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Human Reproduction Update, Vol.15, No.2 pp. 153–164, 2009<br />

Advanced Access publication on December 24, 2008 doi:10.1093/humupd/dmn061<br />

<strong>Techniques</strong> <strong>f<strong>or</strong></strong> <strong>cryopreservation</strong> <strong>of</strong><br />

<strong>individual</strong> <strong>or</strong> small numbers <strong>of</strong> human<br />

spermatozoa: a systematic review<br />

Faten AbdelHafez 1 , Mohamed Bedaiwy 2,3 , Sherif A. El-Nashar 2 ,<br />

Edmund Sabanegh 4 , and Nina Desai 1,5<br />

1 Department <strong>of</strong> Obstetrics and Gynecology, <strong>Cleveland</strong> <strong>Clinic</strong> Fertility Centre, <strong>Cleveland</strong> <strong>Clinic</strong> Foundation, <strong>Cleveland</strong>, OH, USA<br />

2 Department <strong>of</strong> Obstetrics and Gynecology, Assiut University Hospitals, Assiut, Egypt 3 Case Medical Centre, University Hospitals,<br />

Case Western Reserve University, <strong>Cleveland</strong>, Ohio, USA 4 Glickman Urological and Kidney Institute, <strong>Cleveland</strong> <strong>Clinic</strong> Foundation, <strong>Cleveland</strong>,<br />

OH, USA<br />

5<br />

C<strong>or</strong>respondence address. The <strong>Cleveland</strong> <strong>Clinic</strong> Fertility Center, 26900 Cedar Road, Beachwood, OH 44122, USA. Tel: þ1-216-839-2907;<br />

Fax: þ1-216-839-3180; E-mail: desain@ccf.<strong>or</strong>g<br />

table <strong>of</strong> contents<br />

...........................................................................................................................<br />

† Introduction<br />

† Methods<br />

† Results<br />

† Discussion<br />

† Conclusions<br />

background: Despite interest in <strong>cryopreservation</strong> <strong>of</strong> <strong>individual</strong> <strong>or</strong> small number <strong>of</strong> human spermatozoa, to date, little data is available<br />

as regards its effectiveness. We systematically reviewed the outcome after <strong>cryopreservation</strong> <strong>of</strong> <strong>individual</strong> <strong>or</strong> small numbers <strong>of</strong> human spermatozoa<br />

in patients with severe male fact<strong>or</strong> <strong>of</strong> infertility.<br />

methods: We searched the MEDLINE, EMBASE, Cochrane Systematic Reviews, CENTRAL, Web <strong>of</strong> Science, Scopus databases <strong>f<strong>or</strong></strong> relevant<br />

studies up to June <strong>of</strong> 2008. The search used terms referring to <strong>cryopreservation</strong> <strong>of</strong> small amount <strong>of</strong> sperm. Included studies were<br />

limited to human studies with no language restrictions.<br />

results: We identified 30 rep<strong>or</strong>ts including 9 carriers used <strong>f<strong>or</strong></strong> <strong>cryopreservation</strong> <strong>of</strong> small quantities/numbers <strong>of</strong> human spermatozoa<br />

(7 non-biological and 2 biological carriers). A wide variety <strong>of</strong> <strong>cryopreservation</strong> vehicles were rep<strong>or</strong>ted. The recovery rate <strong>of</strong> spermatozoa cryopreserved<br />

in a known small number varied widely from 59 to 100%. Fertilization rates were in the range <strong>of</strong> 18–67%. Frozen–thawed spermatozoa,<br />

using this method, were subsequently used <strong>f<strong>or</strong></strong> intracytoplasmic sperm injection in only five studies, with few pregnancies rep<strong>or</strong>ted so far.<br />

To date, there remains no consensus as to the ideal carrier <strong>f<strong>or</strong></strong> <strong>cryopreservation</strong> <strong>of</strong> small number <strong>of</strong> spermatozoa <strong>f<strong>or</strong></strong> clinical purposes.<br />

conclusions: Cryopreservation <strong>of</strong> <strong>individual</strong> <strong>or</strong> small numbers <strong>of</strong> human spermatozoa may replace the need <strong>f<strong>or</strong></strong> repeated surgical sperm<br />

retrieval. A controlled multicenter trial with sufficient follow-up would provide valid evidence <strong>of</strong> the potential benefit <strong>of</strong> this approach.<br />

Key w<strong>or</strong>ds: Epidydimal sperm / Testicular sperm / Single-sperm <strong>cryopreservation</strong> / Zona carrier / Cryoloop<br />

Introduction<br />

Couples with male fact<strong>or</strong> infertility represent 30–40% <strong>of</strong> the infertile<br />

population. Azoospermia accounts <strong>f<strong>or</strong></strong> 10% <strong>of</strong> all male fact<strong>or</strong> cases<br />

(Chandley, 1979). The birth <strong>of</strong> the first baby from intracytoplasmic<br />

sperm injection (ICSI) in 1992 (Palermo et al., 1992) marked a new era<br />

in the treatment <strong>of</strong> azoospermic men, who previously had no chance <strong>of</strong><br />

fathering a biologic child. New fertility treatments, such as ICSI combined<br />

with new advances in minimally invasive sperm recovery from the testis/<br />

epididymis (Schoysman et al., 1993; Devroey et al., 1995; Aboulghar et al.,<br />

1997; Ghazzawi et al., 1998; Nicopoullos et al., 2004), have proven to be<br />

viable and m<strong>or</strong>e practical treatment alternatives, in some patients, to<br />

microsurgical reconstruction <strong>of</strong> the male genital tract (Craft et al., 1993;<br />

Schoysman et al., 1993; Devroey et al., 1995).<br />

& The Auth<strong>or</strong> 2008. Published by Ox<strong>f<strong>or</strong></strong>d University Press on behalf <strong>of</strong> the European Society <strong>of</strong> Human Reproduction and Embryology. All rights reserved.<br />

F<strong>or</strong> Permissions, please email: journals.permissions@ox<strong>f<strong>or</strong></strong>djournals.<strong>or</strong>g


154 AbdelHafez et al.<br />

Surgical sperm recovery is <strong>of</strong>ten the rate-limiting step in successful<br />

IVF. With epididymal sperm aspirations, sperm recovery can be<br />

quite variable (45–97%) (Bladou et al., 1991; Craft et al., 1995;<br />

Lania et al., 2006). Testicular sperm recovery is even m<strong>or</strong>e difficult<br />

and subject to variation. Sperm recovery rates have been rep<strong>or</strong>ted<br />

to be only 36–64% with testicular biopsies (Schlegel et al., 1997;<br />

Palermo et al., 1999; Prins et al., 1999) and even lower in testicular<br />

aspirates (Hauser et al., 2006). Newer techniques involving testicular<br />

microdissection <strong>of</strong>fer improved sperm retrieval rates, even when previous<br />

conventional testicular biopsy has been unsuccessful. Regardless<br />

<strong>of</strong> the techniques used, sperm, if successfully recovered, are <strong>of</strong>ten<br />

weakly motile and present in small numbers, necessitating repeat surgical<br />

interventions if pregnancy is not achieved. This is costly and can<br />

entail significant risks to the patient. Multiple testicular biopsies can<br />

lead to inflammation <strong>or</strong> hematoma at the biopsy site and also to<br />

maj<strong>or</strong> complications such as testicular devascularization and fibrosis<br />

(Schlegel and Su, 1997). Serum testosterone levels can remain low<br />

<strong>f<strong>or</strong></strong> up to 1 year post-surgery (Manning et al., 1998). Although a<br />

study by Westlander et al. (2001) suggested that no maj<strong>or</strong> complications<br />

occur after repeated testicular aspiration, testicular damage<br />

could not be ruled out (Westlander et al., 2001). Further prospective<br />

studies are needed to address this possibility.<br />

Cryopreservation <strong>of</strong> surgically retrieved spermatozoa is there<strong>f<strong>or</strong></strong>e a<br />

very attractive and necessary strategy when dealing with severe male<br />

fact<strong>or</strong> infertility. Efficient <strong>cryopreservation</strong> <strong>of</strong> small numbers <strong>of</strong> sperm<br />

reduces the number <strong>of</strong> surgical interventions and thus avoids the complications<br />

and expenses associated with repeated surgeries. Using<br />

cryopreserved sperm also eliminates the logistical issues associated<br />

with co<strong>or</strong>dinating the women’s oocyte retrieval, with the urologist<br />

availability <strong>f<strong>or</strong></strong> surgical sperm retrieval from her partner. An indirect<br />

advantage <strong>of</strong> per<strong>f<strong>or</strong></strong>ming the sperm retrieval pri<strong>or</strong> to initiation <strong>of</strong> the<br />

