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The micro-mechanical blueprint of earth materials

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Franz-Josef Ulm 1 and Younane Abousleiman 2 ..................................................... 1<br />

Khalid A. Alshibli, Ph.D., PE., ................................................................................ 4<br />

Dr Simon Joseph Antony ...................................................................................... 7<br />

Alaa K. Ashmawy ................................................................................................. 9<br />

Béatrice Baudet ................................................................................................. 10<br />

Antonio Bobet.................................................................................................... 12<br />

Malcolm Bolton ................................................................................................. 14<br />

Ronaldo I. Borja ................................................................................................. 15<br />

Lis Bowman ........................................................................................................ 17<br />

Dr Fraser Bransby .............................................................................................. 18<br />

Jonathan D. Bray, Ph.D., P.E. ............................................................................. 19<br />

Howard W Chandler .......................................................................................... 21<br />

Yi Pik Helen Cheng ............................................................................................. 22<br />

Jason T. DeJong .................................................................................................. 23<br />

Pierre Delage ..................................................................................................... 25<br />

Richard Finno ..................................................................................................... 27<br />

Marte S. Gutierrez ............................................................................................. 29<br />

Jie Han, Ph.D., P.E. ............................................................................................. 31<br />

Roman D. Hryciw ............................................................................................... 32<br />

Tomasz Hueckel ................................................................................................. 34<br />

Adrian Hyde ....................................................................................................... 36<br />

Mingjing Jiang .................................................................................................... 38<br />

Matthew R. Kuhn ............................................................................................... 40<br />

Ning Lu ............................................................................................................... 42<br />

Dr Glenn McDowell............................................................................................ 44


James K. Mitchell ............................................................................................... 46<br />

Robert L. Mokwa ............................................................................................... 48<br />

David Muir Wood .............................................................................................. 50<br />

Yukio Nakata ...................................................................................................... 52<br />

Tang-Tat (Percy) Ng ........................................................................................... 53<br />

Dr. Catherine O’Sullivan..................................................................................... 55<br />

Milan Patel ......................................................................................................... 56<br />

Dunja Perid ......................................................................................................... 57<br />

Amy L. Rechenmacher ....................................................................................... 59<br />

Dr. J. Carlos Santamarina ................................................................................... 61<br />

Radhey S. Sharma .............................................................................................. 62<br />

Beena Sukumaran .............................................................................................. 65<br />

Dr. Colin Thornton ............................................................................................. 67<br />

Gioacchino (Cino) Viggiani, ................................................................................ 68<br />

Linbing Wang, Ph.D., P.E. ................................................................................... 71<br />

D. Ian Wilson ...................................................................................................... 73<br />

Mourad Zeghal................................................................................................... 75


1 Massachusetts Institute <strong>of</strong> Technology, 77 Massachusetts Avenue, Cambridge,<br />

Massachusetts 02139<br />

2 <strong>The</strong> PoroMechanics Institute, Mewbourne School <strong>of</strong> Petroleum & Geological<br />

Engineering, and School <strong>of</strong> Civil Engineering and Environmental Science, University <strong>of</strong><br />

Oklahoma, 100 East Boyd, Norman, Oklahoma 73019<br />

<strong>The</strong> Micro-Mechanical Blueprint <strong>of</strong> Earth Materials<br />

Despite their ubiquitous presence as sealing formations in hydrocarbon bearing<br />

reservoirs i affecting many fields <strong>of</strong> exploitation, the <strong>mechanical</strong> behavior <strong>of</strong><br />

shale is still an enigma that has deceived many decoding attempts from<br />

experimental ii and theoretical sides iii . Sedimentary rocks, such as shale, are<br />

made <strong>of</strong> highly compacted clay particles <strong>of</strong> sub-<strong>micro</strong>meter size iv,v , nanometric<br />

porosity and different mineralogy. Currently, all attempts have failed to break<br />

such complicated natural composite <strong>materials</strong> down to a scale where this <strong>earth</strong><br />

material no longer change from one horizon to another and identify the<br />

fundamental unit <strong>of</strong> material invariant properties (the <strong>mechanical</strong> ‘<strong>blueprint</strong>’).<br />

Based on the statistical analysis <strong>of</strong> massive nano-indentation data and multi-<br />

scale modeling <strong>of</strong> different sedimentary rocks and in particular shale, we<br />

identify some very first material invariant properties. We argue that they are<br />

the result <strong>of</strong> inter-mineral surface properties and characteristic packing<br />

densities, which are almost not affected by much stiffer mineral properties vi,vii .<br />

<strong>The</strong>se observations hold for most natural porous composites: bones viii ,<br />

concretes ix , sandstones, etc., which are the focus <strong>of</strong> the GeoGenome�<br />

Project x , an international research effort, that aims at ‘breaking the code’ <strong>of</strong> all<br />

natural composite <strong>materials</strong>.


predicted Cij [GPa]<br />

Nan<strong>of</strong>abric Nan<strong>of</strong>abric Micr<strong>of</strong>abric Micr<strong>of</strong>abric Macr<strong>of</strong>abric<br />

Macr<strong>of</strong>abric<br />

50<br />

40<br />

30<br />

20<br />

10<br />

0<br />

0 10 20 30 40 50<br />

measured Cij [GPa]<br />

shale1<br />

shale2<br />

shale3<br />

shale 4<br />

shale 5<br />

shale 6<br />

shale J<br />

shale K<br />

shale C<br />

Figure 4: Model-based prediction <strong>of</strong> shale elasticity: <strong>The</strong> top panels show the multiscale<br />

<strong>micro</strong>mechanics model. <strong>The</strong> nan<strong>of</strong>abric is captured by a continuous isotropic<br />

solid phase and oriented pores, the textured <strong>micro</strong>fabric by a layered composite, and<br />

the macr<strong>of</strong>abric by a matrix-silt inclusion composite. <strong>The</strong> bottom panel shows the<br />

predictive capabilities <strong>of</strong> the model for nine different shale <strong>materials</strong> <strong>of</strong> different<br />

mineralogy, porosity and silt inclusion fractions. For each shale material, the graph<br />

compares predicted vs. measured values <strong>of</strong> the five elasticity constants <strong>of</strong> the<br />

transversely isotropic material.


i) Jones, L.E.A. & Wang, H.F. Ultrasonic velocities in Cretaceous shales from<br />

the Williston basin. Geophysics, 46: 288-297 (1994).<br />

ii) Hornby, B. Experimental laboratory determination <strong>of</strong> the dynamic elastic<br />

properties <strong>of</strong> wet, drained shales. Journal <strong>of</strong> Geophysical Research,<br />

103(B12): 29945-29964 (1998).<br />

iii) Hornby, B., Schwartz, L. & Hudson, J. Anisotropic effective medium<br />

modeling <strong>of</strong> the elastic properties <strong>of</strong> shales. Geophysics, 59(10): 1570-1583<br />

(1994).<br />

iv) Mitchell, J. Fundamentals <strong>of</strong> soil behavior. J. Wiley & Sons, New York<br />

(1993).<br />

v) Bennett, R.H. , O'Brien N.R. & Hulbert, M.H. Determinants <strong>of</strong> clay and shale<br />

<strong>micro</strong>fabric signatures: Processes and mechanisms. In R. Bennett, W.<br />

Bryant, M. Hulbert (eds), Microstructure <strong>of</strong> fine grained sediments: from<br />

mud to shale, Springer-Verlag, New York, Chapter 2, 5-32 (1991).<br />

vi) Mavko, G., Mukerji, T. & Dvorkin, J. <strong>The</strong> Rock Physics Handbook.<br />

Cambridge University Press, UK (1998).<br />

vii) Wang, Z., Wang, H. & Cates, M.E. Effective elastic properties <strong>of</strong> solid clays.<br />

Geophysics, 66(2): 428-440 (2001).<br />

viii) Hellmich, Ch., Ulm, F.-J. & Dormieux, L. Can the diverse elastic properties<br />

<strong>of</strong> trabecular and cortical bone be attributed to only a few tissue-<br />

independent phase properties and their interactions? - Arguments from a<br />

multiscale approach. Biomechan Model Mechanobiol 2, 219–238 (2004).<br />

ix) Constantinides, G. & Ulm, F.-J. <strong>The</strong> effect <strong>of</strong> two types <strong>of</strong> C-S-H on the<br />

elasticity <strong>of</strong> cement-based <strong>materials</strong>: Results from nanoindentation and<br />

<strong>micro</strong><strong>mechanical</strong> modeling. Cement and Concrete Research 34, 67–80<br />

(2004).<br />

x) Abousleiman, Y. and Ulm, F.-J. <strong>The</strong> GeoGenome� Industry Consortium,<br />

Funded Proposal at the University <strong>of</strong> Oklahoma, 2005-2007.


Joint Assistant Pr<strong>of</strong>essor<br />

Dept. <strong>of</strong> Civil & Environmental Engineering<br />

Louisiana State University & Southern University<br />

Baton Rouge,LA 70803, USA<br />

Tel. 1-225-578-9179 | Fax Tel. 1-225-578-8652<br />

Email: Alshibli@lsu.edu<br />

http://www.cee.lsu.edu/facultyStaff/Alshibli_Khalid<br />

� Non-destructive evaluation <strong>of</strong> geo<strong>materials</strong><br />

� Terrestrial and planetary soil mechanics<br />

� Constitutive behavior <strong>of</strong> soils<br />

� Applications <strong>of</strong> Computed Tomography (CT) to characterize <strong>micro</strong>-fabric <strong>of</strong><br />

geo<strong>materials</strong><br />

1. Batiste, S. N., Alshibli, K. A., Sture, S., and Lankton, M. (2004) “Shear Band<br />

Characterization <strong>of</strong> Triaxial Sand Specimens Using Computed Tomography”<br />

ASTM, Geotechnical Testing J., 27 (6): 568-579.<br />

2. Alshibli, K. A. and Alsaleh, M. (2004) “Characterizing Surface Roughness<br />

and Shape <strong>of</strong> Sands Using Digital Microscopy”, ASCE, J. <strong>of</strong> Computing in<br />

Civil Engineering, 18 (1): 36-45.<br />

3. Alshibli, K. A., Batiste, S. N., and Sture, S. (2003) “Strain Localization in<br />

Sand: Plane Strain Versus Triaxial Compression”, ASCE, J. <strong>of</strong> Geotechnical &<br />

Geoenvironmental Engineering, 129 (6): 483-499.<br />

CT rendering <strong>of</strong> 6 mm spherical beads with holes


SEM <strong>of</strong> two Ottawa sand particles<br />

CT image <strong>of</strong> a sand specimen


Astronaut Kalpana Chawla performs MGM experiment during Shuttle Columbia<br />

mission<br />

Mars rover Spirit, an artist's rendition (courtesy <strong>of</strong> NASA files)


University <strong>of</strong> Leeds<br />

Dr S. Joseph Antony is a lecturer at the Institute <strong>of</strong> Particle Science and<br />

Engineering, University <strong>of</strong> Leeds. His research expertise is in the area <strong>of</strong><br />

computational particulate mechanics. He has wide experience with advanced<br />

numerical modelling techniques, such as Discrete Element Method (DEM),<br />

Finite Element Method (FEM) and Boundary Element Method (BEM), applied to<br />

discrete and continuum <strong>materials</strong> subjected to <strong>mechanical</strong> loading. His current<br />

research focus is on the <strong>micro</strong><strong>mechanical</strong> modelling <strong>of</strong> powders and grains<br />

using DEM, establishing the fundamental link between the single-particle<br />

properties (measured from experiments) and the bulk behaviour <strong>of</strong> powders<br />

subjected to <strong>mechanical</strong> and electrical loading conditions. His research works<br />

have been published in several reputed international journals and referred<br />

conference proceedings. A few examples include studies on the force<br />

transmission characteristics [1], shear deformation characteristics <strong>of</strong> s<strong>of</strong>t and<br />

hard granular <strong>materials</strong> [1-3], size effects in granular media [4], flow<br />

characteristics <strong>of</strong> cohesive grains [5], shape effects in granular assemblies [6,7]<br />

and the <strong>micro</strong><strong>mechanical</strong> behaviour <strong>of</strong> particulate agglomerates [8,9].<br />

Currently, SJA co-investigates with his colleagues on several fundamental, but<br />

industrially significant projects. Examples include modelling studies on the<br />

dispersion characteristics <strong>of</strong> nano-particles (GR/R66623), packing<br />

characteristics <strong>of</strong> nuclear powders (CO1-08), predicting the bulk characteristics<br />

<strong>of</strong> powders using single particle properties (BLK), scale up studies <strong>of</strong> shear<br />

mixer granulators (GR/S25029/01), mechatronic modelling <strong>of</strong> particles<br />

(Ref.23913) supported by Royal Society, London, and FEM studies on designing<br />

optimum process conditions for the fabrication <strong>of</strong> economically viable polymer<br />

wires (supported by EPSRC). <strong>The</strong> companies SJA collaborates with include ICI,<br />

Unilever, P&G, BNFL and Borax Europe, Hosokawa-Micron, Pfizer, Bridon and<br />

DuPont (UK).<br />

SJA actively participates in the activities <strong>of</strong> granular <strong>materials</strong> community in U.K<br />

and abroad. He is currently a member <strong>of</strong> EPSRC College, U.K IChemE Particle<br />

Technology Subject Group Committee, ASME Applied Mechanics Division-<br />

Materials Division Joint Committee on Constitutive Equations and European<br />

Society <strong>of</strong> Computational methods in Science and Engineering. Currently, SJA<br />

serves as a member <strong>of</strong> peer reviewers in his area <strong>of</strong> research for several<br />

international journals. He has also served as a lead guest editor for the JL.<br />

Granular Matter (2004) and for the special publication (book) by the Royal<br />

Society <strong>of</strong> Chemistry, London on the ‘Advances in Granular Materials:<br />

Fundamentals and Applications’ (2004). <strong>The</strong> book chapters were contributed<br />

by thirteen world-class research groups working in the area <strong>of</strong> particle<br />

technology. He has recently won the prestigious MIT Young Research<br />

Fellowship Award for Exemplary Research in Computational Mechanics. He was


awarded by the IChemE as an Example <strong>of</strong> Outstanding Achievement in U.K<br />

Particle science and Technology in 2002.<br />

1. S.J. Antony (2001) ‘Evolution <strong>of</strong> force distribution in three dimensional<br />

granular media’., Physical Review E, American Physical Society, 63(1),<br />

011302<br />

2. C. Thornton and S.J. Antony (1998) ‘Quasi-static deformation <strong>of</strong> particulate<br />

media’., Philosophical Transactions <strong>of</strong> the Royal Society <strong>of</strong> London,<br />

Series:A, 356(1747), 2763-2782<br />

3. C. Thornton and S.J. Antony (2000) ‘Quasi-static deformation <strong>of</strong> a s<strong>of</strong>t<br />

particulate system’., Powder Technology, 109, 179-191<br />

4. S.J. Antony and M. Ghadiri (2001) ‘Size Effects in a Slowly Sheared Granular<br />

Media’, Journal <strong>of</strong> Applied Mechanics, American Society <strong>of</strong> Mechanical<br />

Engineers , 68(5), 772-775.<br />

5. R. Moreno, S.J. Antony and M. Ghadiri (2004) ‘Analysis <strong>of</strong> flowability <strong>of</strong><br />

cohesive powders using distinct element method’, Powder Technology (In<br />

print)<br />

6. S.J. Antony and M.R. Kuhn (2004) ‘Influence <strong>of</strong> particle shape on the<br />

interplay between contact signatures and particulate strength’,<br />

International Journal <strong>of</strong> Solids and Structures, 41, 5863-5870<br />

7. S.J. Antony, R. Momoh and M.R. Kuhn (2004) ‘Biaxial compression <strong>of</strong> oval<br />

particulates: Micro<strong>mechanical</strong> study’, Jl. Computational Materials Science<br />

, 29, 494-498<br />

8. R.Moreno, M. Ghadiri and S.J. Antony (2003) ‘Effect <strong>of</strong> the Impact Angle on<br />

the breakage <strong>of</strong> agglomerate: a numerical study using DEM’, Powder<br />

Technology , 4622, 1-6<br />

9. M. Ghadiri , S.J. Antony, R. Moreno and Z. Ning, (2001) ‘Granular Powders<br />

and Solids: Insights from Numerical Simulations’, Powders & Solids:<br />

Development in handling and Processing Technologies, Proceedings <strong>of</strong> the<br />

Royal Society <strong>of</strong> Chemistry, W.Hoyle(ed.), London, 70-81


University <strong>of</strong> South Florida<br />

4202 E. Fowler Ave., ENB 118<br />

Tampa, FL 33620<br />

Tel: (1) 813-974-5598<br />

Email: ashmawy@eng.usf.edu<br />

Website: http://www.eng.usf.edu/~ashmawy/research/dem_angular.html<br />

My work currently focuses on the quantification and modeling <strong>of</strong> granular<br />

particle shapes, and their influence on the <strong>mechanical</strong> response. <strong>The</strong> work is<br />

approached from the perspectives <strong>of</strong> measurement and quantification <strong>of</strong><br />

natural particle shapes, development <strong>of</strong> meaningful particle shape descriptors,<br />

and incorporation <strong>of</strong> those shapes within 2D and 3D Discrete Element Models.<br />

At the experimental level, a collaborative study with Rowan University, funded<br />

by the National Science Foundation, is currently underway to look at methods<br />

to quantify the geometry <strong>of</strong> particles in 3D and to relate 2D and 3D shape<br />

descriptors. <strong>The</strong> objective is to devise simple procedures for describing the 3D<br />

shapes using 2D measurements. As part <strong>of</strong> the study, a database comprising<br />

voxels <strong>of</strong> granular particles collected from various locations is being developed.<br />

At the numerical modeling level, new tools are being developed to incorporate<br />

a library <strong>of</strong> particle shapes within the discrete element code, PFC. <strong>The</strong> process<br />

is being automated for both 2D and 3D versions <strong>of</strong> the s<strong>of</strong>tware. Some <strong>of</strong> the<br />

issues our group has faced include the influence <strong>of</strong> the contact model and<br />

surface roughness on the <strong>mechanical</strong> response <strong>of</strong> the granular assembly. <strong>The</strong>se<br />

issues are not directly addressed in our current study but are <strong>of</strong> significant<br />

importance. Other topics for possible discussion at the Workshop include fluid-<br />

<strong>mechanical</strong> coupling at the <strong>micro</strong>-scale, and the ability <strong>of</strong> <strong>micro</strong>-scale models to<br />

simulate macro-systems.<br />

1. Sukumaran, B., and Ashmawy, A.K. (2003), “Influence <strong>of</strong> Inherent Particle<br />

Characteristics on Hopper Flow Rate,” Powder Technology, Vol. 138, No. 1,<br />

pp. 46-50.<br />

2. Sallam, A.M., Ashmawy, A.K.., and Runkles, B.D. (2004), “Experimental<br />

validation <strong>of</strong> modeling irregular particle shapes using DEM,” Numerical<br />

Modeling in Micromechanics via Particle Methods, Proc 2 nd Intl PFC Symp,<br />

Kyoto, Japan, pp. 363-372.<br />

3. Ashmawy, A.K., and Sallam, A.M. (2005), “Discrete Element Modeling <strong>of</strong><br />

Natural Particles,” Accepted for publication, 11 th Intl Conf <strong>of</strong> IACMAG,<br />

Turin, Italy, June 2005.


