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WORLD METEOROLOGICAL ORGANIZATION<br />

TECHNICAL NOTE No. 98<br />

ESTIMATION<br />

<strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

Report of a working group of the Commission for Hydrometeorology<br />

<strong>WMO</strong> -No. 233.TP.126<br />

Secretariat of the World Meteorological Organization • Geneva • Switzerland<br />

1969


© 1969, World Meteorological Organization<br />

NOTE<br />

The designations employed and the presentation of the material in this publication do not<br />

imply the expression of any opinion whatsoever on the part of the Secretariat of the World<br />

Meteorological Organization concerning the legal status of any country or territory or of its<br />

authorities, or concerning the delimitation of its frontiers.<br />

Editorial note: This publication is an offset reproduction of a typescript submitted by the<br />

authors.


PREFACE<br />

The preparation of this Technical Note was an exercise in international collaboration.<br />

The Working Group had been asked to give as many examples from various countries<br />

of the worJ,.d as possible. It was perhaps inevitable that the majority of examples would be<br />

drawn from those countries whose experts were members of the Working Group. The reader will<br />

note, however, that there has been a conscious effort to include references and examples<br />

from other countries as well. It was also inevitable that, for solving some problems, more<br />

than one technique is presented, reflecting procedures and practices in different countries.<br />

It is hoped that the reader will find this an enrichment of the text rather than a complication.<br />

In addition to the official members of the Working Group, there were several<br />

"unofficial" Working Group members who contributed substantially to the Technical Note. .In<br />

particular, Chapter 5 was written by Prof. A. F. Jenkinson, of University College, Nairobi,<br />

Kenya.and Section 4.4 by David Rockwell, Corps of Engineers, U.S. Army, Portland, Oregon,<br />

U.S.A. The members of the Working Group were Mr. R. Arlery (France), Mr. S. BanerJi (India),<br />

Mr. D. J. Bargman (East Africa), Mr. J. P. Bruce (Canada chairman),.Dr. A. G. Kovzel<br />

(U.S.S.R.), Dr. V. Kfiz (Czechoslovakia), Mr. V. A. MYers (U.S.A.).<br />

It is the hope of the WOrking Group that hydrologists and hydrometeorologistsin<br />

many countries will benefit from this summary of techniques, both physical and statistical,<br />

for estimation of design floods.<br />

J. P. Bruce (Chairman)


VI<br />

CHAPTER 6 (continued)<br />

CONTENTS<br />

6.3 Methods of applying probability distributions •..•.•.............•......•..••• 232<br />

6.4 Making use of historical flood data •...•....•••...••••.••.............•.•...• 237<br />

6.5 Analyses for rivers with two flood regimes .•......•..••..... ......•.••..••.•• 239<br />

6.6 Peak discharge probabilities for ungauged locations •.....••.•..... ...••...••• 241<br />

CHAPTER 7 - USES <strong>OF</strong> METEOroLOGICAL DATA IN ESTIMATING FLOOD FREQUENCIES<br />

7.1<br />

7.2<br />

Introduction ..•.....•......•..••...••....•..••....••.•.•...•..•..•••••......•<br />

Small impervious areas ......................- .<br />

7.3 Multiple influences in streamflow frequencies for natural basins •....•..•....<br />

7.4 Historical series method ....................................... e.••••••••••••••<br />

7.5<br />

7.6<br />

Historical series method for very large basins •.......•••..•.......••••....••<br />

Joint probability method ........................................................<br />

Annexes<br />

I. Procedures Used in U.S.S.R. for Computation of Maximum Discharge of<br />

Snowmelt Floods with Little or No Hydrometric Data ••...••.. ...•.•..•.•••.•••• 269<br />

II. Methods of estimating probable maximum runoff according to the maximum<br />

intensity of precipitation or snowmelt ........•. 281<br />

263<br />

263<br />

263<br />

264<br />

265<br />

266


2 ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

that if the structure is to last 100 years, the chance of a lOO-year<br />

return period flood occurring within its lifetime is 63%. That is the<br />

lOO-year structure, designed for a lOO-year flood, is designed with a<br />

63% chance that its capacity will be exceeded. Extending the analysis<br />

further, in order to have only a 5% chance that the structure's capacity<br />

. will be exceeded, the engineer must design fora 1950-year return period<br />

flood. The unreliability of estimates of the magnitude of such rare<br />

events by statistical means from relatively short periods of observational<br />

records, and the need for very safe design criteria particularly for<br />

structures which are upstream from populated areas, has led to increasing.<br />

use of physical analyses of design floods. Indeed where earth-fill<br />

construction is used upstream from urban centres, many engineers are of<br />

the opinion that the spillways should be designed to pass the physical<br />

upper limits to flood flows which the basin above the dam site is capable<br />

of producing. The greater part of this Technical Note (chapters 2-4) is<br />

concerned with physical analysis estimates of extreme floods.<br />

Since,. aside from those caused by earthquakes and landslides,<br />

major floods are a result of meteorological conditions, such physical<br />

analyses start with meteorological studies. In all climatic zones this<br />

involves estimation of maximum snow accumulation and melt rates. Where<br />

the rainfall studies are directed towards estimation of the physical upper<br />

limits to storm rainfall in a basin or region, the resulting_estimates<br />

are usually called the "probable maximum storm" or "probable maximum<br />

precipitation". vlhen converted into flood flows by one of the methods<br />

outlined in chapter 4, the resulting flood is known as the "probable<br />

maximum flood". Another, less widely used set of terms is "standard'<br />

project storm and flood". These terms are used to denote the largest


CHAPTER 1<br />

storm that has occurred in a-climatically homogeneous region and is<br />

considered to be reasonably typical of that region, and the flood that<br />

would result if such a storm was centred on a basin _within this region.<br />

A better understanding of the significance of these terms will be obtained<br />

by a study of the methods of estimating the magnitude of these extreme<br />

events and the application of such estimates, as outlined in subsequent<br />

chapters.<br />

Throughout the Technical Note, examples are given from various<br />

parts of the world covering as many of the major climatic zones as proved<br />

feasible.<br />

It should be emphasized that the final selection of design<br />

criteria for any structure involves economic and even moral and political<br />

considerations in addition to those of a hydrologic nature. The job of<br />

the hydrologist and hydrometeorologist is to provide the data and analyses<br />

needed to permit intelligent assessment of the flood potential of the<br />

site in question. It is our hope that this Technical Note will contribute<br />

to an improvement in analysis procedures and practices in the world, and<br />

to a better understanding of the importance of hydrological analyses in<br />

safe and efficient design of river structures.<br />

1.2 Glossary of Terms<br />

A selection of technical terms employed in sections 2.1 to 2.6<br />

is listed below for the convenience of the reader, with either their<br />

corresponding definition or a paragraph reference to a definition found<br />

in the text. In general, the terms defined here are common to all of<br />

meteorology while the terms defined in the text belong primarily to<br />

the specialties of rainfall maximization or analysis.<br />

adiabatic chart - a thermodynamic diagram employed by meteorological services<br />