IVF stimulation cycle is that the risk <strong>of</strong> no sperm being found on the<br />

day <strong>of</strong> oocyte retrieval can be avoided. Given the unique characteristics<br />

<strong>of</strong> epididymal and testicular spermatozoa, conventional<br />

methods <strong>of</strong> sperm <strong>cryopreservation</strong> may not be optimal. Novel <strong>cryopreservation</strong><br />

approaches are needed to improve recovery and postthaw<br />

parameters in these highly compromised sperm specimens.<br />

We per<strong>f<strong>or</strong></strong>med a systematic review <strong>of</strong> the literature to summarize<br />

the current evidence on the feasibility and efficacy <strong>of</strong> various<br />

methods <strong>f<strong>or</strong></strong> <strong>cryopreservation</strong> <strong>of</strong> surgically retrieved sperm <strong>f<strong>or</strong></strong> use<br />

in conjunction with assisted reproductive technology including techniques<br />

specifically designed <strong>f<strong>or</strong></strong> <strong>cryopreservation</strong> <strong>of</strong> small quantities/<br />

numbers <strong>of</strong> spermatozoa.<br />

Methods<br />

We rep<strong>or</strong>t this review acc<strong>or</strong>ding to the standards <strong>of</strong> the Quality <strong>of</strong> Rep<strong>or</strong>ting<br />

<strong>of</strong> Meta-analysis <strong>of</strong> Randomized Trials (QUOROM) and Observational<br />

Studies (MOOSE) statements (Stroup et al., 2000).<br />

Search strategy and identification <strong>of</strong> studies<br />

We per<strong>f<strong>or</strong></strong>med an electronic search on MEDLINE, EMBASE, Cochrane<br />

Systematic Reviews, CENTRAL, Web <strong>of</strong> Science, Scopus databases <strong>f<strong>or</strong></strong><br />

relevant studies from inception through June 2008. No language restrictions<br />

were applied. The search was limited to humans and used the following<br />

key w<strong>or</strong>ds: (cryopreserv* OR freez*) AND (small number OR Low OR<br />

few OR single) AND (sperm*). M<strong>or</strong>eover, we did a manual search in the<br />

abstract books <strong>of</strong> the American Society <strong>of</strong> Reproductive Medicine (ASRM)<br />

and the European Society <strong>of</strong> Human Reproduction and Embryology<br />

(ESHRE) meetings during the same time period. We decided be<strong>f<strong>or</strong></strong>ehand<br />

to include all studies related to <strong>cryopreservation</strong> <strong>of</strong> sperm in small quantities<br />

and numbers, regardless <strong>of</strong> the source <strong>of</strong> spermatozoa (ejaculated<br />

<strong>or</strong> surgically retrieved).<br />

Selection criteria and outcomes <strong>of</strong> interest<br />

The inclusion criteria <strong>f<strong>or</strong></strong> retrieved studies included published studies on<br />

the <strong>cryopreservation</strong> <strong>of</strong> small amount <strong>or</strong> number <strong>of</strong> spermatozoa. The<br />

primary outcome <strong>of</strong> the study was the post-thaw recovery rate. Secondary<br />

outcomes included: post-thaw motility, survival, fertilization, cleavage,<br />

clinical pregnancy, implantation and/<strong>or</strong> live birth rates. Recovery rate<br />

was defined as the number <strong>of</strong> spermatozoa recovered on post-thaw<br />

divided by the number <strong>of</strong> spermatozoa initially frozen 100. It was<br />

rep<strong>or</strong>ted only <strong>f<strong>or</strong></strong> the studies freezing a known number <strong>of</strong> spermatozoa.<br />

Motility rate, unless mentioned otherwise, was defined as the number <strong>of</strong><br />

motile spermatozoa divided by total number <strong>of</strong> spermatozoa 100.<br />

Two reviewers (F.A. and M.B.) independently reviewed the identified<br />

rep<strong>or</strong>ts. Disagreements in study inclusion were resolved by consensus.<br />

In addition, both reviewers independently reviewed the bibliographies <strong>of</strong><br />

the retrieved articles and the recent reviews <strong>f<strong>or</strong></strong> additional studies.<br />

Data extraction<br />

A standardized data extraction sheet was developed. One reviewer (F.A.)<br />

extracted the <strong>individual</strong> data from each included rep<strong>or</strong>t. The baseline<br />

clinical and demographic characteristics <strong>of</strong> the included studies were<br />

extracted. The procedure-specific data including the technique and the<br />

approach <strong>f<strong>or</strong></strong> sperm collection and <strong>cryopreservation</strong> were rec<strong>or</strong>ded.<br />

Study outcomes included post-thaw recovery, motility and viability rates,<br />

fertilization and cleavage rates, clinical pregnancy and implantation rates.<br />

Methodological quality <strong>of</strong> the included<br />

studies<br />

The methodological characteristics <strong>of</strong> the included studies including<br />

study design, number <strong>of</strong> participants and procedure-specific characteristics<br />

were collected. We developed a quality assessment <strong>f<strong>or</strong></strong>m using the<br />

validity criteria proposed by Juni et al. <strong>f<strong>or</strong></strong> clinical trials and the<br />

Newcastle–Ottawa Scale <strong>f<strong>or</strong></strong> coh<strong>or</strong>t studies (Hallak et al., 2000; Juni<br />

et al., 2001; Wells et al., 2007). Quality evaluation was per<strong>f<strong>or</strong></strong>med by<br />

two reviewers independently (M.B., F.A.) and any disagreement was<br />

resolved by consensus.<br />

Results<br />

Characteristics <strong>of</strong> the included studies<br />

Our initial electronic search identified 212 studies published in full text,<br />

<strong>of</strong> which 199 were excluded, whereas the manual search <strong>of</strong> the ASRM<br />

and ESHRE conferences books retrieved 10 abstracts from the proceedings<br />

<strong>of</strong> the relevant meetings in the field and a further 7<br />

rep<strong>or</strong>ts were added from bibliography searches. A total <strong>of</strong> 30<br />

rep<strong>or</strong>ts <strong>of</strong> non-randomized trials were included in the current<br />

review (Fig. 1). The frozen–thawed sperm was subsequently used<br />

clinically via ICSI with subsequent transfer <strong>of</strong> the resultant embryos<br />

in only five (16.6%) studies. The methodological quality <strong>of</strong> the included<br />

studies was evaluated (Table I).<br />

A summary <strong>of</strong> published rep<strong>or</strong>ts addressing freezing spermatozoa<br />

(ejaculated <strong>or</strong> surgically retrieved) in microquantities <strong>or</strong> small


Methods <strong>f<strong>or</strong></strong> cryopreserving spermatozoa in small numbers 155<br />

Figure 1 Flow chart <strong>of</strong> the included peer-reviewed published<br />

studies and abstracts presented in the ASRM and ESHRE meetings.<br />

numbers was presented (Tables II and III). The quantity <strong>of</strong> cryopreserved<br />

sperm was noted in 20 rep<strong>or</strong>ts (12 full studies and 8 abstracts)<br />

(Cohen et al., 1997; Walmsley et al., 1998; Montag et al., 1999; Suzuki<br />

et al., 1999; B<strong>or</strong>ini et al., 2000; Liu et al., 2000; Quintans et al., 2000;<br />

Hsieh et al., 2000a; Fusi et al., 2001; Gvakharia and Adamson, 2001;<br />

Bouamama et al., 2003; Cesana et al., 2003; Levi-Setti et al., 2003;<br />

Sohn et al., 2003; Just et al., 2004; Desai et al., 2004a, b; Hassa<br />

et al., 2006; Isaev et al., 2007; Sereni et al., 2008) (Table II),<br />

whereas in the remaining studies, the number <strong>of</strong> cryopreserved spermatozoa<br />

was not known (Table III). Eleven <strong>of</strong> the studies documented<br />

sperm function by fertilization/cleavage data (Cohen et al., 1997;<br />

Walmsley et al., 1998; B<strong>or</strong>ini et al., 2000; Gil-Salom et al., 2000;<br />