Department <strong>of</strong> Civil & Environmental Engineering<br />

University College London<br />

Gower Street, London WC1E 6BT, UK<br />

Tel: 020 76792262<br />

b.baudet@ucl.ac.uk<br />

My research interest lies in modelling the behaviour <strong>of</strong> natural clays. I have<br />

approached the problem from the macro-scale end. I have for example<br />

developed a numerical model to simulate the effects <strong>of</strong> structure and de-<br />

structuring on these clays. I have tried to use parameters that have a physical<br />

meaning and can all be derived from simple triaxial tests on reconstituted and<br />

intact samples. Until the <strong>micro</strong>-scale is understood, developing models within<br />

existing frameworks for natural soils seems to be the only way to use<br />

parameters that have a physical meaning. <strong>The</strong> Sensitivity Framework suggested<br />

by Cotecchia & Chandler (2000), which establishes a correspondence between<br />

the effects <strong>of</strong> structure on strength and yield stress up to peak, forms a good<br />

base from which to develop models for structured clays. One <strong>of</strong> my current<br />

interests is to try to extend it to states post-peak.<br />

<strong>The</strong>re are still many unknown to the structure-related behaviour <strong>of</strong> clays, and<br />

the model is based on some assumptions for which there is experimental<br />

evidence, needed at the <strong>micro</strong>-level, is not available. <strong>The</strong> first assumption is<br />

that in most soils there are stable elements <strong>of</strong> structure arising from fabric that<br />

cannot be removed even at very large strains. <strong>The</strong> second assumption is that<br />

both plastic volumetric and shear strains play a role in the de-structuring <strong>of</strong><br />

clays, <strong>of</strong> similar proportion. Finally, there is the assumption, adopted by most<br />

models developed for structured soils, that the shapes <strong>of</strong> the boundary<br />

surfaces for the natural and reconstituted soils are the same, and remain the<br />

same during de-structuring. That implies that at any point during de-structuring<br />

the degree <strong>of</strong> structure can be measured as the ratio between the sizes <strong>of</strong> the<br />

surfaces for the natural and reconstituted soils. It also implies that the<br />

Sensitivity Framework should be valid post-peak. I have started investigating<br />

this last point by the means <strong>of</strong> simple shear tests. Results so far show that the<br />

assumption may not be erroneous.<br />

I have more recently been involved in research on the time-dependent<br />

behaviour <strong>of</strong> clays. <strong>The</strong> research investigates the effects <strong>of</strong> strain rates on the<br />

strength and stiffness <strong>of</strong> kaolin and <strong>of</strong> London clay, with the underlying aim to<br />

include them in the model described above. So far the outcome <strong>of</strong> the research<br />

shows that not only strain rate but also the acceleration <strong>of</strong> strain has an effect<br />

<strong>of</strong> the subsequent behaviour <strong>of</strong> clays.


1. Baudet B.A. & Ho E. On the behaviour <strong>of</strong> deep-ocean sediments.<br />

Géotechnique 54, No. 9, 571-580<br />

2. Baudet B.A. & Stallebrass S.E. A constitutive model for structured clays.<br />

Géotechnique 54, No. 4, 269-278<br />

3. Baudet B.A. & Stallebrass S.E. (2003). Modelling effects <strong>of</strong> fabric and<br />

bonding in natural clays. Proceedings <strong>of</strong> International Workshop on<br />

Geotechnics <strong>of</strong> S<strong>of</strong>t Soils (IWGSS); Noordwijkerhout, <strong>The</strong> Netherlands, Sept.<br />

2003


Associate Pr<strong>of</strong>essor <strong>of</strong> Civil Engineering<br />

Purdue University, School <strong>of</strong> Civil Eng.<br />

550 Stadium Mall Drive, West Lafayette, IN, USA.<br />

1-765-494-5033<br />

bobet@purdue.edu<br />

Dr. Bobet’s interests lie on fracture phenomena in compression, at the <strong>micro</strong>-,<br />

meso- and macro-scales. Initiation and propagation <strong>of</strong> shear cracks, and crack<br />

coalescence are some <strong>of</strong> the topics that have been the focus <strong>of</strong> his research.<br />

Two problems are explored in the workshop: crack initiation and coalescence in<br />

compression, and slip initiation along frictional discontinuities.<br />

Crack coalescence. Crack initiation, propagation and coalescence have been<br />

investigated by loading specimens <strong>of</strong> a brittle material with pre-existing<br />

fractures in uniaxial and biaxial compression. Both open and closed (frictional)<br />

fractures had been investigated. Specimens were prepared and tested with<br />

two, three, and sixteen fractures. <strong>The</strong> research showed that results from<br />

specimens with two fractures could be readily extrapolated to specimens with<br />

multiple fractures. It was found that only a limited number <strong>of</strong> coalescence<br />

patterns existed. <strong>The</strong> types <strong>of</strong> coalescence could be correlated with the<br />

fracture geometry and were independent <strong>of</strong> the number <strong>of</strong> fractures. Also,<br />

coalescence was possible through any number <strong>of</strong> combinations <strong>of</strong> tensile and<br />

shear cracks. Observations at the <strong>micro</strong>-scale showed that the surface <strong>of</strong><br />

tensile cracks was characterized by unbroken crystals and the damage area<br />

around a tensile crack was about 10 to 20 �m, which was comparable to the<br />

size <strong>of</strong> a crystal. <strong>The</strong> damage area around a shear crack was about 100 �m,<br />

about one order <strong>of</strong> magnitude larger than for a tensile crack. An array <strong>of</strong><br />

<strong>micro</strong>tensile cracks was observed at an angle with the direction <strong>of</strong> shearing<br />

(approximately 45 o ) which produced columns <strong>of</strong> crystals. With further shear<br />

the columns break, and as a result, the surface <strong>of</strong> the shear crack was coated<br />

with broken crystals, which at a low magnification were observed as powder.<br />

En-echelon steps on the surface <strong>of</strong> a shear crack caused dilation in the two<br />

directions perpendicular to the direction <strong>of</strong> shear (Mode I and III components),<br />

which produced a discontinuous contact between the surfaces <strong>of</strong> the crack (i.e.<br />

asperities).<br />

Slip initiation. Discontinuities in brittle <strong>materials</strong> are typically non-persistent<br />

and show non-homogeneous frictional characteristics. Slip may not occur<br />

simultaneously along the entire surface <strong>of</strong> the discontinuity. In fact slip may<br />

nucleate at weak regions and propagate towards stronger regions.<br />

Investigation <strong>of</strong> the onset <strong>of</strong> slip along a non-homogeneous frictional surface<br />

has been carried out by testing in biaxial compression gypsum specimens with<br />

a pre-existing non-homogeneous discontinuity. <strong>The</strong> experiments showed that


slip started first in a weak area and progressed towards the strong area with<br />

increasing load. Once slip had reached the strong area, a sharp contact was<br />

created between the area that had slipped (weak) and the area that had not<br />

(strong). At the contact, a large concentration <strong>of</strong> stresses occurred which was<br />

treated within the fracture mechanics framework. Results from the tests<br />

showed that the critical energy release rate, GIIC, was not a material property. It<br />

increased with normal stress and its magnitude depended on the frictional<br />

characteristics <strong>of</strong> the surface and on the displacement required to decrease the<br />

frictional strength from peak to residual. It was also found that the slip required<br />

for debonding was much smaller than that required to reduce friction from<br />

peak to residual.<br />

1. Bobet, A. (2000). <strong>The</strong> Initiation <strong>of</strong> Secondary Cracks in Compression.<br />

Engineering Fracture Mechanics, Vol. 66, No. 2, pp. 187-219.<br />

2. Sagong, M. and Bobet, A. (2002). Coalescence <strong>of</strong> Multiple Flaws in a Rock-<br />

model Material in Uniaxial Compression. International J. <strong>of</strong> Rock Mechanics<br />

and Mining Science. Vol. 39, No. 2, pp. 229-241.<br />

3. Mutlu, O., and Bobet, A. (2005). Slip Initiation on Frictional Fractures.<br />

Engineering Fracture Mechanics Journal, Vol. 72, No. 5, pp. 729-747.


Cambridge University<br />

Malcolm Bolton graduated in engineering from Cambridge University in 1967,<br />

and also holds an MSc in structural engineering from Manchester University<br />

and a PhD in soil mechanics from Cambridge University. He started his<br />

academic career as a lecturer at UMIST in 1970 where he took up geotechnical<br />

centrifuge model testing, and published his undergraduate textbook “A Guide<br />

to Soil Mechanics”. He returned to Cambridge in 1980 where he now holds the<br />

post <strong>of</strong> Pr<strong>of</strong>essor <strong>of</strong> Soil Mechanics. In 2001 he became the first Director <strong>of</strong> the<br />

Sch<strong>of</strong>ield Centre for Geotechnical Process and Construction Modelling.<br />

He has worked on a wide variety <strong>of</strong> geotechnical research projects including<br />

<strong>earth</strong> retaining walls, slope stability, reinforced soils, deep excavations,<br />

tunnelling, pile driving, and <strong>of</strong>fshore foundations and pipelines. He has 160<br />

research publications – for details see:<br />

http://www-civ.eng.cam.ac.uk/geotech_new/geotech.htm.<br />

He is Chairman <strong>of</strong> ISSMGE TC35 Geomechanics <strong>of</strong> Particulate Materials, and is<br />

on the Scientific Committee <strong>of</strong> the Powders and Grains Conference, reflecting a<br />

lifelong interest in the fundamentals <strong>of</strong> granular <strong>materials</strong>.


Stanford University<br />

E-mail: borja@stanford.edu<br />

We are interested in bridging the gap between the <strong>micro</strong>-scale (particle scale)<br />

and macro-scale (specimen scale) descriptions in discrete granular <strong>materials</strong>.<br />

We are currently pursuing a meso-scale modeling approach (larger than the<br />

particle scale but smaller than the specimen scale). This approach is motivated<br />

primarily by the current advances in laboratory testing capabilities that allow<br />

accurate measurements <strong>of</strong> material imperfection in the specimens, such as X-<br />

Ray Computed Tomography (CT) and Digital Image Processing (DIP). Our<br />

approach relies on nonlinear continuum mechanics and finite element analysis;<br />

however, we analyze the specimen as a structure and impose measured meso-<br />

scale inhomogeneities (from CT and using DIP) in the form <strong>of</strong> spatial density<br />

variation in the specimens. <strong>The</strong> ultimate goal <strong>of</strong> the project is to predict the<br />

internal displacements in samples <strong>of</strong> granular soils experiencing shear banding,<br />

which are measured in the laboratory using a technique known as Digital Image<br />

Correlation (DIC). This work is a collaborative effort between Amy<br />

Rechenmacher’s group at USC and my group at Stanford, with funding coming<br />

from Dr. Fragaszy’s NSF Program. <strong>The</strong> USC group is responsible for conducting<br />

X-Ray CT tests and producing quantitative data using DIP for input into a finite<br />

element program; the Stanford group is responsible for developing the<br />

<strong>mechanical</strong> finite element model and performing numerical simulations. <strong>The</strong><br />

<strong>mechanical</strong> model we have developed for this purpose is now completed and is<br />

described in the following paper:<br />

Borja, R.I. and Andrade, J., Critical state plasticity, Part VI: Meso-scale finite<br />

element simulation <strong>of</strong> strain localization in discrete granular <strong>materials</strong>,<br />

Computer Methods in Applied Mechanics and Engineering, in review for the<br />

John Argyris Memorial Special Issue, 2005, manuscript and other related work<br />

may be downloaded from the following address:<br />

http://www.stanford.edu/~borja/pub/2004.htm.<br />

My interest in the Micro-Geomechanics workshop lies in the “flow”<br />

perspective. <strong>The</strong> term “flow” may be interpreted in different ways. Right at<br />

the moment <strong>of</strong> loading, discrete granular <strong>materials</strong> (such as sands) exhibit<br />

“plastic flow” due to particle re-arrangement (an irreversible process).<br />

However, I am interested in the flow process occurring at very large strains,<br />

such as that occurring inside a shear band. Specifically, there are two types <strong>of</strong><br />

flow processes along a shear band that I am interested in:


(a) Shear bands forming through granular soils – here, the <strong>micro</strong>-<strong>mechanical</strong><br />

processes involve mineral particle rolling and sliding. <strong>The</strong> thickness <strong>of</strong> the<br />

physical shear band is not well defined – some particles in the rigid zone may<br />

be carried along by the moving particles inside the band, while some particles<br />

inside the band may get trapped in the rigid zone. Discrete element models<br />

has the potential to simulate the phenomena numerically. DIC has the potential<br />

to capture the internal displacements in the samples on the meso-scale level.<br />

(b) Faulting in granular rocks – this process occurs when rough surfaces are<br />

brought into contact. Contact processes control the friction and wear <strong>of</strong><br />

surfaces and regulate the formation <strong>of</strong> fault gouges. Experimental<br />

investigations, including imaging surface contacts, have been done in the past.<br />

Shearing along the fault zone is controlled by a different mechanism than in<br />

granular soils, since rolling is restricted to comminuted particles. <strong>The</strong> evolution<br />

<strong>of</strong> the size and population <strong>of</strong> surface contacts is <strong>of</strong> utmost interest. State- and<br />

velocity-dependent friction laws have been developed in the past to enable the<br />

description <strong>of</strong> the plastic flow within the fault. Work is currently underway at<br />

Stanford University to incorporate these friction laws into strong discontinuity<br />

finite element models.


Cambridge University<br />

Website: http://www-civ.eng.cam.ac.uk/geotech_new/geotech.htm<br />

(click on “post-doctoral” then, “E. T. Bowman”)<br />

1. Static to flow to static behaviour at <strong>micro</strong>-macro level in granular<br />

<strong>materials</strong>: with particular reference to behaviour <strong>of</strong>:<br />

� Long run-out rock avalanches (“sturzstroms”)<br />

o Role <strong>of</strong> dynamic fragmentation<br />

o Role <strong>of</strong> acoustic fluidization<br />

� High-speed erosive debris flows<br />

o Role <strong>of</strong> fines in random-perturbation liquefaction<br />

o Role <strong>of</strong> particle size and bed fabric in erosion<br />

2. Ageing and creep <strong>of</strong> granular <strong>materials</strong>: with particular reference to:<br />

� Displacement pile set-up<br />

� Ageing <strong>of</strong> blast-densified and vibro-compacted fills<br />

In both areas <strong>of</strong> interest, work is mostly based on physical modelling and<br />

laboratory experimental approaches.<br />

(papers relating to 1 st area <strong>of</strong> interest are in preparation!)<br />

1. Bowman, E.T. & Soga, K. (accepted) “Mechanisms <strong>of</strong> set up <strong>of</strong><br />

displacement piles in sand: Laboratory creep tests” Canadian Geotechnical<br />

Journal<br />

2. Bowman, E.T. & Soga, K. (2003) "Creep, ageing and <strong>micro</strong>structural change<br />

in dense granular <strong>materials</strong>" Soils & Foundations 43 (4), 107-117.<br />

3. Bowman, E.T., Soga, K. & Drummond, T.W. (2001) "Particle shape<br />

characterisation using Fourier descriptor analysis" Geotechnique 51 (6),<br />

545-554.


University <strong>of</strong> Dundee, Scotland<br />

www.dundee.ac.uk/civileng/research/geotech.htm<br />

I’m an impostor at this meeting: most <strong>of</strong> my research interests are in the area<br />

<strong>of</strong> foundations, slopes and soil-structure interaction (i.e. not <strong>micro</strong>-mechanics).<br />

I use numerical methods (mainly fem), analytical techniques and centrifuge<br />

modelling to study these topics. I stress <strong>micro</strong>-mechanics in my teaching and<br />

have some student research projects investigating element level behaviour and<br />

the role <strong>of</strong> <strong>micro</strong>-mechanics. <strong>The</strong> following are areas in my research where I<br />

consider <strong>micro</strong>-mechanics may be important:<br />

Shear band propagation<br />

I have three areas <strong>of</strong> research in which shear band propagation is important:<br />

<strong>earth</strong>quake fault propagation, slip planes (and their reinforcement) in soil<br />

slopes, and the upheaval buckling <strong>of</strong> <strong>of</strong>fshore pipelines. It is also important<br />

along soil-inclusion interfaces in soil reinforcement. In all these, the key<br />

question is how and at what displacement a shear band/slip plane is formed<br />

within the soil. This normally occurs somewhere near the development <strong>of</strong> peak<br />

load. Can continuum mechanics principles be used when this deformation<br />

mode is reached and will it help us predict displacements required to failure?<br />

Should we use <strong>micro</strong>-mechanics principals to predict shear plane mobilisation<br />

and ‘strains’ in the shear plane? Study is being done primarily by PIV analysis <strong>of</strong><br />

soil deformations in physical model tests.<br />

Scaling in centrifuge modeling<br />

Clearly when reducing the linear dimension <strong>of</strong> centrifuge models (but keeping<br />

the stress and strain constant wrt the prototype) the particle size is not scaled<br />

if the same soil is used. Previous researchers suggest that similitude conditions<br />

exist as long as there are a significant number <strong>of</strong> particles (i.e. > 20) across the<br />

smallest characteristic length. However, there is a danger (first pointed out by<br />

Sloan, 1973?) that shear plane propagation distances and continuum<br />

displacements consequently mobilise at different times because <strong>of</strong> scaling<br />

disparities.<br />

Element testing<br />

Earlier work looked at soil deformation during cyclic loading (in the resonant<br />

column) and the effects <strong>of</strong> frequency on its behaviour. More recent work has<br />

involved studying deformation in the shear box apparatus (particularly when<br />

reinforced by inclusions) and the role <strong>of</strong> particle behaviour in soil compression.


