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Ch 32, p.50 RULES OF PROFESSIONAL CONDUCT May 2012<br />

limits within which an advocate may proceed. However, the law is not always clear and never is<br />

static. Accordingly, in determining the proper scope <strong>of</strong> advocacy, account must be taken <strong>of</strong> the law’s<br />

ambiguities and potential for change.<br />

[2] The filing <strong>of</strong> an action, defense, or similar action taken for a client is not frivolous merely<br />

because the facts have not first been fully substantiated or because the lawyer expects to develop vital<br />

evidence only by discovery. What is required <strong>of</strong> lawyers, however, is that they inform themselves<br />

about the facts <strong>of</strong> their clients’ cases and the applicable law and determine that they can make good<br />

faith arguments in support <strong>of</strong> their clients’ positions. Such action is not frivolous even though the<br />

lawyer believes that the client’s position ultimately will not prevail. The action is frivolous, however,<br />

if the lawyer is unable either to make a good faith argument on the merits <strong>of</strong> the action taken or<br />

to support the action taken by a good faith argument for an extension, modification, or reversal <strong>of</strong><br />

existing law.<br />

[3] The lawyer’s obligations under this rule are subordinate to federal or state constitutional law<br />

that entitles a defendant in a criminal matter to the assistance <strong>of</strong> counsel in presenting a claim or<br />

contention that otherwise would be prohibited by this rule.<br />

[Court Order April 20, 2005, effective July 1, 2005]<br />

Rule 32:3.2: EXPEDITING LITIGATION<br />

A lawyer shall make reasonable efforts to expedite litigation consistent with the interests <strong>of</strong><br />

the client.<br />

Comment<br />

[1] Dilatory practices bring the administration <strong>of</strong> justice into disrepute. Although there will be<br />

occasions when a lawyer may properly seek a postponement for personal reasons, it is not proper for<br />

a lawyer to routinely fail to expedite litigation solely for the convenience <strong>of</strong> the advocates. Nor will<br />

a failure to expedite be reasonable if done for the purpose <strong>of</strong> frustrating an opposing party’s attempt<br />

to obtain rightful redress or repose. It is not a justification that similar conduct is <strong>of</strong>ten tolerated by<br />

the bench and bar. The question is whether a competent lawyer acting in good faith would regard<br />

the course <strong>of</strong> action as having some substantial purpose other than delay. Realizing financial or other<br />

benefit from otherwise improper delay in litigation is not a legitimate interest <strong>of</strong> the client.<br />

[Court Order April 20, 2005, effective July 1, 2005]<br />

Rule 32:3.3: CANDOR TOWARD THE TRIBUNAL<br />

(a) A lawyer shall not knowingly:<br />

(1) make a false statement <strong>of</strong> fact or law to a tribunal or fail to correct a false statement <strong>of</strong><br />

material fact or law previously made to the tribunal by the lawyer;<br />

(2) fail to disclose to the tribunal legal authority in the controlling jurisdiction known to<br />

the lawyer to be directly adverse to the position <strong>of</strong> the client and not disclosed by opposing<br />

counsel; or<br />

(3) <strong>of</strong>fer evidence that the lawyer knows to be false. If a lawyer, the lawyer’s client, or a<br />

witness called by the lawyer, has <strong>of</strong>fered material evidence and the lawyer comes to know <strong>of</strong> its<br />

falsity, the lawyer shall take reasonable remedial measures, including, if necessary, disclosure<br />

to the tribunal. A lawyer may refuse to <strong>of</strong>fer evidence, other than the testimony <strong>of</strong> a defendant<br />

in a criminal matter, that the lawyer reasonably believes is false.<br />

(b) A lawyer who represents a client in an adjudicative proceeding and who knows that a<br />

person intends to engage, is engaging, or has engaged in criminal or fraudulent conduct related<br />

to the proceeding shall take reasonable remedial measures, including, if necessary, disclosure<br />

to the tribunal.<br />

(c) The duties stated in paragraphs (a) and (b) continue to the conclusion <strong>of</strong> the proceeding,<br />

and apply even if compliance requires disclosure <strong>of</strong> information otherwise protected by rule<br />

32:1.6.<br />

(d) In an ex parte proceeding, a lawyer shall inform the tribunal <strong>of</strong> all material facts known<br />

to the lawyer that will enable the tribunal to make an informed decision, whether or not the<br />

facts are adverse.

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