3


CaAPTER 1 5<br />

isohyet-area graph - a curve derived from an isohyetal chart depicting the<br />

isohyetal values vs. the area enclosed within each isohyet. (2.2.8.5)<br />

lapse rate - the rate at which temperature in the atmosphere changes in<br />

the vertical; either aT/ah or- aT/ap where T is temperature, h height, and<br />

P pressure.<br />

mass curve - a plot of accumulated depth of precipitation at a point or<br />

averaged over a desired area against time. Also see paragraph 2.2.6.<br />

mixing ratio - the dimensionless ratio of mass of water vapor to mass of<br />

dry air with which it is mixed<br />

w = .622<br />

e<br />

p-e<br />

where w is mixing ratio, p atmospheric pressure, e vapor pressure, and<br />

.622 is the ratio of the molecular weight of water to the average molecular<br />

weight of dry air. Also given in gm kg-I, and is then 1000 times above<br />

value. Similar to specific humidity.<br />

moisture maximization - the process of adjusting storm precipitation<br />

upward to a theoretical value that would have pertained if the moisture<br />

content of the air had been at the maximum for the location and season but<br />

other storm conditions had remained unchanged.<br />

precipitable water - the total atmospheric water vapor contained in a<br />

vertical column extending between two specified levels, or if unspecified,<br />

from the surface to the top of the atmosphere. Expressed as the depth of<br />

liquid water of equal mass over an area equal to the cross-sectional<br />

area of the column. Also called liquid equivalent of water vapor.<br />

1<br />

gp f qap<br />

where w = precipitable water, g is acceleration of gravity, q specific<br />

humidity, P pressure, and a density of liquid water. One set of consistent


6 ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

units fulfilling this formula are cm for w, mb for P, g kg- l<br />

-2 -3<br />

cm sec for g, and gm cm for d<br />

for q,<br />

-2 -3<br />

g = 980 cm sec ,d = 1.0 gm cm<br />

probable maximum precipitation - "The theoretical greatest depth of<br />

precipitation for a given duration that is physically possible over a<br />

particular drainage area at a certain time of year."*<br />

rain profile - a form of isohyet-area graph in which the area enclosed<br />

by an isohyet is replaced by the radius of a circle of equal area. (2.2.8.6)<br />

rawin - a method of measuring upper-air winds by tracking a balloonborne<br />

target \vith radar, or radio direction-finder. Possesses the advantage over<br />

the earlier visual tracking of pilot balloons in that observations are not<br />

limited by clouds or precipitation.<br />

saturation adiabat - a curve on a thermodynamic diagram depicting the<br />

saturation adiabatic lapse rate.<br />

saturation adiabatic lapse rate - the theoretical rate at which the<br />

temperature of a rising saturated air parcel decreases, with the following<br />

assumptions. (1) adiabatic, that is no heat exchange by radiation or<br />

conduction between particle and environment. (2) water vapor in excess<br />

of saturation immediately condenses to liquid. (3) latent heat released<br />

by condensation warms the air. The saturation adiabatic lause rate is<br />

normally closely approximated in clouds of marked vertical development<br />

such as cumulus, cumulonimbus, or deep layers of altostratus.<br />

sequential maximization - reducing the observed elapsed time between<br />

storms to develop a hypothetical severe precipitation sequence. (2.4.1.5)<br />

* from Glossary of Meteorology, American Meteorological Society, Boston,<br />

Nass., USA, 1959.


CHAPTER 1<br />

spatial maximization - reducing the distance between precipitation storms<br />

or storm bursts to develop a hypothetical severe precipitation sequence.<br />

(2.4.1.5).<br />

specific humidity - the dimensionless ratio of the mass of water vapor to<br />

the total mass of humid air.<br />

e<br />

q = .622 P<br />

where q is specific humidity, P atmospheric pressure, e vapor pressure,<br />

and .622 is the ratio of the molecular weight of dry air. Specific humidity<br />

is also given- in g k -1, and is then 1000 times the above value. For most<br />

practical purposes may be interchanged with mixing ratio.<br />

composite maximization - developing hypothetical severe precipitation events<br />

by joing together storms or storm bursts. Comprised of sequential maximiza-<br />

tion and spatial maximization.<br />

storm transposition - moving a storm from its place of occurrence to a basin<br />

under study in representation of a possible future storm at the latter<br />

location.<br />

wet-bulb potential temperature - the temperature an air parcel would have<br />

if cooled dry adiabatically from its initial state to saturation, and thence<br />

brought to 1000 mb. by a saturation-adiabatic process. The wet-bulb potential<br />

temperature is constant along a saturation adiabat, and thereby may be used<br />

as a label for such a curve. Same as 1000-mh. dew point in many hydro-<br />

meteorological writings.<br />

1


2.1 Physical Models of Rainstorms<br />

CHAPTER 2<br />

MAXIMlThi RAINFALL<br />

2.1.1.1 Two rainstorm models are described here, a general<br />

model and a model for orographic rainfall on the windward side of mountain<br />

ranges.<br />

Further details on the first model relating to moisture maximization<br />

of storms are found in chapter 2.4. A list of definitions of terms used in<br />

chapters 2.1 to 2.6 is found in section 2.1.4.<br />

The convergence model<br />

2.1.2.1 The convergence model focuses attention on the following<br />

three properties of precipitation storms: (a) humid air converges quasi­<br />

horizontally toward the storm area; (b) the humid air rises; (c) the humid<br />

air cools by adiabatic expansion, forcing water vapor in excess of saturation<br />