University <strong>of</strong> California, Berkeley, USA<br />

Email: bray@ce.berkeley.edu<br />

DEVELOPING ENGINEERING PROCEDURES TO EVALUATE EARTHQUAKE<br />

SURFACE FAULT RUPTURE<br />

Recent <strong>earth</strong>quakes have reminded the pr<strong>of</strong>ession <strong>of</strong> the potentially<br />

devastating effects <strong>of</strong> <strong>earth</strong>quake surface fault rupture on engineered systems.<br />

My emphasis has been on describing how ground movements associated with<br />

surface faulting affect engineered systems, and then in developing analytical<br />

procedures to capture the phenomenon. Analytical procedures can be<br />

employed to evaluate the hazardsassociated with surface faulting and to<br />

develop reasonable mitigation measures. However, advances are limited by the<br />

continuum nature <strong>of</strong> the finite element and finite difference methodologies<br />

typically employed.<br />

My research interests in discrete element methods resulted from my desire to<br />

attack this problem from a more realistic and innovative approach. Discrete<br />

element methods capture the inherent discontinuous nature <strong>of</strong> particulate<br />

media, and it is an ideal analytical procedure for evaluating geotechnical<br />

problems involving soil failure.<br />

Although my initial goal was modeling <strong>earth</strong>quake fault rupture propagation<br />

through soil, my work has been largely at the <strong>micro</strong><strong>mechanical</strong> level <strong>of</strong> soil<br />

response. If one cannot capture the response <strong>of</strong> a simplified analogy <strong>of</strong><br />

granular material that is measured in the laboratory (i.e. steel and glass rods<br />

and balls), how can one hope to capture the complex phenomenon <strong>of</strong><br />

<strong>earth</strong>quake surface fault rupture.<br />

1. Thomas, P.A. and Bray, J.D., “Capturing the Nonspherical Shape <strong>of</strong> Granular<br />

Media with Disk Clusters,” Journal <strong>of</strong> Geotechnical and Geoenvironmental<br />

Engineering, American Society <strong>of</strong> Civil Engineers, Vol. 125, No. 3, pp. 169-<br />

178, 1999.<br />

2. Bray, J. D. “Developing Mitigation Measures for the Hazards Associated<br />

with Earthquake Surface Fault Rupture,” in A Workshop on Seismic Fault-<br />

Induced Failures – Possible Remedies for Damage to Urban Facilities,<br />

Research Project 2000 Grant-in-Aid for Scientific Research (No. 12355020),<br />

Japan Society for the Promotion <strong>of</strong> Science, Workshop Leader, Kazuo<br />

Konagai, University <strong>of</strong> Tokyo, Japan, pp. 55-79, January 11-12, 2001.


3. O’Sullivan, C. and Bray, J.D., “Relating the Response <strong>of</strong> Idealized Analogue<br />

Particles and Real Sands”, Proceedings <strong>of</strong> the Numerical Modeling in Micro-<br />

mechanics via Particle Methods, First International PFC Symposium, Nov.<br />

2002.<br />

4. O’Sullivan, C., Bray, J. D., and Riemer, M. F., “<strong>The</strong> Influence <strong>of</strong> Particle<br />

Shape and Surface Friction Variability in Particulate Media Response,”<br />

Journal <strong>of</strong> Engineering Mechanics, American Society <strong>of</strong> Civil Engineers, V.<br />

128, No. 11, Nov. 2002, pp. 1182-1192.<br />

5. O’Sullivan, C., Bray, J.D., and Li, S. “A New Approach for Calculating Strain<br />

for Particulate Media," International Journal for Numerical and Analytical<br />

Methods in Geomechanics, Vol. 27(10), July 2003, pp. 859-877.<br />

6. O’Sullivan, C., Bray, J. D., and Riemer, M. F., “An Examination <strong>of</strong> the<br />

Response <strong>of</strong> Regularly Packed Specimens <strong>of</strong> Spherical Particles Using<br />

Physical Tests and Discrete Element Simulations,” Journal <strong>of</strong> Engineering<br />

Mechanics, ASCE, V. 130, No. 10, Oct. 2004, pp 1140-1150.


Engineering, University <strong>of</strong> Aberdeen<br />

Models <strong>of</strong> the plastic behaviour <strong>of</strong> granular <strong>materials</strong> that have corners in the<br />

yield surface have been troubling us since at least the Cam-Clay model. Dealing<br />

with corners has given many computational problems as well as conceptual<br />

ones. <strong>The</strong> work presented here looks at the results <strong>of</strong> a simple model <strong>of</strong> what<br />

might happen when an assembly <strong>of</strong> deformable granules is compacted and<br />

shows some interesting and surprising features.<br />

<strong>The</strong> model assumes:<br />

� a smooth rigid-plastic contact law between granules that hardens as the<br />

contact patch flattens; and<br />

� that the contact forces acting on differently orientated contacts are given<br />

in terms <strong>of</strong> the global stress state.<br />

<strong>The</strong> global strain increments are calculated by integrating the contact<br />

deformation over all orientations. This is similar to the classical lower bound<br />

approximation for aggregates <strong>of</strong> elastic crystals.<br />

For this compactable assembly <strong>of</strong> granules, in the case <strong>of</strong> proportional loading<br />

paths up to a constant amount <strong>of</strong> compaction, a smooth surface was produced<br />

and the flow rule was consistent with a model using an elliptical yield surface<br />

and volume hardening. Where the results surprised me was that by unloading<br />

and then reloading along a different path it was clear that a corner was<br />

produced on the yield surface at a point in stress space where the original<br />

proportional loading path had terminated.<br />

This leaves a conundrum: is there a simple flow rule for a loading increment out<br />

from the corner not in the directional <strong>of</strong> the original loading path? <strong>The</strong> answer<br />

seems to be yes, but it looks like anisotropic elasticity, not isotropic plasticity.<br />

R. J. Henderson, H.W. Chandler, A.R. Akisanya, C. M. Chandler, & S.A. Nixon,<br />

Micro-<strong>mechanical</strong> modelling <strong>of</strong> powder compaction. Journal <strong>of</strong> the Mechanics<br />

and Physics <strong>of</strong> Solids v49 (2001) 739-759.


University College London<br />

Discrete Element Method (DEM) is a popular tool in studying the mechanics <strong>of</strong><br />

granular soils. Due to the crushable nature <strong>of</strong> most granular <strong>materials</strong>, it was<br />

found necessary to involve particle breakage in the simulation procedure. An<br />

element was created with about 400 crushable grains retained by rigid walls so<br />

that localised deformation was not allowed. <strong>The</strong> DEM grains were formed from<br />

bonded <strong>micro</strong>spheres which tended to interlock in the fashion <strong>of</strong> rough<br />

irregular particles. Grain breakage could therefore involve either the<br />

detachment <strong>of</strong> a single <strong>micro</strong>sphere (asperity damage) or splitting. Particle size<br />

distribution curves calculated during various stress paths were similar to those<br />

obtained from real tests.<br />

<strong>The</strong> theories <strong>of</strong> soil plasticity following Roscoe, Sch<strong>of</strong>ield and others ignored<br />

particle breakage. Recent work (Cheng, et al. 2003, 2004, Cheng 2004) shows,<br />

however, that breakage is central to the elastic-plastic transition <strong>of</strong> soils.<br />

Breakage also raises the question <strong>of</strong> the uniqueness <strong>of</strong> the Critical State Line<br />

which is the starting point for the Cam Clay family <strong>of</strong> soil plasticity models. <strong>The</strong><br />

role <strong>of</strong> breakage and the definition <strong>of</strong> Critical States are explored through DEM<br />

simulations.<br />

My research interest is mainly to use DEM to investigate how a change in the<br />

<strong>micro</strong>scopic parameters induced by, for example particle breakage, influence<br />

the macroscopic deformation mechanism <strong>of</strong> soils.<br />

1. Cheng, Y.P., Nakata Y. & Bolton M.D. 2003. Discrete element simulation <strong>of</strong><br />

crushable soil. Geotechnique, 53(7), 633-642.<br />

2. Cheng, Y.P., Bolton M.D. & Nakata Y. 2004. Crushing and plastic<br />

deformation <strong>of</strong> soils simulated using DEM. Geotechnique, 54(2), 131-141.<br />

3. Cheng, Y.P. 2004. Micro<strong>mechanical</strong> investigation <strong>of</strong> soil plasticity. PhD<br />

thesis, Cambridge University.


University <strong>of</strong> Massachusetts Amherst<br />

Phone: 413-545-2639<br />

E-mail: dejong@ecs.umass.edu<br />

WWW: http://geotech.ecs.umass.edu/dejong.html<br />

My research interests and activities include sensors, instrumentation and<br />

monitoring, granular soil and granular-structure interface behavior, and site<br />

characterization. My group’s research approach is generally through science-<br />

based inquiry and applying the knowledge gained to develop practical<br />

engineering solutions. Active topics that align well with the theme <strong>of</strong> the<br />

workshop (and which I look forward to discussions on) include:<br />

Cyclic Soil-Structure Interface Behavior (topic to be presented at workshop):<br />

We have been exploring and developing framework for the analysis <strong>of</strong> cyclic<br />

soil-structure interface behavior that is analogous to the critical state concept<br />

for soil shearing. Using Particle Image Velocimetry (PIV) the evolution and<br />

accumulation <strong>of</strong> volumetric and shear strains in the shear zone adjacent to the<br />

interface have been quantified. By coupling this with global measurements <strong>of</strong><br />

displacement and stress an interface critical state framework has been<br />

developed. Results from preliminary tests indicate that the model captures the<br />

observed behavior well and additional testing is underway.<br />

Relation <strong>of</strong> Particle Breakage under 1-D Compression and Interface Shear:<br />

Our research on cyclic interface shearing has results in a sub-study that is<br />

focused relating the rates and magnitude <strong>of</strong> particle breakage that occurs<br />

during interface shear. <strong>The</strong> correlations <strong>of</strong> interface breakage with 1-D crushing<br />

are being investigated as previous particle breakage research has focused on<br />

the latter testing mode. Interface shear tests have been performed and the<br />

extent <strong>of</strong> particle breakage has been quantified as a function <strong>of</strong> the distance<br />

from the interface shear surface. <strong>The</strong> following trends were observed:<br />

breakage is primarily confined to within 3 mm <strong>of</strong> interface surface, breakage<br />

increased substantial when cyclic displacement is greater than average particle<br />

diameter, shear direction reversal increases breakage for subrounded particles.<br />

Biological Processes in Soils and Opportunities to Develop Biological<br />

Treatments:<br />

Biological processes are pervasive in the subsurface. Within geotechnical<br />

engineering minimal research has been performed to determine whether<br />

biological processes can be harnessed and used advantageously for<br />

geotechnical applications. With a <strong>micro</strong>-biology colleague I am investigating<br />

developing light cementation in sands using <strong>micro</strong>bial activity.


1. DeJong, J.T., Randolph, M.F., and White, D.J. (2003) “Interface Load<br />

Transfer Degradation During Cyclic Loading: A Micro<strong>mechanical</strong><br />

Investigation”, Soils and Foundations, Vol. 43, No. 4, pp. 81-94.<br />

2. Frost, J.D., and DeJong, J.T., and Recalde, M., (2002) “Shear Failure<br />

Behavior <strong>of</strong> Granular-Continuum Interfaces”, Engineering Fracture<br />

Mechanics, Vol. 69, No. 17, pp. 2029-2048.<br />

3. DeJong, J.T. and Westgate, Z. (2004) “Role <strong>of</strong> particle crushing at the soil-<br />

structure interface during cyclic loading”, American Society <strong>of</strong> Civil<br />

Engineers, Engineering Mechanics Conference 2004 Conference, Delaware,<br />

5 p.


Ecole Nationale des Ponts et Chaussees, Paris<br />

delage@enpc.fr<br />

Microstructure <strong>of</strong> sensitive clays from Eastern Canada<br />

Researches on sensitive clays <strong>of</strong> Eastern Canada were carried out some time<br />

ago (Delage & Lefebvre 1984) by using both mercury intrusion porosimetry<br />

(MIP) and scanning electron <strong>micro</strong>scopy (SEM) on intact freeze-dried samples<br />

(Sherbrooke sampler). A typical aggregate <strong>micro</strong>structure was observed in the<br />

samples <strong>of</strong> medium sensitivity (St = 40-50). Very high sensitivity values (St = 500)<br />

were related to the presence <strong>of</strong> non clayey small particles (< 2 �m) observed<br />

both in SEM and MIP. It was shown that remoulding did not affect the<br />

aggregates. During oedometer compression, it was observed that pores were<br />

progressively collapsed, in an ordered manner, starting from the larger and<br />

progressively collapsing smaller and smaller pore. This simple mechanism<br />

supposes a brittle nature <strong>of</strong> the links between aggregates, which is the case in<br />

low plasticity soils.<br />

Mechanisms involved in heavily compacted clays<br />

Results obtained by using X ray diffractometry at low angles on heavily<br />

compacted swelling clays used as possible engineered barriers for nuclear<br />

waste disposal helped for a better understanding <strong>of</strong> the mechanisms <strong>of</strong><br />

swelling. Starting from a high initial suction (>100 MPa), it was confirmed that<br />

hydration occurred by the ordered and progressive placement <strong>of</strong> layers <strong>of</strong><br />

water molecules along the elementary clay sheet layers by layers, up to 4 layers<br />

with simultaneous changes in the constitution <strong>of</strong> the clay particle (initially<br />

made up <strong>of</strong> 100-.300 sheets and decreasing down to 10 sheets by separation<br />

one from another). Interestingly, these mechanisms occur at constant levels <strong>of</strong><br />

suction (50 and 7 MPa). High stress oedometer tests where controlled suction<br />

changes under constant loads were monitored indeed showed that the<br />

previously described hydration phases correspond to typical macro <strong>mechanical</strong><br />

behaviour features, particularly around 7 MPa. <strong>The</strong> macro<strong>mechanical</strong><br />

behaviour can hence be linked to some given levels <strong>of</strong> energy <strong>of</strong> water (defined<br />

by suction values). A critical assessement on double layer concepts <strong>of</strong>ten used<br />

when interpreting swelling can also be derived from theses observations. Other<br />

research concern the effect <strong>of</strong> adsorbed cations (Na and Ca) on he high stress<br />

compressibility <strong>of</strong> bentonites (Marcial et al. 2002).


1. Delage P. & Lefebvre G. 1984. Study <strong>of</strong> the structure <strong>of</strong> a sensitive<br />

Champlain clay and its evolution during consolidation. Canadian<br />

Geotechnical Journal 21 (1), 21-35.<br />

2. Delage P., Audiguier M., Cui Y.J. & Howat M.D. 1996. Microstructure <strong>of</strong> a<br />

compacted silt. Canadian Geotechnical Journal, 33 (1), 150-158.<br />

3. Delage P., Howat M. & Cui Y.J. 1998. <strong>The</strong> relationship between suction and<br />

swelling properties in a heavily compacted unsaturated clay. Engineering<br />

Geology, 50 (1-2) : 31-48.<br />

4. Yahia-Aissa M., Delage P., & Cui Y.J. 2001. Suction-water relationship in<br />

swelling clays. Clay science for engineering, IS-Shizuoka International<br />

Symposium on Suction, Swelling, Permeability and Structure <strong>of</strong> Clays, 65-<br />

68, Adachi & Fukue eds, Balkema.<br />

5. Loiseau C., Y.J. Cui & P. Delage. 2002. <strong>The</strong> gradient effect on the water flow<br />

through a compacted swelling soil. Proceedings <strong>of</strong> the 3nd International<br />

Conference on Unsaturated Soils, UNSAT’2002 (1), 395-400, Recife, Brazil,<br />

Balkema.<br />

6. Cui Y.J, Loiseau C. & Delage P. 2002. Microstructure changes <strong>of</strong> a confined<br />

swelling soil due to suction controlled hydration. Proceedings <strong>of</strong> the 3nd<br />

International Conference on Unsaturated Soils, UNSAT’2002 (2), 593-598,<br />

Recife, Brazil, Balkema.<br />

7. Cui, Y.J., Yahia-Aissa, M. and Delage, P. 2002. A model for the volume<br />

change behaviour <strong>of</strong> heavily compacted swelling clays. Engineering<br />

Geology, vol. 64, 2-3, 233-250.<br />

8. Marcial D., Delage P. & Cui Y.J. 2002. On the high stress compression <strong>of</strong><br />

bentonites. Canadian Geotechnical Journal 39, 812-820.