Fusi et al., 2001; Nawroth et al., 2002; Desai et al., 2004a, b;<br />

Isachenko et al., 2004b; Koscinski et al., 2007; Sereni et al., 2008).<br />

Only five studies per<strong>f<strong>or</strong></strong>med embryo transfer (ET) and rep<strong>or</strong>ted pregnancy<br />

results (Walmsley et al., 1998; Gil-Salom et al., 2000; Fusi et al.,<br />

2001; Koscinski et al., 2007; Sereni et al., 2008). Nine types <strong>of</strong> <strong>cryopreservation</strong><br />

carriers were identified (seven non-biological and two biological).<br />

The different carrier types included: empty zona pellucida (Cohen<br />

et al., 1997; Walmsley et al., 1998; Montag et al., 1999; Suzuki et al.,<br />

1999; B<strong>or</strong>ini et al., 2000; Hsieh et al., 2000a; Fusi et al., 2001; Cesana<br />

et al., 2003; Levi-Setti et al., 2003; Hassa et al., 2006); straws,<br />

mini-straws and open-pulled straws (Desai et al., 1998; Isachenko<br />

et al., 2005; Koscinski et al., 2007); direct <strong>cryopreservation</strong> <strong>of</strong><br />

sperm in microdroplets (Gil-Salom et al., 2000; Quintans et al., 2000;<br />

Bouamama et al., 2003; Isachenko et al., 2005; Sereni et al., 2008);<br />

ICSI pipette (Gvakharia and Adamson, 2001; Sohn et al., 2003);<br />

Volvox globat<strong>or</strong> spheres (Just et al., 2004); alginate beads (Herrler<br />

et al., 2006); 5-mm copper loop (Nawroth et al., 2002; Isachenko<br />

et al., 2004b, 2005); cryoloop <strong>f<strong>or</strong></strong> microquantities (Schuster et al.,<br />

2003) and <strong>f<strong>or</strong></strong> small numbers <strong>of</strong> sperm (Desai et al., 2004b); and<br />

agarose microspheres (Isaev et al., 2007).<br />

Overall outcome <strong>of</strong> small known numbers <strong>of</strong><br />

spermatozoa frozen using different carriers<br />

Regarding studies that investigated freezing a selected small known<br />

number <strong>of</strong> spermatozoa, the overall average recovery rate was<br />

79.5% with a range <strong>of</strong> 59–100%. Whereas the motility rates rep<strong>or</strong>ted<br />

were distributed in a wide range starting from 0 to 100%. Survival rate<br />

was assessed in only three studies, and the overall average survival rate<br />

was 46.5% with a range <strong>of</strong> (8–85%). In studies that took a further step<br />

and per<strong>f<strong>or</strong></strong>med fertilization, the overall average fertilization rate was<br />

42.5% with a range <strong>of</strong> 18–67% (Table II).<br />

Overall outcome <strong>of</strong> microquantities <strong>of</strong><br />

spermatozoa frozen using different carriers<br />

F<strong>or</strong> studies where spermatozoa were frozen in microquantities, the<br />

overall average survival rate assessed using viability stains was 42%<br />

with a range <strong>of</strong> 24–60%. In addition, the post-thaw average number<br />

<strong>of</strong> motile spermatozoa was 32.5% with a range <strong>of</strong> 5–60% from the<br />

initially frozen spermatozoa. When fertilization was attempted, the<br />

average fertilization rate was 64.5% with a range <strong>of</strong> 54–75% (Table III).<br />

Outcome <strong>of</strong> IVF cycles using frozen–thawed<br />

sperm cryopreserved in small numbers<br />

In this group, only three studies used the frozen–thawed spermatozoa <strong>f<strong>or</strong></strong><br />

ICSI and ET <strong>of</strong> the resultant embryos (Walmsley et al., 1998; Fusi et al.,<br />

2001; Sereni et al., 2008). Two studies used the empty zona pellucida<br />

as the sperm carrier (Walmsley et al., 1998; Fusi et al., 2001), whereas<br />

Serini et al. froze the spermatozoa in microdroplets on a plastic dish<br />

(Sereni et al., 2008). In five patients using their frozen–thawed spermatozoa,<br />

Walmesly et al. rep<strong>or</strong>ted an average fertilization and cleavage rates <strong>of</strong><br />

65 and 90%, respectively. Thirty-one <strong>of</strong> the transferred embryos<br />

implanted resulted in the live birth <strong>of</strong> two set <strong>of</strong> twins (Walmsley et al.,<br />

1998). Similarly, Fusi et al. (2001) used thawed spermatozoa frozen in<br />

empty human zona pellucida <strong>f<strong>or</strong></strong> two couples in four cycles. Fifty-seven<br />

percent <strong>of</strong> the injected oocytes fertilized, <strong>of</strong> which 76% cleaved. ET was<br />

per<strong>f<strong>or</strong></strong>med in all four cycles with the mean <strong>of</strong> 3.25 embryos/cycle, resulting<br />

in the occurrence <strong>of</strong> one singleton pregnancy. In addition, the study by<br />

Sereni et al. rep<strong>or</strong>ted ICSI results using frozen–thawed testicular spermatozoa<br />

in six cases. The average fertilization and cleavage rates rep<strong>or</strong>ted<br />

were 17.6 and 77.8%, respectively. Seventy-one percent <strong>of</strong> those<br />

embryos were <strong>of</strong> good quality. ET in three cases resulted in only one biochemical<br />

pregnancy (Table II).<br />

Outcome <strong>of</strong> IVF cycles using frozen–thawed<br />

sperm cryopreserved in microquantities<br />

Regarding sperm freezing in microquantities, only two studies used the<br />

frozen–thawed spermatozoa <strong>f<strong>or</strong></strong> subsequent ICSI and ET (Gil-Salom<br />

et al., 2000; Koscinski et al., 2007).


Table I Quality assessment <strong>of</strong> the included coh<strong>or</strong>t studies acc<strong>or</strong>ding to the Newcastle–Ottawa Scale<br />

Included coh<strong>or</strong>t studies Selection<br />

................................................<br />

Comparability<br />

................................................................<br />

Outcome Total stars<br />

...........................................................<br />

........................................................................................................................................................................................................................................................<br />

a<br />

External validity Selection <strong>of</strong> (a) (b) Adequacy Selection Comparability Outcome<br />

(intervention) non-exposed Etiology <strong>of</strong> male Other fact<strong>or</strong>s including <strong>of</strong> follow-up<br />

coh<strong>or</strong>t<br />

coh<strong>or</strong>t<br />

fact<strong>or</strong> infertility age, female fact<strong>or</strong><br />

Bouamama et al. (2003) C E Yes No X ** *<br />

B<strong>or</strong>ini et al. (2000) A F Yes No X *** * *<br />

Cesana et al. (2003) B E No No X *** * *<br />

Cohen et al. (1997) B F No No X *** *<br />

Desai et al. (1998) B E No No X *** *<br />

Desai et al. (2004b) B E No No X *** *<br />

(Desai et al. 2004a) A E No No X *** *<br />

Fusi et al. (2001) A E No No U *** **<br />

Gil-Salom et al. (2000) A F No Yes U *** * **<br />

Gvakharia and Adamson (2001) B E No No X *** *<br />

Hassa et al. (2006) B F No No X *** *<br />

Herrler et al. (2006) C E Yes No X ** * **<br />

Hsieh et al. (2000a) A E No Yes X *** * *<br />

Isachenko et al. (2004b) C E Yes No X ** * *<br />

(Isachenko et al. 2004a) C E Yes No X ** * *<br />

Isachenko et al. (2005) B E Yes No X *** * *<br />

Isaev et al. (2007) B E No No X *** *<br />

Just et al. (2004) B E No No X *** *<br />

Koscinski et al. (2007) B F No No U *** **<br />

Levi-Setti et al. (2003) D E No No X ** *<br />

Liu et al. (2000) A E No No X ** *<br />

Montag et al. (1999) D E No No X ** *<br />

Nawroth et al. (2002) C E Yes No X ** * *<br />

Quintans et al. (2000) D E No No X ** *<br />

Quintans et al. (2000) C E Yes No X ** * *<br />

156 AbdelHafez et al.


Methods <strong>f<strong>or</strong></strong> cryopreserving spermatozoa in small numbers 157<br />

Schuster et al. (2003) C E Yes No X ** * *<br />

Sereni et al. (2008) A E No No U *** **<br />

Sohn et al. (2003) B E Yes No X *** * **<br />

Suzuki et al. (1999) D E No No X ** *<br />

Walmsley et al. (1998) A E No No U *** **<br />

External validity: A, truly representative <strong>of</strong> the azoospermic samples; B, somewhat representative <strong>of</strong> the average patient seen with the problem <strong>of</strong> interest; C, selected group; D, no description <strong>of</strong> the derivation <strong>of</strong> the coh<strong>or</strong>t.<br />