from the gaseous to the solid or liquid form. This general model applies<br />

to all scales of storms from the individual thunderstorm to the large-area<br />

rain associated with a tropical or extra-tropical cyclone.<br />

2.1.2.2 The theoretical interrelationship of convergence,<br />

vertical motion,and condensation is known. To whatever precision either<br />

the convergence at the various levels in -the atmosphere or the vertical<br />

motion should be kno\vn or assumed, averaged over some definite time and<br />

space, the other could be calculated to equal precision from the principle<br />

of continuity of mass. The yield of precipitation by'adiabatic cooling<br />

of air of a certain water vapor content is also knmvn to a high degree<br />

of precision. Observations confirm that the theoretical saturated<br />

9


10 ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

adiabatic lapse rate of temperature of ascending saturated air from<br />

which precipitation yield is calculated is closely approximated in<br />

deep, precipitating clouds. The higher the specific humidity, the greater<br />

the precipitation yield for a given decrease in pressure. Thus the model<br />

clarifies the concept that intense rainfall over a basin results from the<br />

combination of intense rate of convergence of air (or maximum vertical<br />

motion) and high water vapor content. The extreme rainfall would result<br />

from the extreme combination.<br />

2.1.2.3 There is a problem in estimating maximum<br />

rainfall with th"e convergence model. Maximum water vapor content<br />

of the air can be estimated with acceptable reliability for all<br />

seasons for most parts of the world by appropriate interpretation<br />

of climatological data. But there is neither an empirical nor a<br />

satisfactory theoretical basis for assigning maximum values to either<br />

convergence or vertical motion. Direct measurement of these variables<br />

has been elusive. The solution to this dilemma is to use observed<br />

rainfall as an indirect measure of convergence and vertical motion.<br />

Extreme rainfalls are the indicators of maximum rates of convergence<br />

and vertical motion in the atmosphere. The convergence and vertical<br />

motion are jointly called the precipitation "mechanism".<br />

2.1. 2.4 Extreme "mechanisms" from extreme storms are then<br />

transposed to basins under study without the necessity of calculating<br />

the magnitude of the convergence and vertical motion explicitly.<br />

Rather, the observed rains in storms are adjusted to values over the<br />

basin by attention to the following questions. (a) Can each<br />

observed storm be transposed to the study basin, that is, can the<br />

. .<br />

"mechanism" which produced the storm be shifted to the basin? The


CHAPTER 2<br />

answer to this is found ina synoptic meteorology approach, discussed<br />

in chapter 2.3 on storm transposition. (b) Dpon transposing an<br />

observed storm to the study basin, what is the maximum moisture<br />

content of the air that the transposed mechanism could be expected<br />

to operate upon to produce precipitation? How much would the precip­<br />

itation in these circumstances exceed that observed in the actual<br />

storm? This adjustment is calculated from the phvsics of the moist<br />

adiabatic process and is discussed in chapter 2.4. Cc) Hhat assurance<br />

is there that a maximum "mechanism" has been introduced by this indirect<br />

'process of transposing and adjusting rainstorms? To ensure this, a<br />

sufficient number of intense rainstorms must be transposed and<br />

adjusted to the basin and the resulting adjusted storm rainfall<br />

magnitudes enveloped. The difficult question of what is "sufficient"<br />

is discussed at the end of chapter 2.4.<br />

2.1.2.5 The most simplified technique for carrying<br />

out the process described in the preceding paragraph is to divide<br />

the precipitation in a storm (in tilillimeters) by the precipitable<br />

water in the surrounding air (also in millimeters) and obtain a<br />

dimensionless ratio that is a measure of the efficiency with which<br />

the "mechanism" produces precipitation from water vapor. Various<br />

names have been applied to this ratio. In some reports of the D.S.<br />

Weather Bureau (24),(30), this is called a P/M ratio, standing for<br />

"precipitation/moisture." A "P/H ratio" thus determined is related<br />

to a specific duration, location, and area of the rainfall value<br />

used for IIp''. P/M ratios may be smoothed and enveloped geographically,<br />

seasonally, and over storm duration, to obtain characteristic maximum<br />

values. Multiplication of a maximum ratio of this nature by the<br />

11


CHAPTER 2<br />

(g) Calculate the rate of precipitation generation within the<br />

layer from<br />

where<br />

R<br />

t<br />

R rainfall in centimeters in time t in hours.<br />

V wind speed in km/hr. at inflow.<br />

P depth of layer in millibars at inflow.<br />

x<br />

(2.2)<br />

-1<br />

q ,q = specific humidity of air in gm kg at inflow and outflml7<br />

a e<br />

respectively. q is found from qa on an adiabatic chart by proceeding<br />

e<br />

up a moist adiabatic from the inflow pressure to the outflow pressure<br />

atcenter of the layer.<br />

-2<br />

g acceleration of gravity (980 cm sec).<br />

-3<br />

p density of water = 1.0 gm cm<br />

X horizontal distance from foot to crest of mountain, km. The total<br />

precipitation is the sum of that generated in the several layers.<br />

2.1.2.4 Distribution of precipitation along slope. The<br />

calculated distribution of the precipitation along the slope is obtained<br />

by constructing trajectories of the precipitation - rain or snow -<br />

from point of formation down to the ground (figure 2.1). Each segment<br />

of a trajectory is the vector sum of the wind and the assumed terminal<br />

velocity of the raindrop or snowflake* as in figure 2.2. Snow falls<br />

* Terminal velocities vary with raindrop and snowflake dimensions.<br />

Acceptable averages are about 6 meters per second for raindrops<br />

and 1.5 meters per second for snowflakes (24 p. 53-54).<br />

15


SNOW<br />

TERMINAL<br />

VelOCITY<br />

RAIN<br />

TERMINAL<br />

VELOCITY<br />

CHAPTER 2<br />

SNOW<br />

TRAJECTORY<br />

RAIN<br />

TRAJECTORY<br />

Figure 2.2 - Construction of raindrop and snowflake trajectories<br />

17


18 ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

2.2 Analysis of Storm Rainfall Data<br />

2.2.1 The need for volumetric rainfall data. Rainfall is<br />

measured, and tabulated in the usual climatological records, at<br />

isolated points on the surface of the earth. Floods, however, result<br />

from substantial volumes of rain spread out over a substantial fraction<br />

of a basin or all of it. Thus any appraisal of storm rainfall for the<br />

purpose of estimating flood magnitudes is concerned with rainfall<br />

volumes, expressed as average depths (in millimeters or inches) over<br />

specified sizes of area (in square kilometers or square miles) falling<br />

in specified intervals of time.<br />

2.2.2 Depth-duration-area values. Point rainfall measure-<br />

ments are commonly accepted as presenting the average depth over a<br />

few squalre kilometers. For larger areas,valumetric storm rainfall<br />

values are obtained by an integratic;m of point rainfall values. Usually,<br />

the largest. values of precipitation averaged within selected sizes of<br />

area and in selected durations within a storm are abstracted from the<br />

complete array of such depth-duration-area values (commonly abbreviated<br />

DDA values) and are presented in graphical or tabuclar form as the<br />

principal end product of the analysis.<br />

2.2.3 Treatment of analvsis . of storm rainfall data in<br />

this Note. This section of the Technical Note is restricted to<br />

discussing the p-urposes and characteristics of storm rainfall data<br />

in the DDA. form, as the <strong>WMO</strong> is issuing a separate manual describing<br />