Northwestern University<br />

Secant Shear Modulus, G sec (kPa)<br />

I have interests in Micro-Geomechanics at both the milli-strain and macro-<br />

strain scales. I look for explanations <strong>of</strong> observed behavior at the <strong>micro</strong>level and<br />

look forward to the day when models based on these concepts can be used in<br />

practice. I have done most work <strong>of</strong> my past work at larger strains when<br />

studying failure processes in soils, and have focused on experiments on<br />

cohesionless soils with emphasis on observing behavior as shear bands develop<br />

and progress.<br />

I have more recently been interested in responses at the milli-strain level. This<br />

work has focused on evaluating the responses <strong>of</strong> block samples <strong>of</strong> s<strong>of</strong>t to<br />

medium stiff Chicago glacial clays subjected at very small to operational strain<br />

levels. Some examples <strong>of</strong> experimental results from drained stress probes on<br />

specimens consolidated to the in situ vertical effective stress are shown below:<br />

80000<br />

60000<br />

40000<br />

20000<br />

0<br />

Mean G BE<br />

Mean G BE =51000 kPa<br />

Anisotropic loading (AL)<br />

Triaxial compression (TC)<br />

Const. p' compression (CMS)<br />

Reduced triaxial compression (RTC)<br />

Anisotropic unloading (AU)<br />

Reduced triaxial extension (RTE)<br />

Const. p' extension (CMSE)<br />

Triaxial extension (TE)<br />

0.0001 0.001 0.01 0.1 1<br />

Triaxial Shear Strain, � sl (%)


Deviatoric Stress q (kPa)<br />

68<br />

67<br />

66<br />

65<br />

64<br />

24.5<br />

CMS<br />

RTC<br />

16.4 15.6 TC<br />

12.3 AL<br />

8.5<br />

AU<br />

RTE<br />

44.9<br />

60.4<br />

CMSE<br />

22.4<br />

Initial Stress State<br />

p'=89.9, q=66.3 kPa<br />

G BE (ave)=51 MPa<br />

88 89 90 91 92<br />

Effective Mean Normal Stress p' (kPa)<br />

TE<br />

G 0.001 (MPa)<br />

1. Finno, R.J. and Rechenmacher, A.,"Effects <strong>of</strong> Consolidation History on<br />

Critical State <strong>of</strong> Sand," JGGE, ASCE, Vol. 129 (4), 2003.<br />

2. Finno, R.J., Harris, W.W., Mooney, M.A., and Viggiani, G., "Shear Bands in<br />

Plane Strain Compression <strong>of</strong> Loose Sand," Geotechnique, Vol 47 (1) 1997.<br />

3. Holman, T., and Finno, R.J., "Maximum Shear Modulus and Incrementally<br />

Nonlinear Soils," Proc., 16th ICSMGE,” to appear, Osaka, Japan, 2005.


Virginia Tech<br />

Nano-Geomechanics: Potential Applications <strong>of</strong> Nano-mechanics in<br />

Geotechnical Engineering<br />

<strong>The</strong> aim <strong>of</strong> the presentation is to bring to the attention <strong>of</strong> Geotechnical<br />

Engineers the potential <strong>of</strong> using nanomechanics in characterizing and modeling<br />

<strong>of</strong> geo<strong>materials</strong> over a wide range <strong>of</strong> scales. Nanomechanics has huge<br />

possibilities in explaining basic <strong>materials</strong> response such as creep, friction, and<br />

rate and temperature dependency. Also, constitutive models based on<br />

nanomechanics have distinct advantages over phenomological models in<br />

simulating the response <strong>of</strong> geo<strong>materials</strong> under extreme environments. <strong>The</strong> use<br />

<strong>of</strong> nanomechanics will also have significant impacts on how we teach<br />

geotechnical engineering. <strong>The</strong> presentation will give an overview <strong>of</strong><br />

nanomechanics and nano-characterization, preliminary results <strong>of</strong> MD<br />

(molecular dynamics) simulation <strong>of</strong> rock minerals, and a comprehensive<br />

discussion <strong>of</strong> potential applications <strong>of</strong> nanomechanics in geotechnical<br />

engineering.<br />

Rocks are the most ubiquitous and most diverse <strong>materials</strong> on the <strong>earth</strong>’s<br />

surface, and their <strong>mechanical</strong> and fluid transport properties play important<br />

roles in many different fields. <strong>The</strong> macroscopic behavior <strong>of</strong> rocks is<br />

conventionally represented by constitutive models which are formulated within<br />

the frameworks <strong>of</strong> continuum mechanics and are phenomologically established<br />

from element tests. In many cases, model reliability can only be guaranteed<br />

over the range <strong>of</strong> conditions in which the model is calibrated. Phenomological<br />

models have difficulty in predicting the behavior <strong>of</strong> rocks under extreme<br />

environments involving large stresses, high temperatures, and extremely slow<br />

(creep) or fast loading.<br />

M<br />

N<br />

M<br />

a<br />

i<br />

a<br />

Figure 1 – Macro, <strong>micro</strong> and nanoscale components c<br />

c <strong>of</strong><br />

n<br />

rocks<br />

o<br />

r<br />

r<br />

s<br />

o<br />

o<br />

c<br />

-<br />

-<br />

a<br />

c<br />

c<br />

l<br />

Rocks consist <strong>of</strong> constituents at the macro, o<strong>micro</strong><br />

and nanoscales (Fig. 1). <strong>The</strong><br />

o<br />

e<br />

n<br />

proposed approach for modeling <strong>of</strong> rock masses involves subdividing rocks into<br />

t<br />

n<br />

its multiscale components. <strong>The</strong> behaviors <strong>of</strong> i the minerals forming t an individual<br />

n<br />

i<br />

u<br />

n<br />

u<br />

m<br />

u<br />

u<br />

m


grain and at the contacts between minerals are analyzed at the nanoscale. <strong>The</strong><br />

nanoscale response is homogenized and used in a <strong>micro</strong>scopic model <strong>of</strong> the<br />

rock mass which consists <strong>of</strong> an assemblage <strong>of</strong> individual grains and grain<br />

interfaces. <strong>The</strong> <strong>micro</strong>scopic model is established by analysis <strong>of</strong> digital images <strong>of</strong><br />

rock <strong>micro</strong>structures. <strong>The</strong> response <strong>of</strong> the <strong>micro</strong>scopic model under load is<br />

modeled and another level <strong>of</strong> homogenization is applied to derive the<br />

macroscopic response. Finally, the macroscopic model is implemented as a<br />

constitutive model which can be used for finite element modeling <strong>of</strong> boundary<br />

value problems.


Associate Pr<strong>of</strong>essor, Dept. <strong>of</strong> Civil, Environmental, and Architectural Engineering,<br />

University <strong>of</strong> Kansas, 2150 Learned Hall 1530 W. 15th Street<br />

Lawrence, Kansas 66045-7609,<br />

e-mail: jiehan@ku.edu, Tel: (785) 864-3714, Fax: (785) 864-5631<br />

My research interests in <strong>micro</strong>-geomechanics mainly focus on the numerical<br />

analysis using particle flow code to study the following topics (but not limited<br />

to). Experimental studies are conducted to calibrate or verify numerical<br />

models. Also, I am interested in research collaborations with others in terms <strong>of</strong><br />

experimental and numerical studies <strong>of</strong> <strong>micro</strong>-geomechanics.<br />

� Soil arching phenomena under static and dynamic loading<br />

� Geosynthetic-soil interactions<br />

� Behaviors <strong>of</strong> granular piles in soil subjected to vertical loads<br />

� Fracture development in reservoirs due to exploitation <strong>of</strong> subsurface<br />

resources (such as coalbed methane)<br />

� Coupling <strong>of</strong> continuum and <strong>micro</strong>mechanics theories in the numerical<br />

analysis


University <strong>of</strong> Michigan<br />

Soil Image Processing<br />

In the middle 1990s the author’s research efforts were divided between<br />

development <strong>of</strong> in-situ soil testing methods and laboratory-scale<br />

<strong>micro</strong>mechanics facilitated by optical monitoring <strong>of</strong> strain fields and the<br />

kinematics <strong>of</strong> individual soil particles (Hryciw et al., 1997). <strong>The</strong>se disparate<br />

fields <strong>of</strong> study found common ground with the development <strong>of</strong> the Vision Cone<br />

Penetrometer (VisCPT) (Raschke and Hryciw, 1997). Continuous collection <strong>of</strong><br />

soil images along a vertical sounding prompted the search for image processing<br />

techniques that would produce digital high resolution stratigraphic<br />

characterization <strong>of</strong> a site.<br />

<strong>The</strong> earliest attempts sought to deterministically obtain grain size distributions.<br />

Laboratory methods wherein images <strong>of</strong> non-contacting grains were collected<br />

and pixels <strong>of</strong> thresholded features (grains) were counted proved highly<br />

successful (Ghalib and Hryciw, 1999). However, the deterministic assessment<br />

<strong>of</strong> grain sizes from images <strong>of</strong> grain assemblies was nearly impossible. Attempts<br />

based on particle edge detection requiring sophisticated numerical algorithms<br />

to “complete the missing edges” were only successful in the most ideal cases.<br />

In reality, the large range <strong>of</strong> grain sizes and the occlusion <strong>of</strong> particle edges by<br />

other grains rendered deterministic methods unusable.<br />

Greater success was achieved using “first order” statistical methods based on<br />

image texture (Ghalib et al., 2000). <strong>The</strong> distribution <strong>of</strong> adjacent gray-scale pixel<br />

values yielded accurate discrimination between fine-grained (higher<br />

homogeneity) and coarse-grained (higher contrast) <strong>materials</strong>. Thus, in a single<br />

VisCPT log, clay seams and sand lenses, even a few millimeters thick, were<br />

easily identified (Hryciw et al., 2003, Hryciw and Shin, 2004). Unfortunately,<br />

these indices were also sensitive to grain color and illumination. Thus, a<br />

universal correlation between grain size and the textural indices could not be<br />

found.<br />

<strong>The</strong> problem <strong>of</strong> non-unique <strong>of</strong> textual indices – grain size correlations was<br />

overcome by two-dimensional wavelet analysis <strong>of</strong> soil images (Shin and Hryciw,<br />

2004). A unique relationship was found between the centroid beneath a<br />

normalized spectral energy distribution <strong>of</strong> gray scale images and the average<br />

number <strong>of</strong> pixels per grain diameter in an image <strong>of</strong> relatively uniform grain size.<br />

If image magnification is known, the average image grain size is computed.<br />

Studies are now being extended to images with multiple grain sizes.<br />

One-dimensional wavelet analysis is also being applied, pixel row by pixel row,<br />

to contiguous images <strong>of</strong> a laboratory sedimented soil columns. While the


esearch is still in its early stages, preliminary results indicate that this imaging<br />

method will be both quicker and yield more accurate grain size distributions<br />

than presently obtained by sieve and, or hydrometer analysis.<br />

1. Ghalib, A.M. and Hryciw, R.D. (1999) "Soil Particle Size Distribution by<br />

Mosaic Imaging and Watershed Analysis," Journal <strong>of</strong> Computing in Civil<br />

Engineering, Vol. 13, No. 2, pp. 80-87.<br />

2. Ghalib, A.M., Hryciw, R.D. and Susila, E. (2000) "Soil Stratigraphy<br />

Delineation by VisCPT," ASCE Geotechnical Special Publication No. 97<br />

Innovations and Applications in Geotechnical Site Characterizations,<br />

Proceedings <strong>of</strong> GeoDenver 2000, pp. 65-79.<br />

3. Hryciw, R. D., Raschke, S. A., Ghalib, A. M., Horner, D. A. and Peters, J. F.<br />

(1997) "Video Tracking <strong>of</strong> Experimental Validation <strong>of</strong> Discrete Element<br />

Simulations <strong>of</strong> Large Discontinuous Deformations", Computers and<br />

Geotechnics, Vol. 21, Iss. 3, pp. 235-253.<br />

4. Hryciw R.D., Shin, S. and Ghalib, A.M. (2003) “High Resolution Site<br />

Characterization by VisCPT with Application to Hydrogeology”, Proc. <strong>of</strong> Soil<br />

and Rock America, the 12 th Panamerican Conference on Soil Mechanics<br />

and Geotechnical Engineering, Vol. 1, pp. 293-298.<br />

5. Hryciw, R.D. and Shin, S. (2004) “Thin Layer and Interface Characterization<br />

by VisCPT”, Proceedings <strong>of</strong> the Second International Conference on Site<br />

Characterization (ISC'2004), Porto, Portugal, pp. 701-706.<br />

6. Raschke, S.A. and Hryciw, R. D. (1997) "Vision Cone Penetrometer (VisCPT)<br />

for Direct Subsurface Soil Observation", ASCE Journal <strong>of</strong> Geotechnical and<br />

Geoenvironmental Engineering, Vol. 123, No. 11, pp. 1074-1076.<br />

7. Shin S. and Hryciw R.D. (2004) “Application <strong>of</strong> Wavelet Analysis to Soil<br />

Mass Images for Particle Size Determination,” ASCE Journal <strong>of</strong> Computing<br />

in Civil Engineering, Vol. 18, No 1. pp. 19-27.


Duke University<br />

Durham, North Carolina, USA<br />

hueckel@duke.edu<br />

My interest in the <strong>micro</strong>structural aspects in geomechanics stems from the<br />

current work on thermo- and chemo-<strong>mechanical</strong> couplings in soil behavior<br />

under various environmental loads. That includes coupling between mineral<br />

dissolution and stress at intergranular contacts as soil compacts under a long<br />

term loading, and <strong>of</strong>ten-dramatic changes in permeability in clays when<br />

subjected to changes in pore fluid content (e.g. contamination with<br />

concentrated organic liquids) or changes in pore water salinity and stress.<br />

Other problems include soil cracking induced by desiccation and chemo-<br />

<strong>mechanical</strong> effects in landslide inception. In all the above examples the<br />

macroscopic response <strong>of</strong> soil critically depends on physico-chemical<br />

phenomena that occur at specific, isolated locations <strong>of</strong> the soil <strong>micro</strong>structure.<br />

For instance, in the question <strong>of</strong> dissolution <strong>of</strong> the stressed mineral contacts, the<br />

rate <strong>of</strong> dissolution is believed to depend, among other variables, on the<br />

amount <strong>of</strong> new free surface opened as <strong>micro</strong>-crack walls inside the grain as a<br />

result <strong>of</strong> plastic damage. Without a possibility <strong>of</strong> evaluating <strong>of</strong> this <strong>micro</strong>-<br />

damage an assessment <strong>of</strong> the dissolved mass, and then precipitating mass, can<br />

only be indirectly determined as an empirical result. Our ambition is to be able<br />

to link it directly to the chemical reaction and its rate. Three scales are involved<br />

in the process. One is the molecular scale, at which chemical reactions are<br />

established, then is the <strong>micro</strong>scale <strong>of</strong> the contact configuration, and finally<br />

there is the macroscale <strong>of</strong> the multiphase continuum. Hence, chemical<br />

variables are mainly defined at molecular scale, while most <strong>of</strong> <strong>mechanical</strong><br />

variables are defined at macro-, or at best <strong>micro</strong>-scopic scale. A proper<br />

identification and validation <strong>of</strong> coupling mechanisms between the phenomena<br />

involved is the primary task in the modeling. Because <strong>of</strong> the nature <strong>of</strong> chemo-<br />

mechanics such mechanisms are most commonly spanning two or three scales.<br />

Equally challenging task in multi-scale modeling is a proper representation <strong>of</strong><br />

the variables at different scales, and their reduction to a common scale. This<br />

issue came very strongly in addressing variable permeability <strong>of</strong> contaminant<br />

affected, deforming clays, where pore-mode permeability is linked to the fate<br />

<strong>of</strong> the interplatelet water, while its evolution is constrained by an additional<br />

mass balance law.<br />

Our current objectives comprise a generalization <strong>of</strong> the principle <strong>of</strong> interscale<br />

coupling in the chemo-<strong>mechanical</strong> constitutive modeling <strong>of</strong> soils, identification<br />

<strong>of</strong> variables suitable to describe the <strong>micro</strong>structure and <strong>micro</strong>structural<br />

mechanisms at other scales, and establishing criteria for validation <strong>of</strong> multi-<br />

scale couplings. Our current focus comprises the work on desiccation drying<br />

and aging <strong>of</strong> soils.