Selection <strong>of</strong> non-exposed coh<strong>or</strong>t: E, drawn from the same source as the intervention coh<strong>or</strong>t (concurrent controls); F, drawn from a different source (hist<strong>or</strong>ical controls); G, no description <strong>of</strong> the derivation <strong>of</strong> the non-exposed coh<strong>or</strong>t.<br />

Ascertainment <strong>of</strong> the intervention: categ<strong>or</strong>ies investigated: H, secure rec<strong>or</strong>d (e.g. surgical rec<strong>or</strong>ds); J, structured interview; K, written self-rep<strong>or</strong>t; L, no description. Note: all studies had written self-rep<strong>or</strong>ts (K).<br />

Incident disease: Demonstration that outcome <strong>of</strong> interest was not present at the start <strong>of</strong> the study: M, yes; N, no. Note: All studies were categ<strong>or</strong>y M.<br />

Comparability <strong>of</strong> coh<strong>or</strong>ts on the basis <strong>of</strong> the design <strong>or</strong> analysis: (a) study controls <strong>f<strong>or</strong></strong> the most imp<strong>or</strong>tant fact<strong>or</strong> (sperm <strong>cryopreservation</strong> method); and/<strong>or</strong> (b) study controls <strong>f<strong>or</strong></strong> any additional fact<strong>or</strong> (age, female fact<strong>or</strong>s, etc).<br />

Assesment <strong>of</strong> outcome: Categ<strong>or</strong>ies investigated—O, independent blind assessment; P, rec<strong>or</strong>d linkage; Q, self-rep<strong>or</strong>t; R, no description. Note: All studies had self-rep<strong>or</strong>ts (Q).<br />

Length <strong>of</strong> follow-up: Question asked: was follow-up long enough <strong>f<strong>or</strong></strong> outcomes to occur? S, yes; T, no. Note: In all studies, follow-up was long enough.<br />

Adequacy <strong>of</strong> follow-up: U, complete follow-up; all subjects were accounted <strong>f<strong>or</strong></strong>. V, subjects lost to follow-up were unlikely to introduce bias because small numbers were lost; .80% had follow-up, <strong>or</strong> description was provided <strong>of</strong> those lost. W,<br />

follow-up rate ,80%, and there was no description <strong>of</strong> those lost. X, no statement.<br />

a<br />

Total stars: a study can be awarded a maximum <strong>of</strong> one star <strong>f<strong>or</strong></strong> each item within the Selection and Outcome categ<strong>or</strong>ies and a maximum <strong>of</strong> two stars can be given <strong>f<strong>or</strong></strong> comparability. Thus, a perfect study will be awarded a total <strong>of</strong> nine stars<br />

distributed as follows: a total <strong>of</strong> four stars <strong>f<strong>or</strong></strong> the selection (a star <strong>f<strong>or</strong></strong> each item), two stars <strong>f<strong>or</strong></strong> the comparability (a star <strong>f<strong>or</strong></strong> each item) and three stars <strong>f<strong>or</strong></strong> the outcome (a star <strong>f<strong>or</strong></strong> each item).<br />

The freezing carriers used in those studies were microdroplets on<br />

ice ‘pills’ (Gil-Salom et al., 2000) and straws (Koscinski et al., 2007).<br />

In 234 ICSI cycles using frozen–thawed testicular spermatozoa, Gil<br />

Salom et al. rep<strong>or</strong>ted an average fertilization and cleavage rates <strong>of</strong><br />

63.2 and 84.6%, respectively. Transferring the resultant embryos in<br />

211 ET cycles resulted in a 27.8% clinical pregnancy rate per ET, a<br />

13.1% implantation rate per embryos transferred and 55 live births<br />

(Gil-Salom et al., 2000). The study by Koscinski et al. per<strong>f<strong>or</strong></strong>med<br />

ICSI using frozen–thawed spermatozoa in five cases, resulting in a fertilization<br />

rate <strong>of</strong> 54.7% (Koscinski et al., 2007) (Table III).<br />

Discussion<br />

Given the unique characteristics <strong>of</strong> epididymal and testicular spermatozoa,<br />

conventional methods <strong>of</strong> sperm <strong>cryopreservation</strong> are not<br />

optimal <strong>f<strong>or</strong></strong> <strong>cryopreservation</strong> <strong>of</strong> small numbers <strong>of</strong> sperm. Recognition<br />

<strong>of</strong> those problems has led to the expl<strong>or</strong>ation <strong>of</strong> methodologies specifically<br />

designed <strong>f<strong>or</strong></strong> cryopreserving limited numbers <strong>of</strong> motile sperm in<br />

miniscule volumes to facilitate recovery. The ideal carrier <strong>f<strong>or</strong></strong> <strong>cryopreservation</strong><br />

would allow the freezing <strong>of</strong> multiple tiny aliquots <strong>of</strong> sperm <strong>or</strong><br />

even <strong>individual</strong>ly isolated sperm in small numbers (i.e. 5–10 sperm per<br />

carrier), thus conserving the very small supply <strong>of</strong> motile sperm in<br />

azoospermic patients. This would prevent repeated freezing/thawing<br />

<strong>of</strong> the <strong>or</strong>iginal specimen, and yet allow multiple IVF attempts.<br />

A number <strong>of</strong> alternative <strong>cryopreservation</strong> carriers and techniques<br />

have been expl<strong>or</strong>ed to derive a viable clinical solution <strong>f<strong>or</strong></strong> this<br />

problem (Table IV). This approach is necessary if we are to successfully<br />

treat the severely azoospermic male and not put him at risk <strong>of</strong><br />

medical complications through multiple surgeries <strong>f<strong>or</strong></strong> sperm extraction.<br />

The current w<strong>or</strong>k examines techniques that have been applied<br />

towards this problem.<br />

Empty zona pellucida as sperm st<strong>or</strong>age<br />

vessels<br />

The concept <strong>of</strong> single-sperm <strong>cryopreservation</strong> was first introduced by<br />

Cohen et al. (1997). Their unique and novel idea <strong>of</strong> using an empty<br />

zona as a ‘pocket book’ to st<strong>or</strong>e <strong>individual</strong>ly selected spermatozoa<br />

has been the most widely used methodology <strong>f<strong>or</strong></strong> single-sperm freezing.<br />

This <strong>cryopreservation</strong> technique first requires the acquisition <strong>of</strong> animal<br />

<strong>or</strong> human zonae. Micromanipulation techniques and tools are used to<br />

evacuate cytoplasmic contents <strong>of</strong> animal <strong>or</strong> human oocytes. Individually<br />

selected sperm are then deposited into the empty zonae using an<br />

ICSI pipette (Cohen et al., 1997; B<strong>or</strong>ini et al., 2000). F<strong>or</strong> <strong>cryopreservation</strong>,<br />

the zonae are equilibrated with a test yolk: glycerol cryoprotectant<br />

agent (CPA) pri<strong>or</strong> to loading into conventional straws. Zonae are<br />

either vap<strong>or</strong>-frozen and then plunged in liquid nitrogen <strong>or</strong> frozen using<br />

a slow-rate-programmed freezer (Hassa et al., 2006). Empty zonae<br />

can also be pre-filled with CPA be<strong>f<strong>or</strong></strong>e sperm loading (Levi-Setti<br />

et al., 2003). Empty oocyte <strong>or</strong> embryonic zonae from rodents<br />

(mouse <strong>or</strong> hamster) (Cohen et al., 1997; Walmsley et al., 1998;<br />

Montag et al., 1999; Suzuki et al., 1999; Liu et al., 2000; Hsieh et al.,<br />

2000b) as well as from humans (Cohen et al., 1997; Walmsley<br />

et al., 1998; B<strong>or</strong>ini et al., 2000; Hsieh et al., 2000a; Fusi et al., 2001;<br />

Cesana et al., 2003; Levi-Setti et al., 2003; Hassa et al., 2006) have<br />

been successfully used.