in detail the procedures for computing such values. The purposes<br />

and characteristics of DDA analyses can be clarified by a review of<br />

some of the history of their development. Certain developments in<br />

the United States of America are reviewed in sections 2.2.4 and 2.2.5


CHAPTEli 2 21<br />

In constructing mass curves for such an analysis, the analyst considers<br />

all possible clues. These clues include comparison with adjacent<br />

recorder mass curves, noting of any times of beginning and ending<br />

of precipitation or miscellaneous corrnnents (such as "rain heaviest<br />

in the afternoon") on observational forms, and weather maps. When<br />

the rainfall can be associated with synoptic features that are<br />

depicted on weather maps, these in turn give clues to the time<br />

distribution of the rainfall 'and progression of rainfall centers<br />

through the storm area. These techniques have been surrnnarized in<br />

a report (22).<br />

One mass curve of figure 2.4 depicts the trace from a<br />

recorder (Cincinnati). The 'other two mass curves, from stations<br />

with daily measurements at 7a.m. and 5.p.m. respectively, are<br />

constructed by taking the recorder chart observation as a guide.<br />

2.2.7 Isohyetal charts<br />

2.2.7.1 Flat terrain. In flat terrain isohyets are<br />

generally drawn smoothly, interpolating between stations. The<br />

interpolation should not be excessively mechanical.<br />

2.2.7.2 Mountainous terrain. In mountainous regions<br />

the simple interpolation technique would yield unsatisfactory isohyets.<br />

Yet to prepare a valid isohyetal pattern in a mountainous region is<br />

not easy. One commonly used procedure is the isopercental technique,<br />

excellent under certain limited conditions stated in the next paragraph.<br />

This method requires a base chart of either mean annual precipitation,<br />

or preferali1.y mean precipitation for the season of the storm, such<br />

as winter r summer, or monsoon months. In this method the ratio qf


28 ESTIMATION.<strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

the storm precipitation to the mean annual or mean seasonal precipi­<br />

tation (base precipitation) is plotted at each station. Isolines<br />

are drawn smoothly to these numbers. The ratios on the lines are<br />

then multiplied by the original base chart values at a large number<br />

of points to yield the storm isohyetal chart. Thus the storm<br />

isohyetal gradients and locations of centers tend to resemble the<br />

features of the base chart, which in turn is influenced by terrain.<br />

The first requirement for success of the isopercental<br />

technique is that a reasonably accurate mean annual or mean seasonal<br />

precipitation chart be available as a base. The base chart is of<br />

more value if it contains precipitation stations in addition to<br />

those reporting in the storm than if both charts are drawn exclusively<br />

from data observed at the same stations. The value of the base chart<br />

is also enhanced, in regions where the runoff of streams is a large<br />

percentage of the precipitation, if the precipitation shown on the<br />

chart has been adjusted not only for topographic factors, but also<br />

adjusted to agree with seasonal streamflow. In regions where a<br />

large percentage of the precipitation evaporates adjustment to<br />

runoff volumes would be of dubious value.<br />

An additional requirement for success of the isopercental<br />

technique is that most of the annual or seasonal precipitation in<br />

the region result from storms with relatively the same wind direction,<br />

and from storms with minimal convective activity. Under these<br />

circumstances an individual storm will have a strong resemblance<br />

to the mean chart, as the latter is an average of kindred storms.<br />

In the Tropics with the dominance of convective activity<br />

and with lighter winds, the isopercental technique is of less value


CHAPTER 2<br />

these purposes. The isohyetal chart may be a simple one since its<br />

primary function is to identify the storm location. Routinely<br />

available weather maps may be sufficient to identify the storm causes,<br />

particularly if the precipitation is closely associated with either<br />

a tropical or an extratropical cyclone. In other instances a detailed<br />

analysis may be necessary to identify causes.<br />

In the Tropics it is often difficult to associate<br />

precipitation clearly with features on the available weather maps.<br />

2.3.3.2 Region of influence of storm type. The second<br />

step is to delineate the region in which the meteorological storm<br />

type identified in step I is both common and important as a producer<br />

of precipitation. This is accomplished by survey of a long series<br />

of weather charts. The daily Northern Hemisphere weather charts<br />

(23) are suitable for this purpose over much of the Northern Hemisphere<br />

outside the Tropics. Tracks of tropical and extratropical cyclones<br />

are generally available in published form to indicate the regions<br />

in which these storms are frequent.<br />

2.3.3.3 Topographic controls. The third step is to<br />

delineate topographic limitations on transposability. Coastal<br />

storms are transposed along the coast, but only a limited distance<br />

inland. Inland storms are so placed that major mountain barriers<br />

do not block the inflow of moisture from the sea unless this circum­<br />

stance was present in the original location of the storm. Transposition<br />

behind moderate and small barriers is taken care of by storm adjustment<br />

(see below). Some limitation is placed on latitudinal transposition<br />

in order not to involve excessive changes in air mass characteristics.<br />

37


38<br />

ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

2.3.3.4 Final step. The final step in transposition is<br />

to apply transposition adjustments discussed in the next section.<br />

Transposition adjustments<br />

2.3.4.1 Moisture adjustment for location. The moisture<br />

available in the atmosphere for production of precipitation is an<br />

'important factor in the maximum precipitation that may be expected<br />

in different regions. The extreme demonstration of this is a<br />

comparison of precipitation in polar regions with tropical regions.<br />

It is customary in transposing storms to apply an adjustment for<br />

moisture. This is derived from charts of enveloping dew point<br />

values, reduced to a common elevation. Such dew point maps are<br />

discussed in section 2.4, on maximization. The dew points are<br />

converted to precipitable water in a saturated pseudo-adiabatic<br />

atmosphere from the ground to some great height by figure 2.9. The<br />

transposition adjustment is then the ratio of the precipitable water<br />

for the enveloping dew point at the transposed location to that<br />

where the storm occurred.<br />

where<br />

r<br />

RI observed precipitation in a storm, for a particular duration<br />

and size of area.<br />

R 2 = precipitation adjusted for transposition.<br />

r transposition adjustment.<br />

W l<br />

precipitable water in a saturated pseudo-adiabatic atmosphere<br />

from ground to some great height, corresponding to maximum<br />

surface dew point at location of storm occurrence.<br />

(1)<br />

(2)