1. T. Hueckel, 2004, Coupling Variable Permeability to Strain and Mass<br />

Transfer in Contaminated Clays, Adv. in Comput. and Exp. Eng. and Sci., p.<br />

1186 –1191, ed. Atluri , A., JB Thaddeu, Tech Science Press, Forsyth, GA,<br />

2. T. Hueckel and L.B. Hu, 2004, Chemo-<strong>mechanical</strong> coupling and damage<br />

enhanced dissolution at intergranular contact; in Num.l Models in<br />

Geomechanics, G.N. Pande and S. Pietruszczak, eds., Balkema, Rotterdam,<br />

349-353<br />

3. T. Hueckel and R. Pellegrini, 2002, Reactive Plasticity for Clays. Part II:<br />

Application to a natural analog <strong>of</strong> long-term geo<strong>mechanical</strong> effects <strong>of</strong><br />

nuclear waste disposal, Engineering Geology, 64, 2-3, 195 – 216<br />

4. T. Hueckel, B. Loret and A. Gajo, 2002, Expansive clays as two-phase,<br />

deformable, reactive continua: concepts and modeling options, in “Chemo-<br />

<strong>mechanical</strong> coupling in clays: from nano-scale to engineering applications”<br />

edited by C. Di Maio, T. Hueckel and B. Loret, Swets and Zetlinger, Lisse,<br />

<strong>The</strong> Netherland, 105 - 120<br />

5. T. Hueckel, G. Cassiani, Fan Tao, A. Pellegrino and V. Fioravante, 2001,<br />

Aging <strong>of</strong> oil/gas bearing sediments, their compressibility and subsidence, J.<br />

Geot. & and Geoenv. Eng. ASCE, 127, 11, 926 – 938<br />

6. T. Hueckel, F. Tao, G. Cassiani and A. Pellegrino, 1999, Reactive plasticity<br />

for geological <strong>materials</strong> with a double structure evolving during aging, in<br />

Constitutive Laws for Engineering Materials, 4 th Int. Conference, RPI, Troy,<br />

NY, edited by R.C. Picu and E. Krempl, 383 –387.<br />

7. T. Hueckel, M. Kaczmarek and P. Caramuscio, 1997, <strong>The</strong>oretical<br />

Assessment <strong>of</strong> Fabric and Permeability Changes in Clays Affected by<br />

Organic Contaminants, Canadian Geotechnical Journal, 34, 4, 588 - 603


University <strong>of</strong> Sheffield<br />

Adrian Hyde is a chartered engineer who graduated from the University <strong>of</strong><br />

Nottingham where he went on to research into the cyclic loading <strong>of</strong> soils and<br />

was awarded a doctorate in 1974. He has taught at the Universities <strong>of</strong><br />

Loughborough, Bradford and since 1997 as a senior lecturer and then reader at<br />

Sheffield.<br />

In the early 1980's problems with piled foundations in <strong>of</strong>fshore carbonate<br />

sediments led him to develop an interest in the fundamental generic<br />

characteristics <strong>of</strong> crushable soils. He initiated joint research with universities in<br />

Japan studying the characteristics <strong>of</strong> crushable sands which showed that a<br />

study <strong>of</strong> these soils leads to a better understanding <strong>of</strong> the fundamental<br />

<strong>mechanical</strong> characteristics <strong>of</strong> all soils. This led to the development <strong>of</strong> research<br />

programmes on the seismic liquefaction <strong>of</strong> crushable fills and the cyclic loading<br />

<strong>of</strong> clays and silts related to seismic liquefaction and post-<strong>earth</strong>quake<br />

settlements.<br />

A regular visitor to Japan he is a Visiting Pr<strong>of</strong>essor at Yamaguchi University, has<br />

authored over 40 papers with Japanese colleagues, and given over 30<br />

presentations <strong>of</strong>ten in Japanese at 9 Japanese universities. Contacts with the<br />

Japanese construction industry led to EPSRC and industry funded research on a<br />

new rapid load pile testing method to improve the quality control and testing<br />

<strong>of</strong> foundations.<br />

He is leading an EPSRC funded multidisciplinary research programme on the<br />

application <strong>of</strong> <strong>micro</strong>-mechanics to the in-situ preservation <strong>of</strong> archaeological<br />

artefacts. He is also a fluent Italian speaker and the tutor responsible for<br />

European student exchanges and in 2000 he was appointed as a Visiting<br />

Pr<strong>of</strong>essor at Trento University in Italy.<br />

1. Yasufuku, N. and Hyde, A.F.L. (1995) "Pile end-bearing capacity in<br />

crushable sands" Geotechnique V45 No. 4 pp. 663-676<br />

2. Hyodo, M., Hyde, A.F.L., and Aramaki, N. (1998) "Liquefaction <strong>of</strong> crushable<br />

soils" Geotechnique 48, No. 4, 527-543.<br />

3. Nakata, Y., Hyde, A.F.L., Hyodo, M. and Murata, H., (1999) "A probabilistic<br />

approach to sand crushing in the triaxial test" Geotechnique 49, No. 5,<br />

567 - 583


4. Nakata, Y., Hyodo, M. Hyde, A.F.L., Kato, Y and Murata, H. (2001) "<br />

Microscopic particle crushing <strong>of</strong> sand subjected to high pressure one<br />

dimensional compression" Soils and Foundations, Journal<br />

<strong>of</strong> the Japanese Geotechnical Society, 41, No1, 69-82.<br />

5. Brown, M., Anderson, W. and Hyde, A. (2004), " Statnamic testing <strong>of</strong> model<br />

piles in a clay calibration chamber" International Journal <strong>of</strong> Physical<br />

Modelling in Geotechnics, Vol.4, No.1, pp.11-24.


Nottingham Centre for Geomechanics,<br />

School <strong>of</strong> Civil Engineering,<br />

University <strong>of</strong> Nottingham, U.K.<br />

e-mail: Mingjing.Jiang@nottingham.ac.uk<br />

Micro-Geomechanics - the Macrostrain and the Millistrain Perspectives<br />

1. Jiang MJ, Harris D, Yu H-S. Kinematic models for non-coaxial granular<br />

<strong>materials</strong>: Part I: theories. Int. Journal for Numerical and Analytical<br />

Methods in Geomechanics, 2005; 29(7): (in press)<br />

2. Jiang MJ, Harris D, Yu H-S. Kinematic models for non-coaxial granular<br />

<strong>materials</strong>: Part II: evaluation. Int. Journal for Numerical and Analytical<br />

Methods in Geomechanics, 2005; 29(7): (in press)<br />

3. Jiang MJ, Yu H-S, Harris D. A Variable Linking Microscopic to Macroscopic<br />

Granular Mechanics. <strong>The</strong> Powders & Grains’05, Stuttgart, Germany, July<br />

18-22, 2005. (in press)<br />

4. Higo Y, Oka F, Jiang MJ and Fujita Y. Effects <strong>of</strong> transport <strong>of</strong> pore water and<br />

material heterogeneity on strain localization analysis <strong>of</strong> fluid-saturated<br />

gradient-dependent viscoplastic geomaterial. Int. Journal for Numerical<br />

and Analytical Methods in Geomechanics, 2005; 29(5): 495-523.<br />

5. Jiang MJ, Harris D, Yu H-S. Rotation-rate in the Harris kinematic equations<br />

for post-failure flow granular <strong>materials</strong>. International Workshop on<br />

Prediction and Simulation Methods in Geomechanics, ATHENS, Greece,<br />

October 14 - 15, 2003. pp.129-132.<br />

6. Jiang MJ, Shen ZJ. A structural suction model for structured clays.<br />

Proceedings <strong>of</strong> 2nd International Conference on S<strong>of</strong>t Soil Engineering,<br />

Nanjing, China, 1996. pp.221-240.<br />

7. Jiang MJ, Shen ZJ. An artificial-preparation <strong>of</strong> structured collapsible loess<br />

and its behaviour in oedometer test. <strong>The</strong> Proceedings <strong>of</strong> 2 nd International<br />

Conference on Unsaturated Soils. Beijing, China, 1998, pp.374-378.<br />

Micro-Geomechanics - Unusual Material and Unusual Behavior<br />

1. Jiang MJ, Leroueil S, Konrad JM. Yielding <strong>of</strong> <strong>micro</strong>structured geomaterial<br />

by DEM analysis. Journal <strong>of</strong> Engineering Mechanics, ASCE, 2005 (in press)<br />

2. Jiang MJ, Yu H-S, Harris D. A discrete modelling <strong>of</strong> <strong>micro</strong>-structured<br />

geo<strong>materials</strong> incorporating bond rolling resistance. <strong>The</strong> 11 th Int. Conf. <strong>of</strong><br />

IACMAG, June 19-24, 2005, Turin, Italy. (in press)


3. Jiang MJ, Konrad JM., Leroueil S. An efficient technique to generate<br />

homogeneous specimens for DEM studies. Computers and Geotechnics.<br />

2003, 30 (5): 579-597.<br />

4. Jiang MJ, Leroueil S, Konrad JM. DEM study <strong>of</strong> <strong>micro</strong>structured soil. 55 th<br />

CSCE-ASCE conference, Hamilton, Ontario, Canada, 2002, pp.313-320.<br />

5. Jiang MJ, Leroueil S., Konrad JM. Insight into strength functions in<br />

unsaturated granulate by DEM analysis. Computers and Geotechnics, 2004;<br />

31(6): 473-489.<br />

6. Jiang MJ, Harris D. Generalized effective stress in unsaturated granulate by<br />

DEM analysis. Int. Conf.: From Experimental Evidences Towards Numerical<br />

Modelling <strong>of</strong> Unsaturated Soils, Weimar, Germany, September 18 th -19 th ,<br />

2003, Volume II, pp.201-214.<br />

7. Jiang MJ, Shen ZJ, Adachi T and Hongo T. Microanalysis on artificially-<br />

prepared structured collapsible loess. Chinese Journal <strong>of</strong> Geotechnical<br />

Engineering, 1999, 21(4): 486-491.<br />

8. Jiang MJ, Shen ZJ. Microanalysis on shear band <strong>of</strong> structured clays. Chinese<br />

Journal <strong>of</strong> Geotechnical Engineering. 1998, 20(2): 102-108.


University <strong>of</strong> Portland<br />

My work in granular mechanics has been primarily at the scale <strong>of</strong> particle pairs<br />

clusters. I am mainly interested in the discrete mechanics <strong>of</strong> granular <strong>materials</strong><br />

and have use the Discrete Element Method to simulate granular deformation<br />

and to explore and visualize the <strong>micro</strong>-scale behaviors that develop during<br />

deformation. I have investigated behaviors such as shear band formation,<br />

stress-induced anisotropy, strain-gradient and non-local material dependence,<br />

s<strong>of</strong>tening, and dilation—all from a <strong>micro</strong>-<strong>mechanical</strong> viewpoint that can be<br />

verified through simulation.<br />

After over one hundred years since the pioneering work <strong>of</strong> Osborne Reynolds,<br />

it seems that the promise <strong>of</strong> <strong>micro</strong>-geomechanics is still largely unfulfilled.<br />

Many pervasive phenomena have not yet been explained through <strong>micro</strong>-<br />

<strong>mechanical</strong> analyses, and these phenomena have instead been studied with<br />

continuum models that presume a particular constitutive behavior. Micro-<br />

<strong>mechanical</strong> measures are only now being advanced for notions that have long<br />

been evoked in the language <strong>of</strong> soil mechanics: notions such as interlocking,<br />

disturbance, particle rotations, particle rolling, mineral skeleton, internal<br />

instability, and creep. Although this assessment is somewhat pessimistic, it is<br />

balanced by the recent success <strong>of</strong> others at estimating the small-strain modulus<br />

from the contact stiffness as well as the dependence <strong>of</strong> the modulus on the<br />

confining stress and other factors. However, many behaviors have not yet<br />

been explained with <strong>micro</strong>-<strong>mechanical</strong> analyses, including the following:<br />

1. <strong>The</strong> observed effects <strong>of</strong> inter-particle friction and confining stress on the<br />

peak strength, residual strength, and dilation rate.<br />

2. <strong>The</strong> onset and evolution <strong>of</strong> shear bands. Experiments by the Grenoble<br />

group have shown that the thickness and orientation <strong>of</strong> shear bands<br />

depend on the particle size and confining stress, and these observations<br />

require a consistent explanation.<br />

3. <strong>The</strong> s<strong>of</strong>tening rate that is observed beyond the peak state, and its<br />

dependence on the confining stress, the coefficient <strong>of</strong> inter-particle<br />

friction, the confining stress, and the initial density.<br />

4. <strong>The</strong> observed dependence <strong>of</strong> granular stiffness on the gradients <strong>of</strong> strain.<br />

Numerical simulations have been able to reproduce many <strong>of</strong> these behaviors,<br />

and simulations have provided useful predictive information about constitutive


ehavior under conditions that would otherwise be difficult to create in a<br />

physical laboratory. Simulations have not yet been fully exploited for<br />

extracting consistent <strong>micro</strong>-scale rationales for macro-scale behavior.<br />

<strong>The</strong> unresolved behaviors that were listed above are associated with<br />

moderate-to-large strains. At such strains, particle rotations are large and<br />

granular motions deviate greatly from the motions <strong>of</strong> a uniform deformation<br />

field. I have concluded that, under these conditions, the only reasonable<br />

means <strong>of</strong> characterizing the particle motions is by constructing general<br />

expressions for the discrete matrix stiffness <strong>of</strong> particle clusters or assemblies.<br />

With this approach, granular stiffness can be shown to originate from the<br />

contact stiffnesses (a <strong>mechanical</strong> form <strong>of</strong> stiffness) and from the particle<br />

shapes at their contacts (a geometric form <strong>of</strong> stiffness). Although the<br />

geometric terms are negligible at small strains, they become significant during<br />

failure and flow due to the dominance <strong>of</strong> particle rotations and rolling. This<br />

stiffness-based approach affords the ability to investigate internal bifurcation<br />

modes <strong>of</strong> the particle motions and enables characterizing the internal stability<br />

<strong>of</strong> granular <strong>materials</strong> at the scale <strong>of</strong> particle clusters. When combined with<br />

DEM simulations, the method can also be used to quantify and visualize the<br />

evolution <strong>of</strong> material hardening, s<strong>of</strong>tening, and instability. Although the work<br />

is in its formative stage, I view this <strong>micro</strong>-mechanics approach as a means <strong>of</strong><br />

systematically resolving the four unresolved behaviors that were listed above.


Colorado School <strong>of</strong> Mines<br />

My interest on <strong>micro</strong>-mechanics <strong>of</strong> soil stems from my scientific curiosity and<br />

the motivation on how to effectively describe state <strong>of</strong> stress and water<br />

movement in unsaturated soils. <strong>The</strong> path to reaching this goal is to accomplish<br />

the objectives <strong>of</strong>: (1) clarifying physical mechanisms for soil water retention at<br />

intermolecular and particle scales, (2) clarifying physical mechanisms for<br />

interparticle forces, particularly under partially saturated condition, (3)<br />

developing useful simulation and experimental tools to qualify the magnitude<br />

<strong>of</strong> water potentials and interparticle forces, and (4) developing the up scaling<br />

theory to define stress, strain and stress-strain laws that are based on<br />

intermolecular and inter-particle forces. Ultimately, these objectives will lead<br />

to better define state <strong>of</strong> stress and water movement in unsaturated soils<br />

encountered in daily geotechnical and environmental engineering problems.<br />

In the past two decades I have been using theoretical, numerical, and,<br />

experimental tools toward the above goal and objectives. I have established a<br />

framework to calculate electric double layer repulsion between inclined clay<br />

particles [1]. Using the continuum mechanics based FEM, empirical and<br />

practical formulas are developed to calculate the magnitude <strong>of</strong> both electric<br />

double layer repulsion and induced moment among inclined clay particles [1]. A<br />

DEM framework is also developed to simulate physico-chemical and<br />

<strong>mechanical</strong> interaction among clay particles [2-3]. Recent activities have been<br />

focusing on quantifying interparticle capillary force by employing<br />

thermodynamic free energy approach [4], and verifying the characteristics <strong>of</strong><br />

capillary force by employing <strong>micro</strong>scopic experiments for particles at 100 μm<br />

scale [5]. <strong>The</strong> free energy approach also provides a rigorous basis for obtaining<br />

the so-called “soil-water characteristic curve” for particles from sub<strong>micro</strong>n to<br />

mm scales [6]. This approach completely eliminates empirical and<br />

phenomenological parameters that traditional macroscopic models are based<br />

on. <strong>The</strong> fundamental understanding <strong>of</strong> interparticle forces at the<br />

intermolecular and particle levels also leads to the postulate <strong>of</strong> suction stress<br />

characteristic curve (SSCC) concept [7], which is a generalization the classical<br />

effective stress concept proposed by Bishop (1957). <strong>The</strong> SSCC concept has been<br />

validated experimentally by the macroscopic shear strength data found in the<br />

literature [7]. <strong>The</strong> SSCC also is demonstrated to be practical and useful in<br />

analyzing many geotechnical problems such as bearing capacity, <strong>earth</strong> pressure<br />

[8], and slope stability analysis [9].


1. Lu, N., Numerical Study <strong>of</strong> the Electrical Double-Layer Repulsion between<br />

Non-parallel Clay Particles <strong>of</strong> Finite Length, Ph.D. Dissertation, Johns<br />

Hopkins University, Baltimore, MD, 1991.<br />

2. Anandarajah, A. and Lu, N., Structural analysis by the distinct element<br />

method, Journal <strong>of</strong> Engineering Mechanics, ASCE, 117, 2156-2163, 1991.<br />

3. Anderson, M.T, and Lu, N., <strong>The</strong> role <strong>of</strong> <strong>micro</strong>scopic physico-chemical forces<br />

in large volumetric strains for clay sediments, Journal <strong>of</strong> Engineering<br />

Mechanics, ASCE, 127(7), 710-719, 2001.<br />

4. Lechman, J., and Lu, N., Capillary stress and water retention between two<br />

uneven-sized particles, submitted to Geotechnique.<br />

5. Lechman, J., and Lu, N., Experimental verification <strong>of</strong> capillary force and<br />

water retention between two uneven-sized particles, submitted to<br />

Geotechnique.<br />

6. Lechman, J., and Lu, N., Hysteresis <strong>of</strong> soil suction and capillary stress in<br />

mono-disperse disk-shaped particles, in press Journal <strong>of</strong> Engineering<br />

Mechanics.<br />

7. Lu, N., and Likos, W.J., Unsaturated Soil Mechanics, John Wiley and Sons,<br />

556 pp., 2004.<br />

8. Lu, N., and Griffiths, D.V., Pr<strong>of</strong>iles <strong>of</strong> steady-state suction stress in<br />

unsaturated soils, Journal <strong>of</strong> Geotechnical and Geoenvironmental<br />

Engineering, 130(10), 1063-1076, 2004.<br />

9. Griffiths, D.V., and Lu, N., Unsaturated slope stability analysis with steady<br />

infiltration or evaporation using elasto-plastic finite elements,<br />

International Journal <strong>of</strong> Numerical and Analytical Methods for<br />

Geomechanics, 29, 249-267, 2005.


Reader in Geomechanics<br />

Nottingham Centre for Geomechanics<br />

University <strong>of</strong> Nottingham, UK<br />

http://www.nottingham.ac.uk/%7Eevzgrm/evzgrm.html<br />

� Micro <strong>mechanical</strong> origins <strong>of</strong> yield, compressibility<br />

� Constitutive modelling <strong>of</strong> granular <strong>materials</strong><br />

� Mechanics <strong>of</strong> railway ballast behaviour<br />

� Discrete element modelling <strong>of</strong> granular <strong>materials</strong>, including ballast and<br />

asphalt<br />

� Geogrid-reinforced ballast<br />

Presentations: Micro mechanics <strong>of</strong> Railway Ballast Behaviour<br />

<strong>The</strong>se presentations will examine the development <strong>of</strong> a simple box test for<br />

simulating train loading and tamping on railway ballast. <strong>The</strong> research<br />

investigates the trackbed stiffness, accumulation <strong>of</strong> permanent settlement and<br />

associated degradation for a number <strong>of</strong> ballasts and examines how the results<br />

correlate with a number <strong>of</strong> proposed simple index tests. It appears at first that<br />

dynamic tests involving a revolving drum are the best indicators <strong>of</strong> ballast<br />

performance. However, if particle shape and strength are both accounted for<br />

in a new lumped parameter, this new parameter too correlates with<br />

degradation in the box tests. <strong>The</strong> study also examines the performance <strong>of</strong><br />

ballast mixtures in the box tests. It appears that up to 30% <strong>of</strong> poor quality<br />

ballast (which does not meet the current Specification) can be included in the<br />

aggregate without affecting performance too much, so that the current<br />

Specification is still met. Higher quantities <strong>of</strong> poor quality ballast can be<br />

included however, if these are placed in the lower (untamped) layer. Finally,<br />

the new Nottingham Railway Test Facility is described. This new facility has<br />

been recently commissioned and has generated the first data, which are briefly<br />

presented here.<br />

1. McDowell, G.R., Lim, W.L. and Collop, A.C. (2003) Measuring the strength<br />

<strong>of</strong> railway ballast. Ground Engineering 36, No. 1, 25-28.