Table II Cryopreservation <strong>of</strong> small known numbers <strong>of</strong> sperm<br />

Auth<strong>or</strong> Study type Number <strong>of</strong> Source <strong>of</strong> sperm Carrier Recovery rate Motility Survival Fertilization<br />

patients<br />

rate rate rate<br />

..........................................................................................................................................................................................................................................................<br />

Cohen et al. (1997) Full published 6 Po<strong>or</strong> ejaculate Human, mouse and hamster zona 73% 82% NA 50%<br />

*Walmsley et al. (1998) Full published 34 Po<strong>or</strong> ejaculate, surgically retrieved Human and hamster zonae 75% 67–100% NA 65%<br />

Montag et al. (1999) Full published NA Laser immobilized ejaculated<br />

sperm<br />

Human zona 92% NA 84% NA<br />

Suzuki et al. (1999) Abstract NA NA Hamster zona pellucida 63–70% 54–73% 65–85% NA<br />

B<strong>or</strong>ini et al. (2000) Full published 4 Testicular Human zonae 88% 27% NA 23%<br />

Hsieh et al. (2000a) Full published 16 Ejaculate, surgically retrieved Human and mouse zonae 82% 83% NA NA<br />

Liu et al. (2000) Full published 9 Testicular Mouse zonae 100% 58% 77% NA<br />

Quintans et al. (2000) Abstract NA NA Droplets on plastic dish 90–100% NA NA NA<br />

**Fusi et al. (2001) Abstract 2 Epidydimal Human zona pellucida NA NA NA 57%<br />

Gvakharia and Adamson (2001) Abstract 18 Ejaculate and testicular ICSI pipetts 92% 52% NA NA<br />

Bouamama et al. (2003) Full published NA N<strong>or</strong>mal ejaculate 0.5 ml microdrop 100% ,50% NA NA<br />

Levi-Setti et al. (2003) Full published 10 Ejaculate Human zona 59% 73% NA NA<br />

Cesana et al. (2003) Abstract NA Po<strong>or</strong> ejaculate Human zona 80–82% 0–***21% NA NA<br />

Sohn et al. (2003) Abstract 10 Po<strong>or</strong> ejaculate ICSI pipetts 80% NA 8% NA<br />

Desai et al. (2004a) Abstract 4 Epidydimal/testicular Cryoloops 72% NA NA 58%<br />

Desai et al. (2004b) Full published 10 Po<strong>or</strong> ejaculate Cryoloop 68% 73% NA 67%<br />

Just et al. (2004) Full published 15 Po<strong>or</strong> ejaculate Volvox globat<strong>or</strong> algae 100% 63% NA NA<br />

Hassa et al. (2006) Full Published NA N<strong>or</strong>mal and po<strong>or</strong> ejaculate Human zona NA 0–100% NA NA<br />

Isaev et al. (2007) Abstract 18 Po<strong>or</strong> ejaculate Agarose gel microspheres 70% <strong>of</strong><br />

microspheres<br />

78% NA<br />

****Sereni et al. (2008) Full Published 15 Testicular 5 ml drops in a plastic dish 100% 2% NA 18%<br />

*First live birth using hamster/human zona <strong>f<strong>or</strong></strong> single-sperm freezing.<br />

**Seventy-six percent <strong>of</strong> fertilized oocytes cleaved. After ET to two patients in four cycles, one singleton pregnancy resulted.<br />

***Induced motility by Pentoxifylline.<br />

****Seventy-eight percent <strong>of</strong> fertilized oocytes cleaved and a biochemical pregnancy resulted from transfer <strong>of</strong> six embryos to three patients.<br />

158 AbdelHafez et al.


Table III Cryopreservation <strong>of</strong> small quantities <strong>of</strong> sperm<br />

Auth<strong>or</strong> Study type Number <strong>of</strong> samples Source <strong>of</strong> sperm Carrier Survival rate Motility rate Fertilization rate<br />

..........................................................................................................................................................................................................................................................<br />

Desai et al. (1998) Abstract 20 Po<strong>or</strong> ejaculate Mini-straws NA *40% NA<br />

**Gil-Salom et al. (2000) Full published 234 ICSI cycle Testicular 100 ml droplets (pills) in cryovials NA NA 63%<br />

Nawroth et al. (2002) Full published 30 N<strong>or</strong>mal ejaculate 5 mm copper loop 60% *57% 3/4<br />

Schuster et al. (2003) Full published NA N<strong>or</strong>mal ejaculate Cryoloop NA 45% NA<br />

Isachenko et al. (2004a) Full published 18 N<strong>or</strong>mal ejaculate 5 mm copper loop NA *52% NA<br />

Isachenko et al. (2004b) Full published 38 N<strong>or</strong>mal ejaculate 5 mm copper loop NA *50–60% 79% (2PN þ 3PN)<br />

Isachenko et al. (2005) Full published 16 Po<strong>or</strong> ejaculate Straw NA *5–10% NA<br />

Open-pulled straw NA *5–10% NA<br />

Droplets NA *5–10% NA<br />

5 mm copper loop NA *,5% NA<br />

Quintans et al. (2000) Abstract 20 N<strong>or</strong>mal ejaculate Pellets in cryotube 24% NA NA<br />

Herrler et al. (2006) Full published 15 N<strong>or</strong>mal ejaculate Alginic acid drops 40–50% 20–30% NA<br />

***Koscinski et al. (2007) Full published 5 Po<strong>or</strong> ejaculate 30–50 ml instraws NA NA 54%<br />

*Percentage <strong>of</strong> post-thaw motility 100 divided by percentage <strong>of</strong> motility be<strong>f<strong>or</strong></strong>e <strong>cryopreservation</strong>.<br />

**<strong>Clinic</strong>al pregnancy and implantation rates were 28 and 13%, respectively.<br />

***<strong>Clinic</strong>al pregnancy rate was 20%.<br />

Methods <strong>f<strong>or</strong></strong> cryopreserving spermatozoa in small numbers 159


160 AbdelHafez et al.<br />

Table IV Summary <strong>of</strong> different used/suggested carriers<br />

<strong>f<strong>or</strong></strong> <strong>cryopreservation</strong> <strong>of</strong> surgically retrieved sperm in<br />

small quantities/numbers<br />

Non-biological Biological<br />

........................................................................................<br />

Straws/mini-straws/open-pulled straws Empty zonae <strong>of</strong> different<br />

species<br />

5 mm copper loop Volvox globat<strong>or</strong> algae<br />

Cryoloops<br />

Calcium alginate beads<br />

ICSI pipette<br />

Microdroplets on dry ice <strong>or</strong> plastic dish<br />

Agarose gel microspheres<br />

Variations in this protocol include making the slit with the aid <strong>of</strong> a<br />

LASER (Montag et al., 1999) and using different micropipette sizes<br />

ranging from 4–15 mm to drill and evacuate the cytoplasmic contents.<br />

Drilling small holes (7.5 mm) <strong>of</strong>ten resulted in oocyte rupture during<br />

cytoplasmic evacuation. This was not ideal since it increased the risk<br />

<strong>of</strong> leaving some host DNA fragments behind. These fragments could<br />

conceivably adhere to the spermatozoa being cryopreserved and<br />

later be inadvertently transferred into the oocyte during ICSI. Transfer<br />

<strong>of</strong> <strong>f<strong>or</strong></strong>eign DNA with sperm as vect<strong>or</strong>s has been rep<strong>or</strong>ted previously<br />

(Camaioni et al., 1992; Spada<strong>f<strong>or</strong></strong>a 1998). Using larger holes <strong>f<strong>or</strong></strong> the<br />

evacuation <strong>of</strong> cytoplasmic contents was also problematic, resulting in<br />

sperm loss. Attempts to seal the hole using oil droplets had limited<br />

effectiveness and interfered with sperm recovery post-thaw (Montag<br />

et al. 1999; Levi-Setti et al., 2003).<br />

Empty zonae as vessels <strong>f<strong>or</strong></strong> sperm st<strong>or</strong>age have several positive features.<br />

This technique is especially valuable in extreme cases <strong>of</strong><br />

oligozoospermia <strong>or</strong> azoospermia, which might require hours <strong>of</strong> microscopic<br />

screening to locate motile sperm. The zonae can be handled<br />

and visualized microscopically. Cryoprotectants can easily be added<br />

and removed without loss <strong>or</strong> dilution <strong>of</strong> sperm enclosed within the<br />

zona. Recovery <strong>of</strong> motile sperm sequestered in the zonae is quite<br />

simple upon thawing. Walmsley et al. rep<strong>or</strong>ted the first live births<br />

using human and hamster zonae <strong>f<strong>or</strong></strong> <strong>cryopreservation</strong> <strong>of</strong> epidydimal<br />

and testicular spermatozoa (Walmsley et al., 1998). They per<strong>f<strong>or</strong></strong>med<br />

five thaw cycles <strong>f<strong>or</strong></strong> five severe oligozoospermic/azoospermic patients.<br />