CHAPTER. 2<br />

regions with greater frequency than over adjacent valleys is well<br />

knovTn. Above 1500 meters the decrease in available moisture becomes<br />

over-riding and an elevation adjustment is applied for transposition<br />

based on precipitable water. In making such adjustments, the effective<br />

elevation of the ground at the place of occurrence of the storm and<br />

in the transposed position are employed rather than the precise point<br />

elevations, to allow for the fact that a thunderstorm draws in moisture<br />

from some distance away. The effective elevation is either<br />

the average ground elevation over some tens of square kilometers<br />

surrounding a location, or the average elevation over a specified<br />

sector five to ten kilometers long in the downhill direction only.<br />

4. On broad, gradually sloping plains, such as the Plains region<br />

extending from Texas and Oklahoma northward, the relocation adjust­<br />

ment for transposition is applied as described in paragraph 2.3.4.1<br />

but no explicit additional adjustment for elevation is made. However,<br />

elevation change of more than 700 meters is generally avoided.<br />

Local or regional studies of ·available storm precipitation<br />

should influence any elevation adjustments. For example, it is not<br />

known prior to study of a particular tropical region whether the<br />

most intense precipitation from the deep moist air mass occurs at<br />

low elevations from ready triggering of convection or at higher<br />

elevations from other effects.<br />

2.3.4.6 Climatological adjustments. Other factors besides<br />

topography and moisture effect storm magnitudes. The action of these<br />

factors is suggested by such climatological charts as mean annual<br />

precipitation, maximum observed values of point precipitation, and<br />

heavy rainfall frequency charts. An example of the latter would be<br />

43


CHAPTER 2<br />

theory in constructing frequency maps) and integrates many factors<br />

not all of which can be identified.<br />

2.3.4.8 The recommended procedure for using climatological<br />

charts as guides to transposition is:<br />

(a) Select the climatological chart that is most strongly<br />

influenced by storms of the type to be transposed.<br />

r', from:<br />

(b) Calculate a tentative transposition adjustment ratio,<br />

r' = F IF<br />

2 1<br />

where F l and F 2 are the climatological rainfall values at the location<br />

of storm occurrence and the transposed location, respectively.<br />

(c) Regard r' as the outer limit of the transposition adjustment<br />

and subjectively adjust to a value, r, closer to 1.0 on the basis<br />

of judgment. (Increase r' if less than 1.0, decrease if more than<br />

1.0). The full adjustment, r', would more often be used as a<br />

transposition adjustment to develop some lesser category of design<br />

storm such as "Standard Project" storm than to develop PMP.<br />

Reference distance procedure for moisture adjustment<br />

2.3.4.9 An alternate procedure for moisture adjustment for<br />

relocation to that described in paragraph 2.3.4.1 is to use as an<br />

index of the moisture in a storm, not the observed surface dew points<br />

at the center of the storm, but rather such dew points at some<br />

distance from the storm as much as several hundred kilometers, in<br />

the direction from which the moist air enters the storm. This<br />

procedure is particularly appropriate with winter cyclones. The dew<br />

points are from the warm sector of the cyclone regardless of whether<br />

the precipitation occurs there or, more typically, north of the<br />

(5)<br />

45


CHAPTER 2 47<br />

warm front with cold air at the surface. In this circumstance<br />

the surface dew points near the storm are not representative<br />

of the moisture flowing into the storm. At the transposed location<br />

the same referenced distance is laid out on the same bearing from<br />

the transposition point. This indicates where to scale the maximum<br />

dew points from the maximum dew point chart for calculating the<br />

transposition and maximization adjustment. See Figure 2.10.<br />

Examples of transposition<br />

2.3.5 Figures 2.11 and 2.12 illustrate transDostion<br />

limits applied to storms in the course of studies in the United<br />

States. Included are notes as to the reasons for establishing<br />

the indicated transposition limits. In the study of a particular<br />

basin, it is of course not necessary to establish transposition<br />

limits completely around a storm but only in the direction of<br />

the basin.<br />

2.4 Storm Rainfall Maximization<br />

2.4.1 Introduction<br />

2.4.1.1 There are three princiDal methods of storm rain­<br />

fall maximization: statistical, physical and composite. Statistical<br />

methods are discussed in chapters 5 and 6.<br />

2.4.1.2 Physical Method. rne physical method of maximization<br />

is applied to individual storms and is used in combination with trans­<br />

position and envelopment. References 3, 10, 12, 15, 18, 20 dnd 36<br />

are survey papers which describe this method or some aspect of it.<br />

The physical method is based on the model described in section 2.1.<br />

In that model, the most vital element of a rainstorm is a cloud<br />

system into which air converges radially at lower levels, rises to


CH1l.PTER 2<br />

Explanation of Vigure 2.11<br />

Study Basin<br />

Transposition limits<br />

Northern: Encloses storms' of similar type and<br />

region of high. frequency of nocturnal<br />

thunderstorms.<br />

Eastern: Extent to which inflow can come to<br />

region without crossing higher Appalachian<br />

Hountains.<br />

Hestern: Generalized lOOO-meter elevation contour ­<br />

above which isohyets would reflect<br />

topographic effects<br />

o Center of July 9-13,1951 -storm isohyetal pattern<br />

in place of occurrence.<br />

/ X . Center of major summer storms with all of the following<br />

synoptic and rainfall ch2.racteristics similar to<br />

July 9-13, 1951:<br />

1. East-west frontal and rainfall patterns.<br />

2. No marked wave action or occulsions during<br />

and after rain period.<br />

3. Duration of rain equal or greater than 2 days.<br />

4. Rain at storm center equal" or greater than 7 inches.<br />

5. Polar High to north or rain center during rain<br />

period.<br />

6. Southward movement of frontal system .after rain.<br />

o<br />

( F)---Percent(%): Transposition adjustment iso1ines labeledlvith<br />

enveloping mid-July deH points (<strong>OF</strong>) and percent (%)<br />

of storm rainfall values of storm in place of occurrence.<br />

4-9


The storm<br />

CHAPTER 2<br />

Explanation of Figure 2.12<br />

A hurricane approaching the D.S. from the southeast<br />

crossed the Coast on the night of the 13th. On the relatively flat<br />

coastal region 13.5 inches of rain over 1000 square miles was<br />

observed in 24 hours. The storm continued in a northwesterly<br />

direction and a day later came against the slopes of the Appalachian<br />

Mountains which rise to about 5000 feet in this region. Here the<br />

rainfall intensified due to orographic lifting resulting in a<br />

second rain center with 15.0 inches in 24 hours over 1000 square<br />

miles. This is one of the most severe rainstorms of record for the<br />

Appalachian Mountains.<br />

Transposition<br />

Hurricanes affect all of the eastern D.S. seaboard and<br />

have been responsible for floods throughout the eastern Appalachians.<br />

The storm under consideration occurred along some of the steepest<br />

and highest eastern slopes and the central isohyets have orientation<br />

and shape that conform to terrain features. Because of this<br />

orographic control, transposition of the storm center is limited<br />

to a rather narrow strip along the eastern slopes.<br />

51


54<br />

ESTIMATION.<strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

is permitted and is not restricted to the chronological order of the<br />

original sequence. Spatial maximization consists of reducing the<br />

distanee between simultaneous storm bursts. Obviously spatial and<br />

sequential maximization may be used together, and commonly are.<br />

The hypothetical rearrangements of observed storms or storm bursts<br />

may be useful in assessing possible future storms.<br />

2.4.1.5 Maximization methods applied to floods. It is<br />

interesting to note that floods as well as rainfall are maximized<br />

by the three methods. Statis:ical analysis of flood frequencies is<br />

common (chapter 5). Increasing an observed flood by recomputing the<br />

runoff with a decreased infiltration rate is an example of a<br />

physical maximization. This would be a very suitable maximization<br />

of a flood from heavy rain on ground initially very dry. The<br />

sequential maximization of flood hydrographs is well known, and many<br />

years ago was the intuitive response of engineers confronted with<br />

design problems on rivers. The phasing of the contributions of<br />

tributaries to a main stream in a manner more critical than<br />

actually observed in a flood is also a composite type of maximization<br />

of flood flows.<br />

2.4.2 Moisture maximization<br />

2.4.2.1 Thunderstorms. The most extreme discharge from<br />

basins up to a few hundred sq. km. in area in warm temperature and·<br />

tropical regions will generally result from ore or more thunderstorms.<br />

These extreme thunderstorms, whether isolated or in groups, are<br />

characterized by an inflow of very moist air at low levels which<br />

quickly reaches the· condensation level, rises through clouds along<br />

a moist adiabat to the tro!iopause, and penetrates into the base of


64 ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

not as great. For comparison, specific humdity differences along<br />

moist adiabats between 900 mb. (1 km.) and 400 mb. (7 km.) are<br />

shown in figure 2.13, curve El, and the relative variation of this<br />

difference in figure 2.14, curve E. However, inflow levels and<br />

outflow levels are less readi1y'specified in this type of storm<br />

than in extreme thunderstorms. Further, in large-area storms<br />

much of the more intense precipitation is frequently the result of<br />

thunderstorms and associated convective activity. In view of the<br />

uncertainties, the U.S. Weather Bureau has applied the precipitab1e<br />

water ratio adjustment of formula (4) to large-area storms as well<br />

as thunderstorms.<br />

2.4.2.8 Orographic storms. The maximization of<br />

orographic storm precipitation by the orographic model of paragraph<br />

2.1.3 is described in section 2.4.7. In maximization by the<br />

orographic model the moisture adjustment is applied implicitly by<br />

processing air along sloping streamlines, each with its own moist<br />

adiabatic temperature variation and its own decrease in pressure<br />

over the span of the windward face of the mountain.<br />

2.4.3 Dew Points<br />

2.4.3.1 Moisture maximizationof a storm requires<br />

identification of two saturation adiabats. One typifies 'the<br />

vertical temperature distribution in the storm to be maximized,<br />

with the greatest weight given the time and place of the heaviest<br />

precipitation. The other is the warmest saturation adiabat that<br />

could be expected in a storm at the same place and season. It is<br />

tBcessary to identify these two saturation adiabats with some<br />

indicator, and the conventional 1ab1e in meteorology for saturation


CHAPTER 2 65<br />

adiabats is the wet-bulb potential temperature. An alternate<br />

identifier is the 1000-mb. dew point. Surface dew points in the<br />

inflowing tropical air in or near a storm identify the storm<br />

saturation adiabat. The moist adiabat corresponding to either<br />

the highest dew point of record at the location and season, or<br />

dew point of some specific return period such as 25 or 50 years,<br />

is considered sufficiently close to the warmest probable saturation<br />

adiabat. Both the storm and maximum dew points from higher elevatioI<br />

stations are reduced to 1000 mb. along the moist adiabat on which<br />

they lie at their respective pressures to obtain the wet-bulb<br />

potential temperature. Ensuring paragraphs give further specifications<br />

on the use of dew points in this manner as the basis for moisture<br />

adjustment of storms.<br />

2.4.3.2 Maximum dew points. Where surface dew point data<br />

are available, a satisfactory method for obtaining the maximum<br />

