Canada

More documents

Recommendations

Info

Table of Acronyms TABLE OF ACRONYMS Table of Acronyms AMF AML/CFT APG BC CBCR CBSA CDR CDSA CRA CRA-CID CSIS DAR DOJ DPMS DPRK DNFBP D-SIB EFTR FATF FI FINTRAC FIU FRFI GAC IAG ICC IMF IO IPOC Autorité des Marchés Financiers Anti-money laundering and combating the financing of terrorism Asia/Pacific Group on Money Laundering British Columbia Cross-border currency report Canada Border Services Agency Casino Disbursement Report Controlled Drugs and Substances Act Canada Revenue Agency Canada Revenue Agency—Criminal Investigations Directorate Canadian Security Intelligence Service Detailed Assessment Report Department of Justice Dealers in precious metals and stones Democratic People’s Republic of Korea Designated Non-Financial Businesses and Professions Domestic Systematically Important Bank Electronic Funds Transfer Report Financial Action Task Force Financial institution Financial Transactions and Reports Analysis Centre of Canada Financial intelligence unit Federally Regulated Financial Institution Global Affairs Canada International Assistance Group Interdepartmental Coordinating Committee on Listings International Monetary Fund Immediate Outcome Integrated Proceeds of Crime Initiative 210 Anti-money laundering and counter-terrorist financing measures in Canada - 2016 © FATF and APG 2016
Table of Acronyms ISEDC LCTR LEA MER MSB ML MLA NPO NRA OCG OPC OSFI PCMLTFA PCMLTFR PEFP PEP PF PIPEDA POC PPSC PS PSPC RBA RCMP RE RIUNRST STR TCSP TF TFS Innovation, Science and Economic Development Canada (former Industry Canada) Large Cash Transaction Report Law Enforcement Agency Mutual Evaluation Report Money service business Money laundering Mutual legal assistance Non-profit organisation National risk assessment Organised criminal group Office of the Privacy Commissioner Office of the Superintendent of Financial Institutions Proceeds of Crime (Money Laundering) and Terrorist Financing Act Proceeds of Crime (Money Laundering) and Terrorist Financing Regulations Politically exposed foreign persons Politically exposed person Proliferation financing Personal Information Protection and Electronic Documents Act Proceeds of crime Public Prosecution Service of Canada Public Safety Canada (former Public Safety and Emergency Preparedness) Public Services and Procurement Canada (former Public Works and Government Services Canada) Risk-based approach Royal Canadian Mounted Police Reporting entity Regulations Implementing the United Nations Resolutions on the Suppression of Terrorism Suspicious transaction report Trust and company service provider Terrorist financing Targeted financial sanction Table of Acronyms Anti-money laundering and counter-terrorist financing measures in Canada - 2016 © FATF and APG 2016 211
Page 1 and 2:
Anti-money laundering and counter-t
Page 3 and 4:
CONTENTS EXECUTIVE SUMMARY ........
Page 5 and 6:
Executive Summary EXECUTIVE SUMMARY
Page 7 and 8:
EXECUTIVE SUMMARY Assessment of Ris
Page 9 and 10:
EXECUTIVE SUMMARY funds of designat
Page 11 and 12:
EXECUTIVE SUMMARY quality of the as
Page 13 and 14:
MUTUAL EVALUATION REPORT Preface Th
Page 15 and 16:
CHAPTER 1. ML/TF RISKS AND CONTEXT
Page 17 and 18:
Page 19 and 20:
Page 21 and 22:
Page 23 and 24:
Page 25 and 26:
Page 27 and 28:
Page 29 and 30:
Page 31 and 32:
Page 33 and 34:
CHAPTER 2. Key Findings and Recomme
Page 35 and 36:
CHAPTER 2. NATIONAL AML/CFT POLICIE
Page 37 and 38:
CHAPTER 3. LEGAL SYSTEM AND OPERATI
Page 39 and 40:
Page 41 and 42:
Page 43 and 44:
Page 45 and 46:
Page 47 and 48:
Page 49 and 50:
Page 51 and 52:
Page 53 and 54:
Page 55 and 56:
Page 57 and 58:
Page 59 and 60:
Page 61 and 62:
Page 63 and 64:
CHAPTER 4. TERRORIST FINANCING AND
Page 65 and 66:
Page 67 and 68:
Page 69 and 70:
Page 71 and 72:
Page 73 and 74:
Page 75 and 76:
Page 77 and 78:
Page 79 and 80:
CHAPTER 5. PREVENTIVE MEASURES Key
Page 81 and 82:
CHAPTER 5. PREVENTIVE MEASURES moni
Page 83 and 84:
CHAPTER 5. PREVENTIVE MEASURES and
Page 85 and 86:
CHAPTER 5. PREVENTIVE MEASURES 225.
Page 87 and 88:
CHAPTER 5. PREVENTIVE MEASURES that
Page 89 and 90:
CHAPTER 6. SUPERVISION Key Findings
Page 91 and 92:
CHAPTER 6. SUPERVISION implement fi
Page 93 and 94:
CHAPTER 6. SUPERVISION Risk-based s
Page 95 and 96:
CHAPTER 6. SUPERVISION Sector Activ
Page 97 and 98:
CHAPTER 6. SUPERVISION 263. FINTRAC
Page 99 and 100:
CHAPTER 6. SUPERVISION level of fin
Page 101 and 102:
CHAPTER 6. SUPERVISION through part
Page 103 and 104:
CHAPTER 7. LEGAL PERSONS AND ARRANG
Page 105 and 106:
Page 107 and 108:
Page 109 and 110:
CHAPTER 8. INTERNATIONAL COOPERATIO
Page 111 and 112:
Page 113 and 114:
Page 115 and 116:
Page 117 and 118:
TECHNICAL COMPLIANCE ANNEX This ann
Page 119 and 120:
TECHNICAL COMPLIANCE ANNEX Risk Mit
Page 121 and 122:
TECHNICAL COMPLIANCE ANNEX sectors
Page 123 and 124:
TECHNICAL COMPLIANCE ANNEX Canadian
Page 125 and 126:
TECHNICAL COMPLIANCE ANNEX sanction
Page 127 and 128:
TECHNICAL COMPLIANCE ANNEX Recommen
Page 129 and 130:
TECHNICAL COMPLIANCE ANNEX Criterio
Page 131 and 132:
Page 133 and 134:
TECHNICAL COMPLIANCE ANNEX of a jud
Page 135 and 136:
TECHNICAL COMPLIANCE ANNEX Gazette
Page 137 and 138:
Page 139 and 140:
TECHNICAL COMPLIANCE ANNEX Sub-crit
Page 141 and 142:
TECHNICAL COMPLIANCE ANNEX the AML/
Page 143 and 144:
Page 145 and 146:
TECHNICAL COMPLIANCE ANNEX CDD for
Page 147 and 148:
Page 149 and 150:
Page 151 and 152:
Page 153 and 154:
Page 155 and 156:
TECHNICAL COMPLIANCE ANNEX two opti
Page 157 and 158:
TECHNICAL COMPLIANCE ANNEX document
Page 159 and 160:
Page 161 and 162: TECHNICAL COMPLIANCE ANNEX they wer
Page 163 and 164: TECHNICAL COMPLIANCE ANNEX precious
Page 165 and 166: TECHNICAL COMPLIANCE ANNEX Criterio
Page 167 and 168: TECHNICAL COMPLIANCE ANNEX indicate
Page 169 and 170: TECHNICAL COMPLIANCE ANNEX room for
Page 173 and 174: TECHNICAL COMPLIANCE ANNEX regulate
Page 175 and 176: TECHNICAL COMPLIANCE ANNEX OSFI con
Page 177 and 178: TECHNICAL COMPLIANCE ANNEX business
Page 179 and 180: TECHNICAL COMPLIANCE ANNEX licenses
Page 181 and 182: TECHNICAL COMPLIANCE ANNEX Province
Page 183 and 184: TECHNICAL COMPLIANCE ANNEX corporat
Page 185 and 186: TECHNICAL COMPLIANCE ANNEX c) There
Page 187 and 188: TECHNICAL COMPLIANCE ANNEX other re
Page 189 and 190: TECHNICAL COMPLIANCE ANNEX terroris
Page 191 and 192: TECHNICAL COMPLIANCE ANNEX LEAs may
Page 193 and 194: TECHNICAL COMPLIANCE ANNEX reports
Page 195 and 196: TECHNICAL COMPLIANCE ANNEX regime t
Page 197 and 198: TECHNICAL COMPLIANCE ANNEX director
Page 199 and 200: TECHNICAL COMPLIANCE ANNEX judgment
Page 203 and 204: TECHNICAL COMPLIANCE ANNEX provided
Page 207 and 208: TECHNICAL COMPLIANCE ANNEX - Key De
Page 209 and 210: TECHNICAL COMPLIANCE ANNEX - Key De
Page 211: TECHNICAL COMPLIANCE ANNEX - Key De
Page 216: © FATF and APG www.fatf-gafi.org |
show all

Canada

Create successful ePaper yourself

Delete template?

Save as template?