Three cycles resulted in pregnancies and two <strong>of</strong> them ended in the<br />

birth <strong>of</strong> two sets <strong>of</strong> twins. This was followed 3 years later, by a singleton<br />

pregnancy using oocyte-free human zonae <strong>f<strong>or</strong></strong> single epidydimal<br />

sperm <strong>cryopreservation</strong> (Fusi et al., 2001).<br />

Yet, despite its successful application, the routine use <strong>of</strong> the empty<br />

zona as a carrier vessel <strong>f<strong>or</strong></strong> single-sperm freezing has some drawbacks.<br />

The most serious limitation is the necessity <strong>of</strong> using a biologic carrier.<br />

New FDA and European Tissue Directive regulations, regarding<br />

exposure <strong>of</strong> human gametes and embryos to animal products, make<br />

the use <strong>of</strong> rodent zonae less feasible. Human zonae availability is<br />

also very restricted. M<strong>or</strong>eover, studies suggest lower recovery and fertilization<br />

rates with human sperm cryopreserved in human zonae,<br />

possibly as a result <strong>of</strong> sperm binding to ZP3 and induction <strong>of</strong> the acrosome<br />

reaction (Cohen et al., 1997). Furtherm<strong>or</strong>e, the process <strong>of</strong> zona<br />

preparation is lab<strong>or</strong>-intensive. The technique and hole size can affect<br />

the retention <strong>of</strong> motile sperm (Levi-Setti et al., 2003).<br />

Use <strong>of</strong> straws <strong>f<strong>or</strong></strong> <strong>cryopreservation</strong><br />

<strong>of</strong> microquantities <strong>of</strong> sperm<br />

F<strong>or</strong> surgically retrieved specimens from the epididymis and testis,<br />

cryopreserving multiple tiny aliquots, each sufficient <strong>f<strong>or</strong></strong> a single IVF<br />

attempt, is highly desirable. In our lab<strong>or</strong>at<strong>or</strong>y, mini-straws have been<br />

ideal <strong>f<strong>or</strong></strong> this task (Desai et al., 1998). Applied to specimens where<br />

at least one motile sperm was observed per high-powered field (300<br />

magnification), mini-straws have allowed us to efficiently freeze and<br />

conserve small aliquots <strong>of</strong> sperm. This technique utilizes embryo<br />

<strong>cryopreservation</strong> straws (0.2-mm diameter) aseptically cut into<br />

2.5-cm sections. One end is sealed with a plastic plug. A 15–20-ml<br />

aliquot <strong>of</strong> the sperm:CPA mixture is carefully loaded into the<br />

mini-straw using a drawn-out micropipette and the straw is sealed<br />

with another plastic plug. Five to six mini-straws are placed in conventional<br />

1.8-ml cryovials. The cryovial containing mini-straws is held in<br />

the vap<strong>or</strong> phase <strong>f<strong>or</strong></strong> 30 min be<strong>f<strong>or</strong></strong>e plunging into liquid nitrogen. F<strong>or</strong><br />

ICSI, one mini-straw can be thawed at a time, without affecting the<br />

remaining aliquots. Sperm motility and fertilization capacity were not<br />

affected by <strong>cryopreservation</strong> in smaller aliquots (unpublished data).<br />

However, any further reduction in sample volume was not feasible<br />

using this technique.<br />

Isachenko et al. used conventional and open-pulled straws <strong>f<strong>or</strong></strong><br />

vitrifying very small aliquots <strong>of</strong> 1 <strong>or</strong> 5 ml <strong>of</strong> sperm suspension from<br />

compromised semen samples. To create a closed sterile system,<br />

they placed the straw containing sperm into another 90-mm straw<br />

(Isachenko et al., 2005). M<strong>or</strong>e recently, Koscinski et al. (2007) used<br />

straws to freeze 30–50 ml <strong>of</strong> ejaculated sperm in cryptozoospermic<br />

patients. Using the straw as a carrier <strong>f<strong>or</strong></strong> freezing microquantities <strong>of</strong><br />

sperm is simple and easily applicable. Un<strong>f<strong>or</strong></strong>tunately, it is not ideal<br />

<strong>f<strong>or</strong></strong> severely impaired specimens where only small numbers <strong>of</strong><br />

sperm are present, and sperm can be lost due to adherence to the<br />

vessel wall. M<strong>or</strong>eover, <strong>individual</strong>ly selected sperm cannot be easily<br />

sequestered within the straw.<br />

Direct <strong>cryopreservation</strong> <strong>of</strong> sperm<br />

in microdroplets<br />

To circumvent sperm loss through adherence to the carrier vessel and<br />

to enable freezing <strong>of</strong> small volumes, investigat<strong>or</strong>s have expl<strong>or</strong>ed direct<br />

<strong>cryopreservation</strong> <strong>of</strong> sperm in microdroplets (Gil-Salom et al., 2000;<br />

Quintans et al., 2000). Aliquots <strong>of</strong> 50 <strong>or</strong> 100 ml <strong>of</strong> sperm:CPA<br />

mixture are placed on the surface <strong>of</strong> dry ice <strong>or</strong> cold stainless steel<br />

plate and then directly plunged into liquid nitrogen. These sperm<br />

aliquots <strong>or</strong> ‘pills’ can then be thawed as needed. Gil-Salom et al.<br />

successfully applied this methodology to testicular sperm (Gil-Salom<br />

et al., 2000). The clinical pregnancy and implantation rates with ICSI<br />

using cryopreserved/thawed testicular sperm were comparable with<br />

those using fresh testicular specimens. Similarly, Isachenko et al.<br />

vitrified spermatozoa in 40-ml droplets placed directly on dry ice<br />

but noted that upon warming, the motility was 40% lower than<br />

fresh control samples (Isachenko et al., 2005).<br />

Microdroplets have also been used to cryopreserve <strong>individual</strong>ly<br />

selected spermatozoa (Quintans et al., 2000; Bouamama et al.,<br />

2003; Sereni et al., 2008). Quintans et al. (2000) cryopreserved<br />

selected 4–6 spermatozoa in microdroplets under oil overlay in a<br />

plastic tissue culture dish. The dish was covered, wrapped with<br />

plastic stretch film and st<strong>or</strong>ed h<strong>or</strong>izontally in a liquid nitrogen tank.


Methods <strong>f<strong>or</strong></strong> cryopreserving spermatozoa in small numbers 161<br />

They rep<strong>or</strong>ted a post-thaw recovery rate <strong>of</strong> 90–100% (Quintans<br />

et al., 2000).<br />

Similarly, Bouamama et al. (2003) isolated up to 100 testicular<br />

sperm with the aid <strong>of</strong> an ICSI pipette and deposited them in a<br />

0.5-ml microdroplet <strong>of</strong> cryoprotectant medium under an oil overlay.<br />

The dish containing the microdroplet was then closed, sealed with<br />

parafilm and held in the vap<strong>or</strong> phase <strong>f<strong>or</strong></strong> 2 h be<strong>f<strong>or</strong></strong>e immersing in<br />

liquid nitrogen. Post-thaw recovery and motility rates were 100 and<br />

50%, respectively, but sperm function was not further assessed.<br />

Recently, Sereni et al. (2008) used a similar microdroplet technique<br />

to freeze <strong>individual</strong>ly selected testicular spermatozoa, obtained from a<br />

testicular needle aspiration. They applied this technique clinically in six<br />

cases. Post-thaw recovery rate was 100% (431/431). The pre-freeze<br />

motility rate was only 3.5%, and on thawing, 67% <strong>of</strong> sperm retained<br />

their motility. Nine out <strong>of</strong> 51 oocytes injected were fertilized. Three<br />

cases had an ET resulting in one biochemical pregnancy (Sereni<br />

et al., 2008).<br />

Neither <strong>of</strong> the microdroplet techniques <strong>f<strong>or</strong></strong> sperm <strong>cryopreservation</strong><br />

has been widely adopted. Direct application <strong>of</strong> sperm to the surface <strong>of</strong><br />

dry ice with no container physically isolating the specimen is concerning<br />

in a clinical environment and potentially increases the risk <strong>of</strong> crosscontamination.<br />