moisture index is to survey along record at several stations. All<br />

high values for each station are plotted against date and a smooth<br />

seasonal envelope drawn as illustrated in figure 2.15. Monthly<br />

values are then read from these graphs at the 15th day of each<br />

month, adjusted by the saturation adiabatic to 1000 mb. and plotted<br />

m monthly maps. Smooth enveloping isopleths are drawn on the maps.<br />

Figures 2.16 and 2.17 show maximum dew point charts constructed in<br />

this way for selected dates in West Pakistan (17) and the United<br />

States (35) .<br />

. 2.4.3.3 Synoptic limitations on maximum dew points. Certain<br />

precautions are advisable in the dew point maximization procedure.<br />

First, the maximum dew point charts are intended to be an index of


30-JUNE<br />

CHAPTER 2<br />

rv<br />

co IS-JULY<br />

HIGHEST PERSISTING 12-HOUR IOOO-MS<br />

DEWPOINTS-DEGREES FAHRENHEIT<br />

Figure 2.16 - Highest persisting 12-hr. lOOO-mb. dew points (oF)<br />

in West Pakistan. Selected dates. From (17).<br />

67


CHAPTER 2<br />

moisture in storms. In certain places and seasons characterized<br />

by ample sunshine, sluggish air circulation, and numerous lakes,<br />

rivers and swamps, a local high dew point may result from local<br />

evaporation of moisture from the surface and not represent a large<br />

volume of a tropical air mass. Such values can be discounted in<br />

constructing the maximum dew point charts. This problem is most<br />

aggravated in the Tropics but it is also present at higher latitudes<br />

in summer, where daily insolation equals tropical values.<br />

2.4.3.4 To control this local modification of dew points,<br />

the analyst inspects the surface weather charts for the dates of the<br />

highest dew points and eliminates those in which the station is clearly<br />

in an anticyclonic or fair weather situation rather than a<br />

cyclonic circulation with tendencies toward precipitation.<br />

2.4.3.5 l2-hr. persisting dew points. Another problem<br />

with high dew points has to do with observational techniques. The<br />

most common method of measuring dew point is with a psychrometer. If<br />

the wet-bulb of this instrument is not sufficiently moistened and<br />

ventilated, its temperature will not be depressed sufficiently below<br />

the dry bulb. A calculated dew point from such contaminated data<br />

is incorrectly high. Assuming such errors are committed only<br />

occasionally, there is merit in basing maximum dew point values<br />

on two or more consecutive observations rather than on a simple<br />

individual reading. The D.S. Weather Bureau uses the highest<br />

persisting 12-hr. dew point, that is the highest value equaled or<br />

exceeded at all observations during 12 consecutive hours. For<br />

example, the following is a series of dew points observed at<br />

6-hour1y intervals. The highest persisting 12-hr. dew point is 24°C.<br />

69


70<br />

ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

22 23 24 26 24 20 21<br />

2.4.3.6 Average maximum dew points. Another method of<br />

obtaining smoothing in maximum dew points is to average over six<br />

or twelve hours. The maximum average 6-hr. dew point in the above<br />

series is 25.0 0 C (two consecutive observations) while the maximum<br />

average 12-hr. value (3 consecutive observations) is also 25.0 0<br />

C.<br />

2.4.3.7 Single observation maximum dew point. Single<br />

observation dew point maximums may be used as the maximum moisture<br />

index provided the record is examined for dubious values and the<br />

synoptic test of paragraph 2.4.3.3 is applied. These tests should<br />

be applied in any event, but are particularly necessary to appraise<br />

single observation maximum dew points.<br />

2.4.3.8 Storm dew point. To select the saturation adiabat<br />

representing the observed storm moisture, the highest dew points in<br />

the warmest airmass flowing into the storm are identified on surface<br />

weather charts. This determination may be made in the rain area<br />

but not necessarily so. Dew points at stations between the rain<br />

area and the sea should also be considered. This tolerance<br />

is to insure that the dew points are in the warmest airmass involved.<br />

In some storms, particularly storms related to warm fronts, surface<br />

dew points in the rain area may represent only a shallow layer of<br />

cold air and not the temperature distributions in the convective<br />

clouds that are releasing the rain. Figure 2.18 illustrates<br />

schematica11y a weather map on which the storm dew point determination<br />

is made. On each consecutive weather map for the duration of a<br />

storm the maximum dew point is average over several stations as


14<br />

•<br />

16<br />

•<br />

24<br />

•<br />

CHAPTER 2<br />

23<br />

•<br />

24<br />

•<br />

H EAVY RAI N AR.EA<br />

Figure 2.18 - Determination of maximum dew point in a storm.<br />

Representative dew point for this map time is<br />

average of values in boxes<br />

19<br />

•<br />

71


84 ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

probable maximum precipitation or some less extreme category of<br />

maximum precipitation. Figure 2.19 is an example of such a chart.<br />

Other examples are found in (12).<br />

2.5.1.2 An early example of generalized. charts of areal<br />

values of maximum precipitation specifically for use in spillway<br />

design are those of Bailey and Schneider (1). Highest observed<br />

rains for a selected duration and area ,.;rere plotted on cross<br />

sectional st.rips extending tlIrough the eastern half of the United<br />

States in various directions. Enveloping depth lines were then drawn<br />

on each strip. Cross checks between adjacent strips and smoothing<br />

within strips oriented indifferent directions resulted in smooth<br />

regional envelopes. Transposition of storms was considered only<br />

to the extent of smoothing between highest precipitation points".<br />

This procedure of course yielded lower values than 'l7hat is now called<br />

probable maximum precipitation because storms were not moisture<br />

maximized, and transposition was limited as just described.<br />

2.5.2 Advantages of generalized charts<br />

2.5.2.1 There are several advantages to a generalized<br />

chart approach to maximum precipitation estimates. These are (a)<br />

consistency, (b) thoroughness, and (c) availability. An organization<br />

responsible for design of several comparable projects desires con­<br />

sistency in the design flood from project to project. This is<br />

more readily accomplished if the design floods for individual<br />

projects are related to a generalized nreciuitation chart which<br />

encompasses all of the project sites than if some reliance is on<br />

separate studies for each site made perhaps at different times.<br />

Consistency in itself will not necessarily insure a better value for


98 ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

undergirded by a study of a number of storms and considering many<br />

factors is required in shaping the PMP isopleths.<br />

2.5.6.5 The separation method. The reports of the D.S.<br />

Weather Bureau (25, 32) describe a separation method of preparing<br />

generalized estimates of PMP. Both observed and probable maximum<br />

storms in the mountains near the Pacific Coast of the United States<br />

are conceived as the combined result of two effects, orographic<br />

precipitation which may be estimated from the orographic model<br />

(par. 2.4.7.4) and "convergence precipitation" from storm processes<br />

not directly resulting from the mountains. The "convergence" part<br />

of the PMP is estimated by moisture maximizing storm values occurring<br />

in relatively flat regions near the mountains. These are then<br />

transposed to the mountains applying an assumed decrease of this<br />

component with elevation. The orographic and convergence components<br />

of the PMP are estimated for a basin separately by use of different<br />

charts and nomograms and then added together for total PMP.<br />

The orographic and convergence components have different seasonal,<br />

areal, geographic, and elevation variations. Figures 2.24 and 2.25<br />

depict portions of index maps of the respective components of 6-hr.<br />

PMP in the state of California, of the D.S.A., from (32). The<br />

different character of the two distributions is evident.<br />

2.5.7<br />

2.5.7.1<br />

Dse of generalized PMP charts<br />

Generalized charts usually provide PlW for one<br />

or more standard duration-area combinations in map form and DDA<br />

relationships to calculate depths -for other standard duration-area<br />

combinations. From these, an array of basin-wide.6-hr. increments<br />

of PMP is obtained.


Figure 2.24<br />

CHAPTER 2 99<br />

- Example 0 f orographie<br />

PMP


100 ESTIMATION OJ!' MAXIMU1VI <strong>FLOODS</strong><br />

Figure 2.25 -<br />

Example 0 f convergence<br />

PMP


CHAPTER 2<br />

by one day the intervening time between storms will produce a<br />

significantly greater overlap of the respective hydrographs and<br />

a significantly greater peak flow. Like other factors associated<br />

with design rainstorms, this minimum time interval in a hypothetical<br />

storm sequence is derived by combination of (a) envelopment of<br />

the record - in this case selecting the smallest, not the largest ­<br />

and (b) deduction to what is reasonable from the point of view of<br />

synoptic meteorology.<br />

2.6.2.3 Dual typhoons or hurricanes. In tropical and<br />

subtropical regions subject to frequent typhoons, hurricanes, or<br />

tropical depressions at certain seasons, two of these storms in<br />

sequence should be given consideration as the prototype for a major<br />

flood over a large river basin. Tropical storm tracks are usually<br />

fairly well recorded in available publications. Study of these<br />

tracks may lead to a conclusion as to minimum reasonable time<br />

interval between two storms, or in exceptional circumstances the<br />

interval between heavy rainfalls from the same storm following a<br />

looping track.<br />

2.6.2.4 Hypothetical map sequence technique. The<br />

most rigorous check on a presumed minimum time interval between<br />

two storms and on the overall- synoptic compatibi-lity of the two,<br />

is to construct a series of surface weather charts depicting one<br />

possible evolution of the weather leading from one storm to the<br />

other. This is done in an illustration that follows. Other<br />

illustrations are found in a study of the U.S. Heather Bureau (29).<br />

Once the conviction has been established for a particular<br />

climate or region that hypothetical map sequences connecting certain<br />

103


104<br />

ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

of the major storm types can be constructed, then verbal descriptions<br />

of synoptic weather developments between storms may suffice to<br />

establish valid sequences. The latter was done in a more recent<br />

study of the U.S. Weather Bureau (28).<br />

2.6.3 Example of storm sequence in middle latitudes<br />

2.6.3.1 The following example of a two-storm sequence at<br />

middle latitudes illustrates some of the factors to be considered<br />

in this type of work. In the example, it is supposed that one is<br />

concerned with heavy flood flows on the portion of the Mississippi<br />

River marked with hatch marks in figure 2.26. Deductions for this<br />

region would be similar to other relatively flat areas in the middle<br />

latitudes with the warm ocean moisture source in rather close<br />

proximity to the south.<br />

2.6.3.2 Flood behaviour. The first task is to<br />

survey past floods, taking note of the seasonal variation and the<br />

contribution of flow by the major tributaries. The largest<br />

contributor tg winter floods on the lower Mississippi River is the<br />

Ohio River. A question to pose and answer is: What flows could<br />

result on the Mississippi if an extreme Ohio River flood were<br />

followed by a.storm centered farther downstream? (Other questions<br />

would be posed regarding spring floods originating over the western<br />

tributaries. The example here will be restricted to a winter<br />

sequence. )<br />

2.6.3.3 Selection of storms. The largest flood of record<br />

on the Ohio River was in January 1937. The rain that produced this<br />

flood is chosen as the firs.t part of the storm sequence. One period<br />

of substantial rains farther downstream begins on January 3, 1950.