2. McDowell, G.R., Lim, W.L., Collop, A.C., Armitage, R. and Thom, N.H. (2004)<br />

Comparison <strong>of</strong> ballast index tests with performance under simulated train<br />

loading and tamping. Proc. ICE – Geotechnical Engineering 157, No. GE3,<br />

151-161.<br />

3. McDowell, G.R., Buchanan, J. and Lim, W.L. (2004) Performance <strong>of</strong> ballast<br />

mixtures. Ground Engineering 37, No. 10, 28-31.<br />

4. Lim, W.L., McDowell, G.R. and Collop, A.C. (2005) <strong>The</strong> application <strong>of</strong><br />

Weibull statistics to the strength <strong>of</strong> railway ballast. Granular Matter 6, No.<br />

4, 229-237.<br />

5. Lim, W.L. and McDowell, G.R. (2005) Discrete element modelling <strong>of</strong> railway<br />

ballast. Granular matter 7, No. 1, 19-29.<br />

6. McDowell, G.R., Lim, W.L., Collop, A.C., Armitage, R., Thom, N.H. (2005)<br />

Laboratory simulation <strong>of</strong> the effects <strong>of</strong> train loading and tamping on ballast<br />

performance. Proc. ICE – Transport 158, No. TR1, in press.<br />

7. Lim, W.L., McDowell, G.R. and Collop, A.C. (2005) Quantifying the relative<br />

strengths <strong>of</strong> railway ballasts. Proc. ICE – Geotechnical Engineering 158, No.<br />

GE2, in press.


University Distinguished Pr<strong>of</strong>essor, Emeritus<br />

Virginia Tech, Blacksburg, VA 24061-0105, U.S.A.<br />

Email: jkm@vt,edu<br />

<strong>The</strong> overriding objective <strong>of</strong> my research and study in Geotechnics for more<br />

than 50 years has been the development <strong>of</strong> an understanding <strong>of</strong> the factors<br />

that determine and control the engineering properties and behavior <strong>of</strong> soils<br />

under different conditions. <strong>The</strong> emphasis is on what they are, why they are<br />

what they are, and how they act. To meet this objective it is necessary to<br />

examine the composition <strong>of</strong> soils in terms <strong>of</strong> their particulate and pore fluid<br />

compositions and the interactions <strong>of</strong> these phases with each other and the<br />

surrounding environment.<br />

Trends and developments in geoengineering problems and projects have now<br />

moved well beyond the "classical" realm <strong>of</strong> soil mechanics and foundation<br />

engineering wherein engineering mechanics based approaches by themselves<br />

were generally adequate for obtaining reasonable results. Environmental<br />

problems require major geotechnical inputs (Environmental Geotechnics).<br />

Natural hazards and disasters, risk assessment and mitigation applied to<br />

existing structures and <strong>earth</strong>works, soil stabilization, ground improvement, and<br />

soil as a construction material, and the development <strong>of</strong> new computational,<br />

geophysical, and sensing methods all require looking at soil behavior in new<br />

ways. More and more it is becoming appreciated that geochemical and<br />

<strong>micro</strong>biological phenomena and processes play an essential role in many types<br />

<strong>of</strong> geotechnical problems.<br />

We seem to be at a point now where we are able to develop reasonably good<br />

descriptions, and even quantifications, <strong>of</strong> the compositions, fabrics and<br />

structures <strong>of</strong> many soils at the <strong>micro</strong> scale. Similarly, we seem able to describe<br />

macro-scale behavior on a phenomenological basis with constitutive models <strong>of</strong><br />

varying levels <strong>of</strong> empiricism and complexity. Although the <strong>micro</strong> scale<br />

knowledge is many times helpful in shaping and refining the macro scale<br />

models, there remains a big gap in direct quantification <strong>of</strong> macro scale behavior<br />

in terms <strong>of</strong> first principles <strong>of</strong> <strong>micro</strong> behavior. It is to be hoped that this<br />

workshop will serve as a milestone in bridging this gap.<br />

1. Fundamentals <strong>of</strong> Soil Behavior, 2nd edition, Wiley, 1993, 437 pp. (Third<br />

Edition, by J. K. Mitchell and K. Soga, Wiley, May 2005)


2. "Practical Problems from Surprising Soil Behavior," 20th Terzaghi Lecture,<br />

Journal, Geotechnical Engineering Division, ASCE, Vol. 112, No. 3, March<br />

1986, pp. 255-289.<br />

3. "Conduction Phenomena: From <strong>The</strong>ory to Geotechnical Practice,"<br />

Geotechnique, 41, No. 3, 1991, pp. 299-340.<br />

4. "Time - <strong>The</strong> Fourth Dimension <strong>of</strong> Soil Behavior in Geotechnical<br />

Engineering," <strong>The</strong> Seventeenth Nabor Carrillo Lecture, Mexican Society <strong>of</strong><br />

Soil Mechanics, Guadalajara, Mexico, 2004.


Montana State University<br />

Nondestructive Measurements <strong>of</strong> Soil Geotechnical Properties Using X-Ray<br />

Computed Tomography<br />

<strong>The</strong> <strong>mechanical</strong> behavior <strong>of</strong> granular soils is highly dependent on the particle<br />

<strong>micro</strong>structure. <strong>The</strong> <strong>micro</strong>structure is commonly referred to as the soil fabric,<br />

which includes the shape, distribution, and arrangement <strong>of</strong> particles and void<br />

space. Because <strong>of</strong> the inherent difficulties in measuring soil properties on a<br />

<strong>micro</strong>scale, geotechnical engineers use macro properties to estimate, or<br />

predict, the response <strong>of</strong> soil when subjected to changes in the state <strong>of</strong> stress.<br />

<strong>The</strong>se macro properties (void ratio, porosity, density, uniformity, etc.) are used<br />

to represent gross or average measures <strong>of</strong> the soil <strong>micro</strong>structure in terms <strong>of</strong><br />

engineering behavior; i.e., strength, compressibility, and permeability.<br />

Engineers generally recognize the important influence <strong>of</strong> <strong>micro</strong>structure on the<br />

geotechnical behavior <strong>of</strong> soils; however, until recently, observation and<br />

quantification <strong>of</strong> soil <strong>micro</strong>structure has been a tedious, time consuming, and<br />

destructive process.<br />

At Montana State University we have been working on developing systematic<br />

nondestructive approaches for quantifying <strong>micro</strong>scale measurements <strong>of</strong> local<br />

void ratio distribution, gradation, pore size distribution, and relative density <strong>of</strong><br />

scanned digital images. Results <strong>of</strong> this research are anticipated to include an<br />

established procedure for conducting X-ray computer-aided tomography (CT)<br />

scanning on natural and processed soils. A rational systematic approach is<br />

under development to quantify two-dimensional and three-dimensional digital<br />

images, and to relate the quantified <strong>micro</strong>scale measurements to traditional<br />

macroscale geotechnical measurements.<br />

Soil Frost Action<br />

Montana State University has a well-established research center for studying<br />

snow and ice mechanics, including avalanche forecasting and <strong>micro</strong>structural<br />

behavior <strong>of</strong> snow and ice particulates. By combining the resources <strong>of</strong> our cold<br />

regions center with our <strong>micro</strong>-geomechanics research, we hope to ultimately<br />

develop a better understanding <strong>of</strong> the <strong>micro</strong>structure interactions that occur<br />

when soil is exposed to freezing and thawing temperatures by scanning soils in<br />

a controlled environmental chamber where the effects <strong>of</strong> pore fluid,<br />

temperature, and soil structure can be observed and quantified.


Three-Dimensional Analyses<br />

Most <strong>of</strong> our work to date with the CT scanning equipment has focused on the<br />

development <strong>of</strong> image processing techniques to estimate soil properties from<br />

two-dimensional x-ray images. We recently started working with three-<br />

dimensional scans, which will be used to validate hypotheses regarding particle<br />

interactions and to develop approaches for examining how soil fabric may<br />

influence hydraulic conductivity, pore structure, pore connectivity, and<br />

tortuosity. Future work using the CT scanning equipment will involve the<br />

examination <strong>of</strong> soil <strong>micro</strong>structure behavior during the shearing process. Since<br />

CT scanning is non-destructive, the same soil sample could be measured at<br />

various stages in the shearing process to determine the effects <strong>of</strong> particle<br />

shape, alignment, and interaction during shear.


Department <strong>of</strong> Civil Engineering<br />

University <strong>of</strong> Bristol, UK<br />

My research has spanned the continuum from laboratory testing, through<br />

development <strong>of</strong> constitutive models for soils, to analysis <strong>of</strong> soil:structure<br />

interaction and response <strong>of</strong> geotechnical systems. I have developed a hierarchy<br />

<strong>of</strong> soil models which can be clearly linked with physical observations <strong>of</strong> modes<br />

<strong>of</strong> soil response and which can be accessible to practising engineers. <strong>The</strong><br />

modelling is informed by experimental observation.<br />

Conventional testing <strong>of</strong> geotechnical <strong>materials</strong> concentrates on axial symmetry<br />

–confined one-dimensional loading. I have sought to extend the range <strong>of</strong><br />

exploration <strong>of</strong> stress and strain space using devices which permit independent<br />

variation and control <strong>of</strong> all three principal stresses and which permit controlled<br />

rotation <strong>of</strong> principal axes. Thus I have been testing with a true triaxial<br />

apparatus since 1970, conducted a series <strong>of</strong> research projects with the simple<br />

shear apparatus and now in Bristol have a unique group <strong>of</strong> apparatus: rigid<br />

boundary true triaxial, flexible boundary cubical cell (Boulder design), and<br />

torsional hollow cylinder apparatus (Imperial College design).<br />

Soil:structure interaction is controlled by stiffness properties. Constitutive<br />

modelling has recognised the need to describe using plasticity models regions<br />

<strong>of</strong> response that were classically regarded as elastic particularly for stress paths<br />

which involve non-monotonic loading, <strong>of</strong> which the paths followed by soil<br />

elements subjected to seismic or cyclic loading provide an obvious example.<br />

This modelling has been assisted by developments in laboratory<br />

instrumentation: higher resolution <strong>of</strong> deformation measurement allows small-<br />

strain nonlinearities to be reliably detected (at shear strain levels below<br />

0.001%); laboratory geophysics using piezoceramic ‘bender’ elements is<br />

proving particularly useful in assessing evolution <strong>of</strong> stiffness anisotropy from<br />

measurements <strong>of</strong> shear wave velocities.<br />

1. Muir Wood, D (1998) Life cycles <strong>of</strong> granular <strong>materials</strong>. Phil. Trans. Roy. Soc.<br />

London A356:1747:2453-2470<br />

2. Gajo, A and Muir Wood, D (1999) A kinematic hardening constitutive<br />

model for sands: the multiaxial formulation. International Journal for<br />

Numerical and Analytical Methods in Geomechanics 23 925-965.


3. Muir Wood, D and Kumar, GV (2000) Experimental observations <strong>of</strong><br />

behaviour <strong>of</strong> heterogeneous soils. Mechanics <strong>of</strong> Cohesive-Frictional<br />

Materials 5 5,373-398.<br />

4. Muir Wood, D (2002) Some observations <strong>of</strong> volumetric instabilities in soils.<br />

IUTAM Symposium on Material instabilities and the effect <strong>of</strong><br />

<strong>micro</strong>structure, Austin, Texas: May 2001 International Journal <strong>of</strong> Solids and<br />

Structures 39 13-14, 3429-3449<br />

5. Muir Wood, D (2004) Experimental inspiration for kinematic hardening soil<br />

models. Journal <strong>of</strong> Engineering Mechanics, ASCE 130 6, 656-664<br />

6. Gajo, A, Bigoni, D & Muir Wood, D (2004) Multiple shear band<br />

development and related instabilities in granular <strong>materials</strong>. Journal <strong>of</strong> the<br />

Mechanics and Physics <strong>of</strong> Solids 52 2683-2724.


Yamaguchi University<br />

Grain damage in Sand During Compression<br />

Even for the same material the yielding characteristics are dependent on the<br />

grading curve with much more marked yielding occurring for uniformly graded<br />

sands in comparison with well graded sands. This is related to the nature <strong>of</strong> the<br />

<strong>micro</strong>scopic particle crushing during yielding. As the material becomes well<br />

graded sand, the nature <strong>of</strong> the particle crushing change from the sudden<br />

catastrophic onset <strong>of</strong> splitting to the gradual splitting <strong>of</strong> smaller size particle,<br />

breaking <strong>of</strong> the smaller asperities and grinding <strong>of</strong> the surface. It is important to<br />

know the grain damage in sand during compression as well as grain movement.<br />

In the presentation, the visualisation <strong>of</strong> uniformly graded sand during<br />

compression will be given. <strong>The</strong> tests were conducted for small specimen to<br />

mount on a X-ray CT system.<br />

1. Nakata, Y., Hyde, A.F.L., Hyodo, M. and Murata, H., (1999) "A probabilistic<br />

approach to sand crushing in the triaxial test," Geotechnique, Vol.49, No.5,<br />

pp.567-583.<br />

2. Nakata, Y., Hyodo, M., Hyde, A.F.L., Kato, Y. and Murata, H., (2001)<br />

"Microscopic particle crushing <strong>of</strong> sand subjected to high pressure one-<br />

dimensional compression" Soils and Foundations, Vol.41, No.1, pp.69-82.


Department <strong>of</strong> Civil Engineering<br />

University <strong>of</strong> New Mexico<br />

Albuquerque, NM 87131<br />

tang@unm.edu | http://geolab.unm.edu<br />

Dr. Ng research interests are in <strong>micro</strong>mechanics <strong>of</strong> particulate media and<br />

computational mechanics. He has been using discrete element method (DEM)<br />

to model assemblies <strong>of</strong> granular <strong>materials</strong> for 20 years. Understanding the<br />

behavior <strong>of</strong> granular <strong>materials</strong> from a <strong>micro</strong><strong>mechanical</strong> point <strong>of</strong> view is the<br />

ultimate goal. Effort has been spent to improve the numerical tool (DEM) in<br />

the past. Current endeavor focuses on the discovery <strong>of</strong> <strong>micro</strong><strong>mechanical</strong><br />

parameters that relate to macroscopic behavior.<br />

Sample preparation<br />

Failure envelope (numerical simulation)


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Linkage between <strong>micro</strong>- and macro- parameters<br />

1. Ng, T.-T. (2004). “Shear Strength <strong>of</strong> Assemblies <strong>of</strong> Ellipsoidal Particles.”<br />

Geotechnique, 54(10), 659-669.<br />

2. Ng, T.-T. (2004). “Macro-and Micro-Behaviors <strong>of</strong> Granular Materials under<br />

different Sample Preparation Methods and Stress Paths.” International<br />

Journal <strong>of</strong> Solids and Structures, 41(21), 5871-5884.<br />

3. Ng, T.-T. (2004). “Behaviors <strong>of</strong> Ellipsoids <strong>of</strong> Two-size,” Journal <strong>of</strong><br />

Geotechnical and Geoenvironmental Engineering, ASCE, 130(10), 1077-<br />

1083.


Dept. Civil and Environmental Engineering<br />

Imperial College London<br />

Coupling DEM simulations with laboratory tests for validation.<br />

In this series <strong>of</strong> studies DEM simulations have been coupled with carefully<br />

designed physical tests. <strong>The</strong> macro-scale response <strong>of</strong> the DEM simulations has<br />

compared with the macro-scale response observed in the physical tests. <strong>The</strong>se<br />

studies have quantitatively demonstrated the accuracy <strong>of</strong> DEM models to<br />

capture the material response observed in standard soil mechanics tests. Once<br />

validated, the DEM model has been used to develop an appreciation <strong>of</strong><br />

particle-scale interactions underlying the material response. <strong>The</strong> laboratory<br />

tests considered have included both two-dimensional and three-dimensional<br />

model soils.<br />

Homogenization.<br />

DEM analyses produce results in terms <strong>of</strong> the discrete parameters <strong>of</strong> particle<br />

displacements and contact forces. It is necessary to “translate” these results<br />

into the continuum parameters <strong>of</strong> stress and strain so that the results <strong>of</strong> DEM<br />

analyses can be related to the broader base <strong>of</strong> knowledge in soil mechanics.<br />

Many researchers have used relatively simple linear triangulation-based<br />

interpolation approaches. A non-linear approach was developed and has been<br />

applied to interpret the results <strong>of</strong> some three-dimensional and two<br />

dimensional simulations.<br />

Influence <strong>of</strong> particle geometry on granular material response.<br />

Many <strong>of</strong> the three dimensional DEM analyses <strong>of</strong> particulate <strong>materials</strong> to date<br />

have considered smooth convex particles, i.e. spheres and ellipsoids. <strong>The</strong><br />

response <strong>of</strong> these idealized <strong>materials</strong> is qualitatively very similar to soil<br />

response and these studies have provided us with important insights into the<br />

response <strong>of</strong> granular <strong>materials</strong>. However, if DEM analyses are to be used for<br />

quantitative predictions <strong>of</strong> soil response it is important to establish to what<br />

degree the non-convex shape <strong>of</strong> real particles influences their response. <strong>The</strong><br />

image analysis techniques proposed by Bowman et al (2001) are useful to<br />

quantitatively determine the “quality” <strong>of</strong> the idealised particles. Sphere cluster<br />

particles are being developed and validated to facilitate this study.