Culture dishes with microdroplets are also problematic<br />

since their size and shape make them m<strong>or</strong>e difficult to handle and<br />

st<strong>or</strong>e in conventional freezers and liquid nitrogen tanks. M<strong>or</strong>eover,<br />

polystyrene dishes do not stand up well to long-term st<strong>or</strong>age in<br />

liquid nitrogen and cannot be sealed to create a closed system.<br />

ICSI pipette <strong>f<strong>or</strong></strong> single-sperm freezing<br />

The use <strong>of</strong> the ICSI pipette as a sterile carrier <strong>f<strong>or</strong></strong> <strong>individual</strong>ly frozen<br />

spermatozoa has also been suggested (Gvakharia and Adamson,<br />

2001; Sohn et al., 2003). Gvakharia and Adamson (2001) cryopreserved<br />

ejaculated and testicular spermatozoa in ICSI pipettes<br />

(5–50 spermatozoa in each pipette). The post-thaw recovery and<br />

motility rates were 92 and 52%, respectively. Sohn et al. compared<br />

single-sperm freezing in ICSI pipettes using slow and ultrarapid freezing<br />

methodologies. Twenty-two spermatozoa from severe oligozoospermic<br />

patients were loaded into each ICSI pipette, which was either<br />

directly plunged in liquid nitrogen <strong>or</strong> vap<strong>or</strong>-frozen <strong>f<strong>or</strong></strong> 20 min pri<strong>or</strong><br />

to immersion in liquid nitrogen. The recovery and viability rates<br />

were 90 and 29% <strong>f<strong>or</strong></strong> slow freezing and 80 and 8% <strong>f<strong>or</strong></strong> ultrarapid freezing,<br />

respectively (Sohn et al., 2003).<br />

The use <strong>of</strong> the ICSI pipette as a vehicle <strong>f<strong>or</strong></strong> single-sperm freezing is<br />

simple and convenient but not practical <strong>f<strong>or</strong></strong> long-term st<strong>or</strong>age. The<br />

ICSI pipette tip is very fragile and can be broken easily. M<strong>or</strong>eover,<br />

sperm is being exposed and st<strong>or</strong>ed directly in liquid nitrogen raising<br />

the issue <strong>of</strong> cross-contamination.<br />

Volvox globat<strong>or</strong> spheres <strong>f<strong>or</strong></strong> sperm st<strong>or</strong>age<br />

and <strong>cryopreservation</strong><br />

The challenge <strong>of</strong> single-sperm freezing was addressed in a rather<br />

unique fashion by Just et al. (2004). This group injected ejaculated<br />

sperm from 15 patients, with less than 100 motile sperm/ml, into<br />

spheres <strong>of</strong> Volvox Globat<strong>or</strong> algae. Colonies from this alga consist <strong>of</strong><br />

1500 to 20 000 cells, held tightly in a sphere-like structure. Spheres<br />

were secured to a holding pipette and injected with motile sperm<br />

(n ¼ 8) using an ICSI needle. Algae spheres containing sperm were<br />

placed in CPA pri<strong>or</strong> to loading into straws, which were vap<strong>or</strong>-frozen<br />

and then immersed in liquid nitrogen, following a conventional semen<br />

<strong>cryopreservation</strong> protocol. After thawing <strong>of</strong> straws, sperm were<br />

extracted from algae spheres using an ICSI needle (Just et al., 2004).<br />

Despite the 100% on thaw sperm recovery and the .50% on postthaw<br />

motility, this system has several distinct disadvantages. One is<br />

exposure <strong>of</strong> the sperm to genetic material from the algae that can<br />

be potentially introduced into the oocytes during ICSI. However,<br />

axenic strains <strong>or</strong> radioactive irradiation inactivation can be used to circumvent<br />

this problem (Just et al., 2004). Although algae is inexpensive<br />

and easy to cultivate and handle during sperm loading, this method<br />

does involve preparation in advance <strong>of</strong> the procedure and requires<br />

a constant source <strong>of</strong> algae spheres growing in culture. M<strong>or</strong>eover,<br />

the new FDA and European Tissue Directive regulations make the<br />

use <strong>of</strong> algae (non-human tissue) to st<strong>or</strong>e human sperm unacceptable<br />

in a clinical setting.<br />

Microencapsulation <strong>of</strong> sperm<br />

in alginate beads<br />

Other investigat<strong>or</strong>s have expl<strong>or</strong>ed sperm microencapsulation in alginate<br />

beads as a means to cryopreserve small numbers <strong>of</strong> sperm<br />

(Herrler et al., 2006). Alginate is a non-toxic polysaccharide derived<br />

from different species <strong>of</strong> brown seaweed. Chemically, it is composed<br />

<strong>of</strong> repeated units <strong>of</strong> mannuronic and guluronic acid that can be linked<br />

by exposure to divalent cations as calcium, resulting in a gel <strong>f<strong>or</strong></strong>m<br />

status. Cells and tissues are added to the alginate be<strong>f<strong>or</strong></strong>e gellation.<br />

Cells can be released from the alginate matrix by calcium chelation.<br />

In this method, sperm was washed by centrifugation and the pellet<br />

mixed with CPA. This mixture was immediately mixed with alginic<br />

acid. The encapsulation was initiated by dropping small aliquots <strong>of</strong><br />

this mixture into a calcium chl<strong>or</strong>ide solution. The alginate capsules<br />

containing sperm were then washed, placed in CPA and frozen in<br />

straws using a programmable freezer. On thawing, alginate beads<br />

were dissolved in a sodium citrate solution. Sperm were isolated by<br />

centrifugation and washed free <strong>of</strong> alginate (Herrler et al., 2006).<br />

Good membrane diffusion and the inert nature <strong>of</strong> the alginate beads<br />

were the strongest positive features <strong>of</strong> this microencapsulating<br />

method. However, the initial testing, using ejaculated sperm specimens,<br />

revealed an almost 20% reduction in sperm motility. This significant<br />

decrease in sperm motility with encapsulation was attributed to<br />

the residual effect <strong>of</strong> alginic acid on sperm surfaces (Herrler et al.,<br />

2006). This may present a problem when dealing with severely compromised<br />

samples with po<strong>or</strong> initial motility. Sperm loss during the<br />

washing steps to remove alginic acid may also hamper the usefulness<br />

<strong>of</strong> this technique <strong>f<strong>or</strong></strong> surgically retrieved sperm.<br />

Cryoloop <strong>f<strong>or</strong></strong> sperm <strong>cryopreservation</strong><br />

in microquantities<br />

The cryoloop has also been expl<strong>or</strong>ed as a potential means to cryopreserve<br />

small volumes (Nawroth et al., 2002; Schuster et al., 2003;<br />

Isachenko et al., 2004b, 2005) and numbers <strong>of</strong> sperm (Desai et al.,<br />

2004b). The cryoloop was first introduced <strong>f<strong>or</strong></strong> embryo <strong>cryopreservation</strong><br />

by Lane et al. (1999). The miniscule fluid volume measuring<br />

between one-tenth and one-hundredth <strong>of</strong> a microliter makes this an<br />

excellent vessel <strong>f<strong>or</strong></strong> vitrification protocols that require an ultrarapid<br />

freezing rate to prevent ice crystallization. Sperm <strong>cryopreservation</strong>


162 AbdelHafez et al.<br />

by vitrification on cryoloops has been expl<strong>or</strong>ed (Isachenko et al.,<br />

2004a). Sperm motility after vitrification was found to be similar to<br />

that after conventional slow freeze. However, to date, the conventional<br />

slow and vap<strong>or</strong> freeze methods remain to be the commonly used<br />

sperm <strong>cryopreservation</strong> techniques. To our knowledge, pregnancies<br />

using vitrified/warmed sperm have not been rep<strong>or</strong>ted.<br />

Schuster et al. (2003) and Desai et al. (2004a, b) combined the<br />

cryoloop methodology with the conventional slow-freezing protocol<br />

to cryopreserve very low numbers <strong>of</strong> sperm in tiny aliquots. The cryoloop<br />

proved to be a convenient vessel <strong>f<strong>or</strong></strong> the st<strong>or</strong>age <strong>of</strong> tiny aliquots<br />

<strong>of</strong> sperm. Sperm loss was minimal since there were no surfaces <strong>f<strong>or</strong></strong><br />

sperm adherence. Elimination <strong>of</strong> centrifugation-wash steps also conserved<br />

sperm (Schuster et al., 2003).<br />

Desai et al. (2004a, b) proposed the use <strong>of</strong> the cryoloop as an<br />

alternative to hamster zona <strong>f<strong>or</strong></strong> freezing <strong>individual</strong> sperm. The <strong>individual</strong>ly<br />

selected ejaculated sperm were picked up using an ICSI pipette<br />

and deposited directly on a cryoprotectant film covering the nylon<br />

loop (Desai et al., 2004b). Single-sperm freezing on cryoloops<br />

proved to be straight<strong>f<strong>or</strong></strong>ward. No difference was observed in postthaw<br />

motility after <strong>cryopreservation</strong> on loops versus in conventional<br />

vials. Among the <strong>individual</strong>ly cryopreserved sperm, 73% retained motility.<br />