112 ESTIMATION <strong>OF</strong> MAXIMuM <strong>FLOODS</strong><br />

The high pressure that follows the first front needs to become<br />

established at a latitude sufficiently far south so that moist<br />

air can eventually be transported northward around its western<br />

periphery from south of 20 o N. To insure that moisture would be<br />

transported from such southerly latitudes a fourth or fifth day<br />

between fronts was needed. Thus a five-day interval is used in the<br />

example here.<br />

2.6.3.8 The first map of the series of figure 2.28 is<br />

the actual morning map for January 25, 1937, while the last is<br />

the actual map for January 3, 1950. The hypothetical maps between<br />

are a synthesis of the actual developments following the 1937<br />

storm and preceding the 1950, and of various movements of weather<br />

features such as high- low-pressure areas and frontal systems<br />

found on other maps. Charts depicting normal movements for various<br />

seasons are also. a useful guide.<br />

2.6.3.9 In the figures of the hypothetical maps solid<br />

arrows depict 24-hr. motions of fronts and centers of Highs and Lows.<br />

Open arrows are successive 24-hr. trajectories of a cold air parcel<br />

and a warm air parcel that find themselves in juxtaposition at the<br />

beginning of the second rainstorm, and illustrate the development<br />

of a strong temperature gradient in the region of the front.<br />

2.6.3.10 Since surface weather maps are available for<br />

a much longer period than are upper-air charts, the surface maps are<br />

emphasized. However, a particular sequence is more firmly established<br />

when the upper levels are considered as well as the surface. In the<br />

present sequence the hypothetical surface charts were tested by<br />

construction of associated hypothetical maps for upper levels.


CH/l.PTER 2 113<br />

Charts of departure-from-normal and day-to-day changes of the<br />

hypothetical surface and upper-level pressures and temperatures<br />

were also constructed.<br />

2.6.4 Flood sequences and probable maximum precipitation.<br />

It should be noted that the example storm sequence above does not<br />

and was not intended to provide a synthetic flood hydrograph comparable<br />

in severity to the "probable maximum precipitation" with which most<br />

of other portions of chapter 2 are concerned. The requirements of<br />

the investigation from which this example is drawn was for a design<br />

flood for levees and relief flood-ways rather than spillways of dams.<br />

The "probable maximum" is difficult to define for large basins because<br />

of the numerous coincidental factors required to produce floods from<br />

large areas. However, a hypothetical sequence can be made to yield<br />

a flood hydrograph approximately comparable to "probable maximum"<br />

by: (1) a combination method well down the list of table 2.6.1;<br />

(2) adequate transposition and maximization of some of the outstanding<br />

events from an adequate sample of major storms; and (3) selecting as<br />

short a time interval between storms as is meteorologically conceivable.


114 ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

REFERENCE:;<br />

(1) Bailey, S.M., and G. R. Schneider, "The Maximum Probable Flood<br />

and its Relation to Spillway Capacity," Civil Engineering, Vo!. 9,<br />

January, 1939, pp. 32-36.<br />

(2) Battan, Louis, "Radar Meteorology", The University of Chicago<br />

Press, 1959.<br />

(3) Bruce, J.P., "Storm Rainfall Transposition and Maximization",<br />

Proceedings of Symposium No. 1, Spillway Design Floods, at Ottawa,<br />

Canada, November 1959. National Research Council of Canada,<br />

pp. 162-170.<br />

(4) Canada, Department of Transport, Meteorological Branch, "Storm<br />

Rainfall in Canada", Toronto, Ontario. 1961 - (continuing<br />

publication) •<br />

(5) Chow, V.T., "A general formula for hydrologic frequency analysis",<br />

Trans. Amer. Geophysical Union, Vo!. 32, 1951, pp. 231-237.<br />

(6) "Handbook of Applied Hydrology," edited by y,. T. Chow, McGraw-Hill,<br />

New York, 1964, p. 8-23.<br />

(7) Corps of Engineers, U.S. Army, "Storm Rainfall in the United States",<br />

Washington, 1945-.<br />

(8) Court, Arnold, "Area-Depth Rainfall Formulas," Journal of Geophysical<br />

Research, Vol. 66, June 1961, pp. 1823-32.<br />

(9) ESSA-Weather Bureau, Technical Note 3 - NSSL 24, "Papers on<br />

Weather Radar, Atmospheric Turbulence, Sferics and Data Processing."<br />

August 1965.<br />

(10) Fletcher, R.D., "Hydrometeorology in the United States," Chapter in<br />

"Compendium of Meteorology," American Meteorological Society, Boston<br />

U.S.A., 1951, pp. 1033-1047.<br />

(11) Fruhling, A., Ueber Regen- und Abflussmengen fur stadtische<br />

Entwasserungskanale, Der Civilingenieur (Leipzig), ser. 2. Vol. 40,<br />

p. 558, 1894.<br />

(12) Gilman, C.S., "Rainfall", Chapter 9 in "Handbook of Applied Hydrology',<br />

edited by V.T. Chow, McGraw-Hill, New York, 1964.<br />

(13) Hershfield, D.M., "Estimating Probable Maximum Precipitation,"<br />

Journal of Hydraulics Division, Proceedings of American Society of<br />

Civil Engineers, September 1961, pp. 99-116, Separate No. 2933.<br />

(14) Knox, J.B., "Proceedings for Estimating Maximum Possible Precipitation,"<br />

California (U.S.A.) State Department of Water Resources Bulletin<br />

No. 88, 1960.


CHAPTER 2 115<br />

(15) Koelzer, V.A., and M. Bitoun, "Hydrology of Spillway Design Floods:<br />

Large Structures, Limited Data," Journal of Hydraulics Division,<br />

Proceedings of American Society of Civil Engineers, Paper No. 3913,<br />

May 1964, pp. 261-293.<br />

(16) Linsley, R.K., M.A. Kohler, and J.L.H. Paulhus, "Applied Hydrology"<br />

McGraw-Hill Book Co. Inc., New York, 1949, p. 79.<br />

(17) Malik, F.1'1., "Highest Persisting Dewpoints in the Northern Region<br />

of West Pakistan for June through October", Scientific Note, Vol. 16,<br />

No. 1, Dept. of Meteorology and Geophysics, Pakistan, 1964.<br />

(18) Paulhus, J.L.H., and C.S. Gilman, U.S. Weather Bureau,<br />

"Evaluation Probable Maximum Precipitation," Transactions,<br />

American Geophysical Union, Vol. 34, October 1953, pp. 701-708.<br />

(19) Sarker, R.P., "A Dynamical Model of Orographic Rainfall", Monthly<br />

Weather Review (U.S. Weather Bureau), Vol. 94, No. 9, September 1966,<br />

pp. 555-572.<br />

(20) Showalter, A.K., "Quantitative Determination of Maximum Rainfall,"<br />

section in "Handbook of Meteorology", edited by F.A. Berry, E. Bollay,<br />

N.R. Beers; McGraw-Hill, New York, 1945, pp. 1015-1927.<br />

(21) State of Ohio, The Miami Conservancy District, "Storm Rainfall of<br />

Eastern United States," (Revised), Technical Reports Part V,<br />

Dayton , Ohio, 1936.<br />

(22) U.S. Weather Bureau, "Applied Heteorology: Mass Curves of Rainfall,"<br />

1946.<br />

(23) D.S. Weather Bureau, "Daily Series, Synoptic Weather Maps, Northern<br />

Hemisphere Sea Level."<br />

(24) U.S. Weather Bureau, "Generalized Estimates of Maximum Possible<br />

Precipitation over the United States East of the 105th Meridian,<br />

I for Areas of 10, 200, and 500 Square Miles," Hydrometeorological<br />

Report No. 23, 1947, pp. 9-12.<br />

(25) U. S. Weather Bureau, "Interim Report - Probable Maximum Precipitation<br />

in California," Hydrometeorological Report No. 36, 1961<br />

(26) U.S. Weather Bureau, "Manual for Depth-Area-Duration Analysis of<br />

Storm Precipitation;" Cooperative Studies Technical Paper No. 1, 1946.<br />

(27) U.S. Weather Bureau, "Maximum 24-Hour Precipitation in the United<br />

States," Technical Paper No. 16, 1952.<br />

(28) U.S. Weather Bureau, "Meteorology of Flood-Producing Storms in the<br />

Ohio River Basin," Hydrometeorological Report No. 38, 1961.<br />

(29) U.S. Weather Bureau, "Meteorology of Hypothetical Flood Sequences in<br />

the Mississippi River Basin," Hydrometeorological Report No. 35, 1959.