PhD student, Department <strong>of</strong> Chemical Engineering<br />

University <strong>of</strong> Cambridge, New Museums Site<br />

Pembroke Street, Cambridge, CB2 3RA, UK<br />

E-mail: mjcp2@cam.ac.uk<br />

http://www.cheng.cam.ac.uk/research/groups/paste/current/mjcp.html<br />

Highly concentrated particulate solid-liquid suspensions, or particulate pastes,<br />

are employed in many industrial sectors to allow manufacture <strong>of</strong> shaped<br />

products. Common manufacturing routes feature operations such as extrusion<br />

and injection moulding, in which pastes undergo large strains in order to take<br />

on the desired shape.<br />

Many flaws may develop within the paste during processing. One such flaw is<br />

liquid phase migration, where liquid pressure gradients build in the pores<br />

between the particles in the paste. Such pressure gradients drive flow <strong>of</strong> the<br />

liquid phase relative to the solids skeleton and cause inhomogeneities in the<br />

distribution <strong>of</strong> liquid within the paste during processing. When severe, this lack<br />

<strong>of</strong> homogeneity can render the paste product useless.<br />

Our goal is further understanding <strong>of</strong> the mechanisms underlying this problem,<br />

via the use <strong>of</strong> finite element modelling. Deformation <strong>of</strong> pastes within two<br />

common experimental geometries, namely ram extrusion and squeeze flow,<br />

has been simulated within the ABAQUS/Standard code. <strong>The</strong>se geometries are<br />

routinely used to characterisation the flow behaviour <strong>of</strong> pastes. <strong>The</strong> paste is<br />

modelled as a soil using the modified CamClay constitutive law, with pore liquid<br />

flow simulated using Darcy’s Law. <strong>The</strong> use <strong>of</strong> this soil mechanics model allows<br />

representation <strong>of</strong> behaviour such as dilation <strong>of</strong> the paste during shearing <strong>of</strong> the<br />

material. Predictions from this model are to be verified by experiment.<br />

A potential solution to the problem exists due to the fact that pastes are<br />

formulated products, i.e. both the particulate solid ingredients and the liquid<br />

may be altered to give rise to different product properties or processing<br />

behaviour. <strong>The</strong> goal <strong>of</strong> this modelling technique, once verified, is to<br />

understand how the formulation <strong>of</strong> the paste affects its resistance to the<br />

problem <strong>of</strong> liquid phase migration, and to develop a basic criterion for the<br />

design <strong>of</strong> pastes such that this problem can be avoided at the design stage.


Department <strong>of</strong> Civil Engineering<br />

Kansas State University<br />

Manhattan, KS 66506, U.S.A<br />

peric@ksu.edu<br />

� Strain localization in general and in particular with emphasis on clays<br />

whereby the strains are concentrated into extremely narrow zones.<br />

� Fundamental physics and chemistry <strong>of</strong> <strong>micro</strong>- and nano- scale processes<br />

that control dissipation <strong>of</strong> energy associated with strain localization and<br />

thus the macroscopic failure.<br />

� Development <strong>of</strong> physically based numerical models for capturing the strain<br />

.<br />

localization in clays by bridging the gap between macro- and nano- scales.<br />

Numerical modeling by FEM<br />

(PSE-local displacements)<br />

Physical modeling in biaxial apparatus<br />

(PSC-local displacements)


1. Ottosen, N.S., Runesson, K., and Perid, D. “Discontinuous Bifurcations <strong>of</strong><br />

Elastic-Plastic Solids at Plane Stress and Plane Strain”, Int. J. Plasticity, Vol.<br />

7, No. ½, 1991, pp. 99-121; cited 63 times.<br />

2. Perid, D., Runesson, K., and Sture, S. “Evaluation <strong>of</strong> Plastic Bifurcation<br />

Results for Plane Strain versus Axisymmetry”, J. <strong>of</strong> Engineering Mechanics,<br />

ASCE, Vol. 118, No. 3, 1992, pp. 512-524; cited 20 times.<br />

3. Runesson, K., Perić, D., and Sture, S. “Influence <strong>of</strong> Pore Fluid<br />

Compressibility on Localization in Elastic-Plastic Porous Solids”, Int. J.<br />

Solids and Structures, Vol. 33, No. 10, 1996, pp. 1501-1518; cited 22 times.<br />

4. Perid, D., and Ayari, M. A. “On the analytical solutions for the three-<br />

invariant Cam clay model”, Int. J. Plasticity, Vol. 18, No. 8, 2002, pp. 1061-<br />

1082; cited 8 times.<br />

5. Perid, D. and Hwang, C. “Experimental investigation <strong>of</strong> plane strain<br />

behavior <strong>of</strong> Georgia kaolin”, Proc. <strong>of</strong> Eighth Int. Symposium on Numerical<br />

Models in Geomechanics, April 10-12, 2002, Rome, eds. Pande, G.N. and<br />

Pietruszczak, S., Balkema, 2002, pp. 93-98.


Assistant Pr<strong>of</strong>essor, Civil and Environmental Engineering<br />

Univ. <strong>of</strong> Southern California, Los Angeles, CA 90089-2531<br />

arechenm@usc.edu<br />

<strong>The</strong> geotechnical engineering pr<strong>of</strong>ession has grown complacent with prediction<br />

to “order <strong>of</strong> magnitude” accuracy, attributing uncertainties to the<br />

capriciousness <strong>of</strong> “mother nature” or an inability to sense the full extent <strong>of</strong><br />

material heterogeneity at the field scale. Arguably, the human body, within its<br />

own relative scale, also comprises variability and uncertainty, and is equally<br />

opaque, yet research initiatives in the health sciences are aimed at developing<br />

understanding to the nano-scale, “genome”-scale, and beyond. Given the<br />

societal value <strong>of</strong> safe and reliable geotechnical structures, it is timely that<br />

equivalent research efforts in geotechnics aim for a similar course <strong>of</strong><br />

development.<br />

<strong>The</strong> ability to correctly quantify and interpret elemental soil response forms a<br />

first, crucial step toward extrapolating predictability to field-scale problems.<br />

<strong>The</strong> mechanistic characterization <strong>of</strong> soils in the form <strong>of</strong> constitutive models<br />

involves the encapsulation <strong>of</strong> controlled experimental measurements into a<br />

form conducive to extrapolation beyond the specific conditions that existed<br />

during calibration. Generally, soil constitutive models are calibrated from<br />

boundary measurements on “homogeneous” laboratory specimens;<br />

characterization, then, is relegated to an averaged homogenized material. Our<br />

recent research, employing local, digital imaging-based deformation<br />

measurement techniques, has verified that laboratory specimen deformations<br />

can be locally nonuniform (Figure 1) as a direct consequence <strong>of</strong> material<br />

nonuniformity. A probabilistic approach to model calibration is being pursued<br />

which considers the effects <strong>of</strong> heterogeneity and inter-specimen variability on<br />

model performance and holds promise for developing more robust predictive<br />

tools.<br />

Figure 1. x-, y-, and z-direction displacements <strong>of</strong> a sand specimen during preliminary<br />

stages <strong>of</strong> triaxial compression


Traditional, theoretical solutions to the bifurcation problem assume that the<br />

deformation gradient across a shear band, once it has formed, is uniform.<br />

Imaging-based, particle-scale displacement measurements within shear bands<br />

in sand specimens undergoing plane strain loading have revealed that the<br />

displacement field within a fully-formed shear band is characterized by<br />

periodically alternating regions <strong>of</strong> high shear and high rotation along the shear<br />

band length. Similar measurements are also providing insight as to the<br />

deformation mechanisms which accompany the formation <strong>of</strong> shear bands, as<br />

well as factors that contribute to the formation <strong>of</strong> single or multiple band<br />

structures. Micro-scale measurements such as these are proving essential<br />

toward improved scientific understanding <strong>of</strong> bifurcation phenomena in<br />

particulate <strong>materials</strong>.


School <strong>of</strong> Civil and Environmental Engineering<br />

Georgia Institute <strong>of</strong> Technology<br />

� Fundamental study <strong>of</strong> particulate <strong>materials</strong> and phenomena<br />

(Prior work on: diagenetic processes, fabric control and modification,<br />

energy coupling, environmental effects, fines migration, mixed fluids,<br />

multi-scale interaction, and hydrates formation).<br />

� Distinct laboratory devices and experimental procedures<br />

(Prior work on: <strong>micro</strong>-scale experimentation, elastic and electromagnetic<br />

waves, advanced signal processing and inversion problem solving<br />

techniques, tomographic imaging, passive and active systems).<br />

� Macro-measurements are interpreted at the particle-level<br />

(Prior work on: <strong>micro</strong><strong>mechanical</strong> models in coarse <strong>materials</strong>, molecular<br />

scale analyses in clays).<br />

� Applications<br />

(Prior work on: geotechnical characterization, process-monitoring including<br />

tomographic techniques, <strong>earth</strong>quake engineering, resource recovery -<br />

mining, petroleum and methane hydrates).


Department <strong>of</strong> Civil, Construction and Environmental Engineering<br />

482 Town Engineering Building<br />

Iowa State University, Ames, Iowa 50011-3232, USA<br />

Phone: 515 294 3988; Fax: 515 294 8216<br />

Email: rsharma@iastate.edu<br />

� Ph.D. (Geotechnical Engineering – Unsaturated Soils): University <strong>of</strong> Oxford,<br />

England, 1998.<br />

� M.S. and D.I.C. (Soil Mechanics and Environmental Geotechnics): Imperial<br />

College <strong>of</strong> Science, Technology & Medicine, London, 1994.<br />

� M.Tech. (equivalent to M.S.) [Rock Mechanics]: Indian Institute <strong>of</strong><br />

Technology (IIT), Delhi, 1984.<br />

� B.S. (Civil Engineering): Z. H. College <strong>of</strong> Engineering and Technology, AMU,<br />

Aligarh, India, 1983. First class with honors.<br />

Seven years as a faculty member in geotechnical and geoenvironmental<br />

engineering and nine years in industry<br />

I have developed my research into a number <strong>of</strong> directions and some <strong>of</strong> my<br />

research activities and interests are:<br />

� Unsaturated/saturated soil mechanics: fundamental studies and field<br />

applications in design and analysis <strong>of</strong> geoinfrastructure.<br />

� Geotechnical <strong>earth</strong>quake engineering, especially aimed at the<br />

geoinfrastructure analysis and design involving unsaturated soils.<br />

� Characterization and constitutive modeling <strong>of</strong> soils, rocks, and<br />

geo<strong>materials</strong>.<br />

� Laboratory, in situ, and field instrumentation and testing <strong>of</strong> soils, rocks,<br />

and pavement <strong>materials</strong>.<br />

� Ground improvement techniques including geogrid reinforced granular<br />

piles, granular pile-anchors and geopile anchors.<br />

� Use <strong>of</strong> innovative techniques including geophysical testing such as Ground<br />

Penetrating radar GPR, image analysis technique IAT, and scanning<br />

electron <strong>micro</strong>scopy SEM.


� Geoenvironmental engineering involving containment systems such landfill<br />

liners, covers, and vertical barriers. Fate and transport <strong>of</strong> contaminants in<br />

saturated and unsaturated soils.<br />

� Application <strong>of</strong> numerical techniques in Geotechnical and<br />

Geoenvironmental Engineering.<br />

1. Sharma, R.S. and Phanikumar B.R. (2005) "A laboratory study <strong>of</strong> heave<br />

behavior <strong>of</strong> expansive clay reinforced with geopiles". Journal <strong>of</strong><br />

Geotechnical and Geoenvironmental Engineering, ASCE, (in press).<br />

2. Phanikumar B.R. and Sharma, R.S. (2005) "Volume change behavior <strong>of</strong> fly<br />

ash- stabilized clays.” Journal <strong>of</strong> Materials in Civil Engineering, ASCE,<br />

(Accepted for publication).<br />

3. Phanikumar B.R., Sharma R. S., Rao A.S. and Madhav M.R. (2004).<br />

“Granular pile-anchor foundation (GPAF) system for improving the<br />

engineering behavior <strong>of</strong> expansive clay beds”. Geotechnical Testing<br />

Journal, ASTM. Vol. 27, No3, p. 279-287.<br />

4. Sharma R. S., Phanikumar B.R. and Nagendra (2004). “Compressive load<br />

response <strong>of</strong><br />

5. geogrid-reinforced granular piles in s<strong>of</strong>t clays”. Canadian Geotechnical<br />

Journal, Vol. 41, p. 187-192.<br />

6. Phanikumar B.R., Sharma R. S. (2004). “Effect <strong>of</strong> fly ash on engineering<br />

properties <strong>of</strong> expansive soils”. Journal <strong>of</strong> Geotechnical and<br />

Geoenvironmental Engineering, ASCE, Vol. 130, No.7, p. 764-767.<br />

7. Rao, A.S., Phanikumar B.R., and Sharma, R.S. (2004). “Prediction <strong>of</strong><br />

swelling characteristics <strong>of</strong> remoulded and compacted expansive soils using<br />

free swell index”. <strong>The</strong> Quarterly Journal <strong>of</strong> Engineering Geology and<br />

Hydrogeology, Vol. 37, No. 3, p. 217-226.<br />

8. Wheeler S.J., Sharma R.S. and Bussien M.S.R. (2003). “Coupling hydraulic<br />

hysteresis and stress-strain behavior in unsaturated soils”. Géotechnique<br />

Vol 53, No1, p. 41-54.<br />

9. Sharma R. S., Mohamed M.H.A. (2003). “Patterns and mechanisms <strong>of</strong><br />

migration <strong>of</strong> light nonaqueous phase liquid in an unsaturated sand”.<br />

Géotechnique,Vol. 53, No.2, p. 225-239.<br />

10. Gallipoli D., Gens A., Sharma R.S. and Vaunat J. (2003). “An elasto-plastic<br />

model for unsaturated soil incorporating the effect <strong>of</strong> suction and degree<br />

<strong>of</strong> saturation on <strong>mechanical</strong> behavior”. Géotechnique, Vol. 53, No.1, p.<br />

123-135.


11. Sharma R. S., Mohamed M.H.A. (2003). “An experimental investigation <strong>of</strong><br />

LNAPL migration in an unsaturated/saturated sand”. Journal <strong>of</strong><br />

Engineering Geology Vol. 70/3-4, p.305-313.<br />

12. Sharma R.S. and Al-Busaidi T.S (2001). “Groundwater pollution due to a<br />

tailings dam”. Journal <strong>of</strong> Engineering Geology, Vol. 60/1-4, p.235-244.<br />

13. Houlsby G.T. and Sharma R.S. (1999). “A conceptual model for the yielding<br />

and consolidation <strong>of</strong> clays”. Géotechnique, Vol. 49, No.4, p. 491-501.<br />

� Serving on the Editorial Board, Journal <strong>of</strong> Geotechnical and<br />

Geoenvironmental Engineering ASCE.<br />

� Serving on the Editorial Board, International Journal <strong>of</strong> Geotechnical and<br />

Geological Engineering.<br />

� Member, Technical Committee TC6 (Unsaturated Soils), International<br />

Society for Soil Mechanics and Geotechnical Engineering.<br />

� Technical Committee member for the International Conference on<br />

Unsaturated Soils UNSAT 2006, Phoenix, Arizona.


Associate Pr<strong>of</strong>essor, Civil Engineering<br />

Rowan University<br />

201 Mullica Hill Rd., Glassboro, NJ-08028, USA.<br />

E-mail: sukumaran@rowan.edu<br />

Phone: (001)-856-256-5324; Fax: (001)-856-256-5242<br />

1. Quantification <strong>of</strong> particle morphology in 2-d and 3-d (Sukumaran &<br />

Ashmawy, 2001; Corriveau et al., 2004) [Web page <strong>of</strong> interest:<br />

http://users.rowan.edu/~shreek/share/nsf-cms-3D/]<br />

2. Relationship between particle morphology and shear strength (Sukumaran<br />

& Ashmawy, 2001)<br />

3. Influence <strong>of</strong> particle morphology on hopper flow rate (Sukumaran &<br />

Ashmawy, 2003)<br />

4. Discrete element modeling <strong>of</strong> angular particles (Ashmawy et al., 2003)<br />

5. Particle reconstruction and 3-d discrete element modeling <strong>of</strong> soils: This is<br />

an ongoing study. <strong>The</strong> study focuses on the development <strong>of</strong> automated<br />

image processing algorithms that can estimate 3-D shape-descriptors for<br />

particle aggregates using a statistical combination <strong>of</strong> 2-D shape-descriptors<br />

from multiple 2-D projections. This will eventually be used in a 3-d discrete<br />

element modeling program.


1. Sukumaran, and Ashmawy, A. (2001), "Quantitative Characterization <strong>of</strong><br />

Discrete Particles," Geotechnique, Vol. 51, No. 7, pp. 619-627.<br />

2. Jonathan, Corriveau, Shreekanth Mandayam, and Beena Sukumaran,<br />

(2005), “ 3-D Shape descriptors for geomaterial aggregates using multiple<br />

projective representations,” ASCE Ge<strong>of</strong>rontiers conference, Austin, TX.<br />

3. Sukumaran, B., and Ashmawy, A.K. (2001), “Influence <strong>of</strong> Inherent Particle<br />

Characteristics on the Strength Properties <strong>of</strong> Particulate Materials,” Annual<br />

International Society <strong>of</strong> Offshore and Polar Engineering Conference, Oslo,<br />

Norway.<br />

4. Sukumaran, B., and Ashmawy, A.K. (2003), “Influence <strong>of</strong> inherent particle<br />

characteristics on hopper flow rate,” Powder Technology, Vol 138, pp 46-<br />

50.<br />

5. Alaa K. Ashmawy, Beena Sukumaran, Vinh Hoang (2003), “Evaluating the<br />

Influence <strong>of</strong> Particle Shape on Liquefaction Behavior Using Discrete<br />

Element Modeling,” Annual International Society <strong>of</strong> Offshore and Polar<br />

Engineering Conference, Honolulu, Hawaii.