Further sperm-function testing demonstrated that these <strong>individual</strong>ly<br />

cryopreserved sperm were indeed capable <strong>of</strong> inducing sperm head<br />

decondensation and pronuclear <strong>f<strong>or</strong></strong>mation when injected into human<br />

oocytes (Desai et al., 2004b).<br />

The cryoloop as a carrier was further tested using <strong>individual</strong> sperm<br />

isolated from both epididymal and testicular specimens (Desai et al.,<br />

2004a). Cryoloops were loaded with two to eight <strong>individual</strong>ly selected<br />

epididymal <strong>or</strong> testicular sperm, vap<strong>or</strong>-frozen and then immersed in<br />

liquid nitrogen. Seventy-two percent (23/32) <strong>of</strong> the <strong>individual</strong>ly<br />

selected and cryopreserved epididymal/testicular sperm were recovered.<br />

On thaw, motility was usually minimal (slight head motion <strong>or</strong><br />

twitching), but the maj<strong>or</strong>ity <strong>of</strong> sperm had flexible tails, an indicat<strong>or</strong><br />

<strong>of</strong> potential viability. Both epididymal and testicular sperm cryopreserved<br />

on cryoloops were capable <strong>of</strong> fertilizing oocytes (Desai et al.,<br />

2004a).<br />

As a carrier, the inert, non-biologic nature <strong>of</strong> the nylon material <strong>of</strong><br />

the cryoloop helps to circumvent many <strong>of</strong> the problems associated<br />

with the methodologies involving animal zonae <strong>or</strong> algae spheres.<br />

Sperm can be sequestered easily but without encapsulation, so<br />

there is no need to expose them to compounds that might decrease<br />

motility, such as alginic acid. Cryoloops can be commercially purchased<br />

and require no additional preparation. Cryovials are m<strong>or</strong>e<br />

easily st<strong>or</strong>ed in conventional liquid nitrogen st<strong>or</strong>age containers and<br />

freezers than tissue culture dishes <strong>or</strong> micropipettes containing<br />

sperm. The maj<strong>or</strong> drawback <strong>of</strong> the cryoloop as a carrier is that it is<br />

an open system. Since sperm are directly exposed to liquid nitrogen<br />

within the vial, the potential risk <strong>of</strong> cross-contamination has been<br />

raised. The miniscule volumes <strong>of</strong> fluid on the loop, generally less<br />

than one-tenth <strong>of</strong> a microliter in the case <strong>of</strong> single-sperm freezing, realistically<br />

make this risk negligible. However, new FDA and European<br />

Tissue Directive regulations discourage the use <strong>of</strong> open systems <strong>f<strong>or</strong></strong><br />

gamete preservation. Modifications <strong>of</strong> the <strong>or</strong>iginal technique by enclosure<br />

<strong>of</strong> cryoloop-containing vials (Larman et al., 2006), st<strong>or</strong>age and<br />

freezing in the vap<strong>or</strong> phase and sterile liquid nitrogen delivery<br />

systems are all potential approaches to improving the widespread<br />

acceptance <strong>of</strong> cryoloops as carrier vessels <strong>f<strong>or</strong></strong> <strong>individual</strong>ly selected<br />

sperm. Future clinical trials with sperm frozen on cryoloops in a<br />

closed system are needed to further evaluate this carrier system.<br />

Sperm freezing in agarose microspheres<br />

Recently, Isaev et al. used 2% agarose microspheres (100 mm in diameter)<br />

as a non-biological analogue to zona pellucida (Isaev et al., 2007).<br />

Using micromanipulation tools, each microsphere was loaded with<br />

1–10 spermatozoa and placed in CPA solution <strong>f<strong>or</strong></strong> 5 min to equilibrate.<br />

One to five agarose microspheres loaded with sperm were<br />

then put in to 0.25 cc plastic straws, vap<strong>or</strong>-frozen and then plunged<br />

into liquid nitrogen. Using this technique, a total <strong>of</strong> 318 motile<br />

spermatozoa were cryopreserved in 67 microspheres. On thaw,<br />

78% <strong>of</strong> recovered spermatozoa were motile (Isaev et al., 2007).<br />

Two microspheres containing seven sperm were lost. Agarose microspheres<br />

represent another inert non-biologic carrier <strong>f<strong>or</strong></strong> freezing small<br />

numbers <strong>of</strong> sperm. M<strong>or</strong>e details on the steps involved in microsphere<br />

preparation and use, along with sperm function testing data, will<br />

however be needed to assess functionality as a potential carrier <strong>f<strong>or</strong></strong><br />

clinical application.<br />

Conclusions<br />

Cryopreservation <strong>of</strong> surgically retrieved spermatozoa from the epididymis<br />

and testis is a valuable component in effective treatment and<br />

management <strong>of</strong> male infertility, reducing the necessity <strong>of</strong> repeat surgeries.<br />

Biological and non-biological carriers have been tried <strong>f<strong>or</strong></strong> <strong>cryopreservation</strong><br />

<strong>of</strong> low numbers <strong>of</strong> spermatozoa. Thawed spermatozoa<br />

were used <strong>f<strong>or</strong></strong> subsequent ICSI and ET in only five studies. No prospective,<br />

randomized controlled trials were per<strong>f<strong>or</strong></strong>med to show that<br />

any single carrier is superi<strong>or</strong> to the others. It is clear that conventional<br />

methodology cannot effectively address these problems. Surgically<br />

retrieved specimens are <strong>of</strong>ten heavily loaded with red blood cells,<br />

cellular debris, testicular cells and a large number <strong>of</strong> dead <strong>or</strong> immotile<br />

sperm. Concentrating such samples into small volumes to cryopreserve<br />

can actually have a detrimental effect on the few observed<br />

motile sperm (Aitken and Clarkson, 1988; M<strong>or</strong>timer and M<strong>or</strong>timer,<br />

1992). Lack <strong>of</strong> easily implemented technology to handle such cases<br />

remains a maj<strong>or</strong> deterrent to single-sperm freezing.<br />

M<strong>or</strong>e than a decade had passed since pregnancies were described<br />

after the use <strong>of</strong> human <strong>or</strong> hamster zonae <strong>f<strong>or</strong></strong> st<strong>or</strong>ing one <strong>or</strong> few spermatozoa.<br />

To date, there is a limited use <strong>of</strong> this technology by urologists<br />

and gynecologists in the maj<strong>or</strong>ity <strong>of</strong> the IVF programs. It is<br />

indeed a missed opp<strong>or</strong>tunity to improve on the quality <strong>of</strong> care provided<br />

to that subset <strong>of</strong> patients. Failure <strong>of</strong> this technology to have<br />

mainstream use remains multi-fact<strong>or</strong>ial. First, there is a paucity <strong>of</strong><br />

clinical data on its effectiveness. In addition, there is a lack <strong>of</strong> the<br />

ideal container <strong>or</strong> vehicle that could be used universally. Even the<br />

cryoloop that we proposed 3 years ago has its own limitations and<br />

drawbacks. We are now trying some modifications to the cryoloop<br />

technique to be m<strong>or</strong>e feasible <strong>f<strong>or</strong></strong> clinical application.<br />

Novel <strong>cryopreservation</strong> technology specifically designed to handle<br />

small numbers and quantities <strong>of</strong> sperm needs to be further expl<strong>or</strong>ed.<br />

To date, there have been few published studies on <strong>cryopreservation</strong> <strong>of</strong><br />

small numbers <strong>of</strong> testicular <strong>or</strong> epididymal sperm in extremely impaired<br />

surgical specimens. The current evidence is not sufficient to supp<strong>or</strong>t<br />

the use <strong>of</strong> one technology over the other. Well-designed clinical


Methods <strong>f<strong>or</strong></strong> cryopreserving spermatozoa in small numbers 163<br />

trials with appropriate sample sizes are needed to assess the feasibility<br />

and efficiency <strong>of</strong> various low sperm count freezing methodologies.<br />

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Submitted on January 18, 2008; resubmitted on November 4, 2008; accepted on<br />

December 2, 2008

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