Payment<br />
System for Clinical Diagnostic Laboratory Tests–<br />
Mandatory Review<br />
For more information about each of these updates,<br />
review the full article here.<br />
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<strong>First</strong> <strong>Healthcare</strong> <strong>Compliance</strong>, LLC © <strong>2016</strong>
Partner Link<br />
An Interview with Melody Mulaik, President of Coding<br />
Strategies.<br />
How does Coding Strategies support compliance<br />
professionals?<br />
We work with clients to accurately identify compliance<br />
risks and current areas of concern to make sure these<br />
are addressed in a practical and appropriate manner.<br />
We also focus on providing relevant and to-the-point<br />
education to help prevent future compliance issues.<br />
What do you see as the biggest compliance risk<br />
related to coding?<br />
One of the most common compliance concerns clients<br />
have relates to provider documentation. We work<br />
closely with our clients to understand their scope of<br />
services and then with this knowledge we review<br />
provider documentation. As educators, our goal is to<br />
provide feedback on areas our clients can focus on for<br />
improvement. We see ourselves as a member of their<br />
team working with them to achieve a common purpose<br />
– complete and accurate documentation, appropriate<br />
coding and timely reimbursement.<br />
As educators, what do you enjoy most about working<br />
with your clients?<br />
One of our favorite types of engagements is when we<br />
get to work directly with the physicians. Because so<br />
much in the coding and compliance arena hinges on<br />
the physician’s documentation, working directly with<br />
them to identify areas of concern and respond to their<br />
questions is vital to achieving everyone’s goals. We like<br />
to think of ourselves as translators for the physicians<br />
because we take the coding/documentation requirements<br />
and present them in a way that makes sense<br />
clinically to the physician.<br />
Coding Strategies has created a special offer<br />
for <strong>First</strong> <strong>Healthcare</strong> <strong>Compliance</strong> clients:<br />
Coding Strategies is pleased to offer two special pricing<br />
options for the auditing of E&M and/or office based<br />
procedures.<br />
Offer #1: Their expert consultants will perform a case-bycase<br />
review of 10 electronic encounters per provider for the<br />
reduced rate of $350 per provider.<br />
or<br />
Offer #2: Their expert consultants will review 50 electronic<br />
encounters of your choosing for the reduced rate of $1,500.<br />
Both offers include an executive summary identifying trends<br />
and potential opportunities for further review.<br />
For more information, call<br />
877.626.3464 or email<br />
karen.perts@codingstrategies.com<br />
Note: This offer expires<br />
on December 31, <strong>2016</strong>.<br />
If you missed the <strong>July</strong> 13th webinar on ICD-10 Updates for 2017 with<br />
Karna Morrow of Coding Strategies, it is now available on our YouTube<br />
channel and will be available as an assignable training module!<br />
Contact Toll Free: 888-54-FIRST 7
Join Us for These Upcoming Webinars<br />
and Earn Complimentary CEU Credits!<br />
<strong>July</strong> 19th @12pm EDT<br />
OSHA for Medical and Dental Office<br />
Employees<br />
Kelly Ogle, BSDH, MIOP, CMP, CHOP<br />
Doctor’s Management<br />
August 16th @12pm EDT<br />
Three Recent HIPAA Breaches<br />
Encryption Failed to Prevent<br />
Mary Beth Gettins, Esq.<br />
Gettins’ Law<br />
November 15th @12pm EST<br />
Enterprise Risk Management in<br />
<strong>Healthcare</strong><br />
Mike Midgley, RN, JD, MPH,<br />
CPHRM, FASHRM<br />
Swiss Re<br />
December 13th @12pm EST<br />
Is a Firewall Enough Security for My<br />
Business?<br />
Albert Whale, CEH, CHS, CISA, CISSP<br />
IT Security, Inc.<br />
September 20th @12pm EDT<br />
Dealing with Bullying in the<br />
Workplace<br />
Lauren Russell, Esq.<br />
Young Conaway Stargatt & Taylor, LLP<br />
October 11th @12pm EDT<br />
What <strong>Healthcare</strong> Employers Should<br />
Know About Exclusion Screening<br />
PreCheck<br />
<strong>First</strong> <strong>Healthcare</strong> <strong>Compliance</strong> Referral Program<br />
Don’t forget about our referral program! The tremendous growth realized<br />
during our first few years in business was derived primarily from our<br />
clients’ endorsements and referrals. We are so grateful for this, and for the<br />
opportunity to continue helping your practice achieve its compliance goals.<br />
Give us a call today, or visit the “My Account” section of your compliance<br />
portal to get more information about current rewards. We look forward to<br />
making new connections through your support!<br />
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<strong>First</strong> <strong>Healthcare</strong> <strong>Compliance</strong>, LLC © <strong>2016</strong>