School <strong>of</strong> Engineering<br />

University <strong>of</strong> Birmingham<br />

Edgbaston<br />

Birmingham B15 2TT, UK<br />

Email – c.thornton@bham.ac.uk<br />

I do not have an obsessive interest in geomechanics although that is the area<br />

from which I evolved. I consider myself to be interdisciplinary but focussed on<br />

my obsession with particle systems be that in the context <strong>of</strong> geomechanics,<br />

particle technology, theoretical physics or general engineering mechanics – I<br />

don’t care. My research group have been active in DEM simulations <strong>of</strong> particle<br />

systems since 1980 and during the last twenty five years we have been willing<br />

to examine any problems – given the appropriate level <strong>of</strong> funding. Currently,<br />

we have three EPSRC funded projects – (i) a geomechanics project in which we<br />

are examining the 3D elastic response <strong>of</strong> granular material, the detailed<br />

<strong>micro</strong>mechanics <strong>of</strong> plane strain deformation and general ‘stress probing’ in 3D<br />

stress space; (ii) a particle technology project in which we are simulating gas-<br />

fluidised beds in order to examine the effect <strong>of</strong> surface energy on the bubbling<br />

and turbulent behaviour <strong>of</strong> beds composed <strong>of</strong>


Pr<strong>of</strong>essor <strong>of</strong> Civil Engineering<br />

Université Joseph Fourier, Grenoble<br />

(Laboratoire Sols, Solides, Structures)<br />

� Graduated in Civil Engineering in 1988 at the University <strong>of</strong> Napoli Federico<br />

II (Italy).<br />

� Obtained a Ph.D. in Geotechnical Engineering in 1994 at the University <strong>of</strong><br />

Roma "La Sapienza" (Italy) presenting a dissertation on "Strain Localization<br />

and Rupture Processes in Stiff Overconsolidated Clays".<br />

� Post-Doctoral Research Fellow at the Department <strong>of</strong> Civil Engineering <strong>of</strong><br />

Northwestern University, Evanston, IL (USA), March 1994 through<br />

September 1995. Projects included experimental and numerical<br />

investigation on undrained instability <strong>of</strong> sand (liquefaction).<br />

� Post-Doctoral Research Fellow at Laboratoire 3S <strong>of</strong> Université J. Fourier,<br />

Grenoble (France), November 1995 through October 1997. Projects<br />

included experimental and numerical investigation on instability <strong>of</strong> stiff<br />

marls.<br />

Experiments on strain localization in saturated sand, clay, and rock; Crack<br />

propagation in rocks; Constitutive behavior <strong>of</strong> rocks and soils, including post-<br />

peak response; Liquefaction <strong>of</strong> sand; Measurement <strong>of</strong> pore water pressure in<br />

the laboratory; Stereophotogrammetry and Digital Images Correlation;<br />

Experimental and Numerical <strong>micro</strong> mechanics; Incrementally non-linear<br />

constitutive models, including hypoplasticity. Numerical methods, including<br />

Finite Elements and Boundary Elements; Soil-structure interaction; Excavations<br />

and tunnels; Analysis and improvement <strong>of</strong> slope stability<br />

1. Finno R.J., Harris W.W, Mooney M.A., Viggiani G. (1997) - Shear Bands in<br />

Plane Strain Compression <strong>of</strong> Loose Sand. Géotechnique, Vol. 47, No. 1, 149-<br />

165.<br />

2. Mooney M.A., Viggiani G., Finno R.J. (1997) - Undrained Shear Band<br />

Deformation in Granular Media. Journal <strong>of</strong> Engineering Mechanics, ASCE,<br />

Vol. 123, No. 6, 577-585.


3. Tamagnini C., Viggiani G., Chambon R., Desrues J. (2000) – Evaluation <strong>of</strong><br />

different strategies for the integration <strong>of</strong> hypoplastic constitutive<br />

equations. Application to the CLoE model. Mechanics <strong>of</strong> Cohesive-Frictional<br />

Materials, Vol. 5, No. 4, 263-289.<br />

4. Tamagnini C., Viggiani G., Chambon R. (2000) - A review <strong>of</strong> two different<br />

approaches to hypoplasticity. In: Constitutive Modelling <strong>of</strong> Granular<br />

Materials, D. Kolymbas editor, Balkema, D. Kolymbas editor, Springer, 107-<br />

145.<br />

5. Viggiani G., Tamagnini C. (2000) – Ground movements around excavations<br />

in granular soils: a few remarks on the influence <strong>of</strong> the constitutive<br />

assumptions on FE predictions. Mechanics <strong>of</strong> Cohesive-Frictional Materials,<br />

Vol. 5, No. 5, 399-423.<br />

6. Viggiani G., Küntz M., Desrues J. (2001) - An experimental investigation <strong>of</strong><br />

the relationship between grain size distribution and shear banding in<br />

granular <strong>materials</strong>. In: Continuous and Discontinuous Modelling <strong>of</strong><br />

Cohesive Frictional Materials, P.A. Vermeer et al. Eds. (Lecture Notes in<br />

Physics, Vol. 568), Springer, 111-127.<br />

7. Tamagnini C., Viggiani G. (2002a) - On the incremental non-linearity <strong>of</strong><br />

soils. Part I: theoretical aspects. Rivista Italiana di Geotecnica, No. 1/02, 44-<br />

61.<br />

8. Bilotta E., Flora A., Lanier J., Viggiani G. (2002) - Experimental observation<br />

<strong>of</strong> the behaviour <strong>of</strong> a 2D granular material with inclusions, Rivista Italiana<br />

di Geotecnica, No. 3/02, 9-22.<br />

9. Calvetti F., Viggiani G., Tamagnini C. (2003) - A numerical investigation <strong>of</strong><br />

the incremental non-linearity <strong>of</strong> granular soils. Rivista Italiana di<br />

Geotecnica (Special Issue on Mechanics and Physics <strong>of</strong> Granular Materials),<br />

No. 3/03, 11-29.<br />

10. Calvetti F., Viggiani G., Tamagnini C. (2003) - Micro<strong>mechanical</strong> inspection<br />

<strong>of</strong> constitutive modelling. Proceedings <strong>of</strong> the International Symposium on<br />

Constitutive Modelling and Analysis <strong>of</strong> Boundary Value Problems, Napoli,<br />

Hevelius, 187-216.<br />

11. Desrues J., Viggiani G. (2004) - Strain localization in sand: an overview <strong>of</strong><br />

the experimental results obtained in Grenoble using<br />

stereophotogrammetry, International Journal for Numerical and Analytical<br />

Methods in Geomechanics, Vol. 28, No. 4, 279 –321.<br />

12. Chambon R., Caillerie D., Viggiani G. (2004) - Loss <strong>of</strong> uniqueness and<br />

bifurcation vs. instability: some remarks. Revue Française de Génie Civil,<br />

Vol. 8, No. 5-6 (Special Issue on Failure, Degradation and Instabilities in<br />

Geo<strong>materials</strong>), 517-535.


13. Viggiani G., Calvetti F., Tamagnini C. (2004) - Micro mechanics <strong>of</strong> the<br />

incremental response <strong>of</strong> virgin and preloaded granular soils to deviatoric<br />

stress probing. In: CDM2004, Continuous and Discontinuous Modelling <strong>of</strong><br />

Cohesive Frictional Materials, P.A. Vermeer et al. Eds., Balkema, 121-133.<br />

14. Viggiani G., Lenoir N, Bésuelle P., Di Michiel M., Marello S., Desrues J.,<br />

Kretzschmer M. (2004) - X-ray <strong>micro</strong> tomography for studying localized<br />

deformation in fine-grained geo<strong>materials</strong> under triaxial compression.<br />

Comptes rendus Mécanique, 332, 819-826.<br />

15. Lanier J., Caillerie D., Chambon R., Viggiani G., Bésuelle P., Desrues J.<br />

(2004) - A general formulation <strong>of</strong> hypoplasticity, International Journal for<br />

Numerical and Analytical Methods in Geomechanics, Vol. 28, No. 15, 1461–<br />

1478.<br />

16. Tamagnini C., Calvetti F., Viggiani G. (2005) - An assessment <strong>of</strong> plasticity<br />

theories for modeling the incrementally non-linear behavior <strong>of</strong> granular<br />

soils. Mathematics and Mechanics <strong>of</strong> Granular Media, ICIAM 2003, Journal<br />

<strong>of</strong> Engineering Mathematics, in print.


Assistant Pr<strong>of</strong>essor<br />

Department <strong>of</strong> Civil and Environmental Engineering<br />

Louisiana State University/Southern University<br />

Baton Rouge, LA 70803, USA<br />

Tel: (225)578-4821; Fax: (225)578-8652; Email: lwang@lsu.edu;<br />

http://www.cee.lsu.edu/facultyStaff/itis.htm<br />

My research interest is in Integrated Microstructure Characterization, Modeling<br />

and Simulation <strong>of</strong> the Behavior <strong>of</strong> Infrastructure Materials. Civil engineering is a<br />

very broad field. A thread that links many areas <strong>of</strong> this field is infrastructure<br />

<strong>materials</strong>: porous medium for both geotechnical and geoenvironmental<br />

engineering, asphalt concrete for transportation engineering, cement concrete<br />

for structure engineering and geo-infrastructures. A large portion <strong>of</strong> the<br />

infrastructure <strong>materials</strong> is stone based composite material. Multiple scale<br />

<strong>micro</strong>structure characterization (including nanoscale structure), modeling,<br />

simulation and visualization <strong>of</strong> the behavior <strong>of</strong> infrastructure <strong>materials</strong> are<br />

fundamental and common to research <strong>of</strong> other <strong>materials</strong> in terms <strong>of</strong><br />

methodology. <strong>The</strong> essence <strong>of</strong> this methodology is the characterization and<br />

representation <strong>of</strong> the real <strong>micro</strong>structure <strong>of</strong> the material, development <strong>of</strong><br />

theoretical models for particle level interactions, and computational simulation<br />

<strong>of</strong> the behavior <strong>of</strong> these <strong>materials</strong>. Use <strong>of</strong> nano indentation system, x-ray<br />

tomography and other imaging tools allows multiple scale material structure<br />

from nanoscale such as clay particle morphology, to <strong>micro</strong> scale such as thin<br />

film <strong>of</strong> asphalt mastics, and to meso scale such as granular/mixture skeleton be<br />

characterized and represented for both discrete and continuum modeling and<br />

numerical simulation. This is the main theme <strong>of</strong> the Partnership for Innovation<br />

project funded by NSF, which applies advanced sensor networks and<br />

information technologies for infrastructure <strong>materials</strong> research. Integration <strong>of</strong><br />

real <strong>micro</strong>structure into modeling and simulation unifies research on different<br />

infrastructure <strong>materials</strong> in methodology.


1. L.B. Wang, J.D. Frost and N. Shashidhar (2001). Microstructure Study <strong>of</strong><br />

Westrack Mixes from X-ray Tomography Images. TRR 1767, pp85-94.<br />

2. L.B. Wang, J.D. Frost and J.S. Lai (2001). Quantification <strong>of</strong> the Doublet<br />

Vector Distribution <strong>of</strong> Granular Materials. ASCE Journal <strong>of</strong> Engineering<br />

Mechanics, Special Issue: Multiple Modeling <strong>of</strong> Damage and Material<br />

Characterization with Microstructure. Vol. 127, No.7, pp 720-729.<br />

3. L.B. Wang, J.D. Frost. and J.S. Lai (2003). 3D Digital Representation <strong>of</strong> the<br />

Microstructure <strong>of</strong> Granular Materials from X-ray Tomography Imaging.<br />

ASCE Journal <strong>of</strong> Computing in Civil Engineering, Vol.18, No.1, pp 28-35.


Department <strong>of</strong> Chemical Engineering<br />

University <strong>of</strong> Cambridge, New Museums Site<br />

Pembroke Street, Cambridge, CB2 3RA, UK<br />

E-mail: diw11@cam.ac.uk<br />

Our interests lie in the deformation behaviour <strong>of</strong> the saturated and near-<br />

saturated systems known as granular pastes, which differ markedly from the<br />

soils which are the primary focus <strong>of</strong> this workshop. Firstly, we are interested in<br />

these <strong>materials</strong> as s<strong>of</strong>t-solids which can be readily extruded to generate<br />

controlled shapes, so they must be able to deform and flow steadily as well as<br />

retain their form when at rest. <strong>The</strong> <strong>materials</strong> can be pharmaceuticals, ceramic<br />

catalysts, herbicide formulations or food products and the length scales can<br />

vary from the sub-millimetre to the centimeter. <strong>The</strong> particles are usually in the<br />

<strong>micro</strong>n range or above and at high solids volume fractions, so that the rheology<br />

is dominated by interparticle contacts. Secondly, these are formulated<br />

products so there is considerable freedom in specifying the properties <strong>of</strong> the<br />

particulate and liquid phases. <strong>The</strong> problem is that there is too much freedom<br />

and the relationships between the bulk and interface rheology <strong>of</strong> these<br />

<strong>materials</strong> and the components is not well established: we are therefore seeking<br />

to construct physically-based models <strong>of</strong> extrusion behaviour and phenomena<br />

which will guide formulation and provide a framework to overhaul the current<br />

reliance on empirical knowledge.<br />

<strong>The</strong>se s<strong>of</strong>t-solids can be modelled as soils or using fluid constitutive models,<br />

but the latter are unable to incorporate the various phenomena that separate<br />

these pastes from more dilute suspensions – particularly the role <strong>of</strong> the liquid<br />

phase. Particular topics which we have been working on are (i) liquid phase<br />

migration; (ii) wall slip; and (iii) fracture. <strong>The</strong> former is a dynamic drainage<br />

problem, where the liquid phase moves past the solids skeleton owing to the<br />

pore pressure generated during the extrusion process and therefore<br />

compromise the process. A concerted study is under way, featuring<br />

experiments on model systems, finite element analysis <strong>of</strong> extrusion using soils<br />

models such as modified Cam Clay and discrete element modeling. It is not<br />

possible to model paste extrusion directly using DEM so here we seek to<br />

develop permeability functions to link the particulate scale into the process<br />

scale.<br />

Wall slip is frequently reported for granular pastes and dense suspensions but<br />

poorly understood and rarely predictable. We have obtained direct evidence<br />

<strong>of</strong> wall slip using novel data interrogation methods and magnetic resonance<br />

imaging: this is an area awaiting <strong>micro</strong>-<strong>mechanical</strong> study in order to be able to<br />

design it in or design it out.


Finally, surface fracture in granular paste systems can be spectacular, as shown<br />

in the Figure, and although the phenomena observed are <strong>of</strong>ten related to those<br />

observed in polymers, there are so many differences that they should be<br />

studied in their own right. Crack propagation and stress relaxation are key<br />

processes in extrudate fracture and a <strong>micro</strong><strong>mechanical</strong> perspective is therefore<br />

needed.<br />

More information on our work, and details <strong>of</strong> publications, can be found on the<br />

Paste and Particle Processing group website:<br />

www.cheng.cam.ac.uk/research/groups/paste.


Civil and Environmental Engineering Department<br />

Rensselaer Polytechnic Institute, Troy, NY 12180<br />

Phone: (518) 276-2836, Fax: (518) 276-4833, E-mail: zeghal@rpi.edu<br />

<strong>The</strong> methodology in evaluating and predicting the response <strong>of</strong> soil systems to<br />

external excitations is on the verge <strong>of</strong> undergoing a significant paradigm shift.<br />

Computational simulations are destined to become more prominent than<br />

empirical approaches and will ultimately become the main tool for analysis and<br />

design <strong>of</strong> civil systems. I believe that future seminal advancements in the fields<br />

<strong>of</strong> soil liquefaction and ground failure are contingent on this paradigm shift,<br />

and that this shift requires a <strong>micro</strong>-<strong>mechanical</strong> methodology.<br />

Saturated granular soils are multi-phase mixtures <strong>of</strong> mineral particles and fluids<br />

filling the pores. Such soils exhibit a highly complex nonlinear response dictated<br />

by interactions between particles and at fluid–particle interfaces. <strong>The</strong>se<br />

interactions are marked by the solid and fluid phase dissimilar physics and<br />

engender mechanisms <strong>of</strong> multiple spatial and temporal scales. Liquefaction and<br />

instability phenomena occur when the forces exerted by the fluid on the<br />

particles approach or counterbalance the inter-granular forces. <strong>The</strong>se<br />

phenomena include changes in soil state from a solid to presumably a heavily<br />

viscous suspension. <strong>The</strong> characteristics <strong>of</strong> this state transition as well as the<br />

nature and <strong>mechanical</strong> properties <strong>of</strong> this suspension are generally difficult to<br />

assess experimentally and remain obscure.<br />

My interests in <strong>micro</strong>-aeromechanics reflects my conviction that a realistic<br />

modeling <strong>of</strong> the liquefaction and failure <strong>of</strong> saturated granular soils may be<br />

achieved by using a multi-scale, multi-physics coupled formulation capable <strong>of</strong><br />

accounting for the skeleton discrete deformation, pore fluid flow and resultant<br />

interactions (Fig. 1). In this regard, I have used a continuum-discrete fluid-<br />

particle model to idealize the dynamic response and liquefaction <strong>of</strong> saturated<br />

granular soils on the basis <strong>of</strong> <strong>micro</strong>-<strong>mechanical</strong> considerations. I have also used<br />

such a model to investigate the failure mechanisms <strong>of</strong> saturated cemented<br />

granular soils. <strong>The</strong> conducted investigations shed light on a number <strong>of</strong> salient<br />

dynamic soil response mechanisms that have remained obscure and eluded<br />

experimentation.


1. Zeghal, M. and El Shamy, U., A Continuum-Discrete Hydro<strong>mechanical</strong><br />

Analysis <strong>of</strong> Granular Deposit Liquefaction, International Journal for<br />

Numerical and Analytical Methods in Geomechanics, Vol. 28, No. 14, pp.<br />

1361- 1383, 2004 (http://www3.interscience.wiley.com/cgi-<br />

bin/jissue/109609806).<br />

2. El Shamy, U. and Zeghal, M., A Micro-Mechanical Study <strong>of</strong> the Seismic<br />

Response <strong>of</strong> Saturated Cemented Deposits, Journal <strong>of</strong> Earthquake<br />

Engineering, Vol. 9 (Special Issue 1 on Geotechnical Earthquake<br />

Engineering), May 2005.<br />

Figure 1. A schematic <strong>micro</strong>scopic view <strong>of</strong> fluid flow through the pores <strong>of</strong> granular soil<br />

deposit and associated continuum-discrete model.

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