116 ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

(30) D.S. Weather Bureau, "Probable Maximum Precipitation in the<br />

Hawaiian Islands," Hydrometeoro1ogica1 Report No. 39, 1963.<br />

(31) D.S. Weather Bureau, "Probable Maximum Precipitation, Susquehanna<br />

River Drainage above Harrisburg, Pa.," Hydrometeoro1ogica1 Report<br />

No. 40, 1965.<br />

(32) Weather Bureau, "Probable Maximum Precipitation, Northwest States,"<br />

Hydrometeoro1ogica1 Report No. 43, ESSA, D.S. Department of Commerce,<br />

1966.<br />

(33)<br />

(34)<br />

D. S. Heather Bureau, "Rainfall-Frequency Atlas of the Hawaiian<br />

Islands for Areas to 200 square miles, Durations to 24 Hours, and<br />

Return Periods for 1 to 100 Years," Technical Paper No. 43, 1962.<br />

D.S. Weather Bureau, "Seasonal Variation of the Probable Maximum<br />

Precipitation East of the 105th Meridian for Areas from 10 to 1000<br />

Square Miles and Durations of 6, 12, 24 and 48 hours", Hydrometeoro1ogica1<br />

Report No. 33, 1956.<br />

(35) D.S. Weather Bureau, Sheet of National Atlas of the United<br />

States, "Maximum Persisting 12-Hour 1000-Mb. Dewpoints (<strong>OF</strong>).<br />

Monthly and of Record," Edition 1960.<br />

(36) Wiesner, G.J., Dept. of Civil Engineering, Dniv. of New South Wales,<br />

Sydney, Australia, "Hydrometeoro1ogy and River Flood Estimation,"<br />

Proc. Institute of Civil Engineers, London, Vol. 27, January 1964,<br />

pp. 153-167.<br />

(37) <strong>WMO</strong>, "Guide to Hydrometeoro1ogica1 Practices."<br />

(38) <strong>WMO</strong>, "Design of Hydrologic Networks," Technical Note No. 25, 1958.<br />

(39) <strong>WMO</strong>, "Use of Ground-Based Radar in Meteorology," Technical Note<br />

No. 27, 1959, Revised 1965.<br />

(40) Wi1son, James W., "Evaluation of Precipitation Measurements with the<br />

WSR-57 Radar," Journal of Applied Meteorology, Vo!. 3, No. 2-,<br />

April 1964.<br />

!I<br />

11<br />

I:<br />

I


3.1 INTRODUCTION<br />

CHAPTER 3<br />

SNOvTMELT CONTRIBUTIONS TO <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

In high latitudes in many parts of the world, and even at<br />

relatively low latitudes in mountainous regions, major floods are often<br />

a result of melting snowpacks or of snowmelt combined with rain. In<br />

attempting to estimate maximum floods in these regions, it is necessary<br />

to consider the contributions to major floods made by snowmelt water.<br />

solutions to the problem of estimating maximum snowmelt contributions to<br />

floods can be thought of as requiring three steps: (i) determining<br />

maximum seasonal snow accumulations, (ii) estimating critical melting<br />

rates of the snowpack, and (iii) estimation of the percentage of the<br />

melt water- that will appear as streamflow, and its timing. The first<br />

two of these steps are dealt with in this chapter and the third step in<br />

chapter 4. In addition, the question is examined in this chapter of the<br />

critical snowmelt rates that can occur simultaneously or just preceding<br />

or following major rainstorms.<br />

3.2 <strong>MAXIMUM</strong> SNOW ACCUMULATION<br />

111<br />

Several methods have been used to estimate the upper limits<br />

to snow accumulation on watersheds. These will be referred to as the<br />

Vpartial season method!', I'the snowstorm maximization method", and the<br />

statistical method".<br />

3.2.1 Partial Season Method<br />

One approach to the problem of estimating the physical


120<br />

OUTARDES RIVER--":"-'<br />

BASIN<br />

eNORMANDIN<br />

ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

/<br />

/'<br />

)<br />

./_..1..-..../<br />

SCALE 20 0 20 40<br />

r=-s==r-.r··,··_··<br />

) MAINE<br />

'---- 1 ------<br />

NEW<br />

BRUNSWICK<br />

-----------.<br />

RIVER<br />

Figure 3.2 - ManicQuagan and Outardes River Basins


CHAPTER 3<br />

of Lake Manuan snowfall. Lake Kanuan data were not assumed to give correct<br />

values for the watersheds in any absolute sense, but it was assumed that the<br />

percentages of greatest observed winter snowfall, obtained by combining<br />

maximum amounts for 4 day, 1 week, fortnight and monthly periods, would likely<br />

be about the same over the watersheds in question as at Lake Manuan. The<br />

percentage of maximum observed winter snowfall (season of 1954-1955) goes<br />

from 125% for the 1 month ':syntbeticIl year to 198% for the 4 day peri.od.<br />

Should one extend this analysi.s to include shorter time periods the percentages<br />

would continue to increase. However, from a study of the frequency of<br />

occurrences of cyclonic storms and the time intervals between theIE in winter<br />

1954-55 and in several other winter seasons of heavy snowfall, a minimum<br />

storm interval of 4 days was accepted.<br />

3.2.2 Snow Storm Maximization Method<br />

The methods of estimating the maximllPJ rainfall that could. have<br />

been produced by a particular storm if the meteorological factors contributing<br />

to precipitation had been most critical have been discussed in Chapter 2.<br />

In short, the procedure involves determination of the ratio of the maximum<br />

moisture conter:t possible at th.at. time of year in the area under consideration,<br />

\<br />

and the actual moisture content of the precipitation - producing air mass in<br />

the storm. The cbserved storm precipitation is multiplied by this maximization<br />

ratio.<br />

In applying the storm maximization procedure to estimating maximum<br />

seasonal snowfall, it is best to select two or more of the greatest snowfall<br />

seasons of record for analysis of individual storms. It is then necessary to<br />

undertake a total storm depth-area analysis within the project basin, for each<br />

significant w'inter storm, by the methcd given in Section 2.2, and to then<br />

determine storm dewpoints and maximization factors as outlined in Section 2.4.<br />

121


CHAPTER 3 123<br />

the calculations when maximum snow water equivalent is considered.<br />

In the snowfall determination in the example used here, the<br />

physical upper limit to snowfall at Lake Manuan would be 200% of the observed<br />

maximum of 630 cm. i.e. 1260 cm. In Canadian snow measurment practise ten<br />

inches (or cm.) of new snow is taken as equivalent to 1 inch (or 1 cm.) of<br />

liquid precipitation. By this procedure, the maximum winter precipitation in<br />

snow would be about 126 cm. water equivalent at Lake Manuan. (The merits of<br />

the ten to one conversion factor are not debated here, but most evidence points<br />

to this factor as being very close to correct on the average over a season in<br />

this part of eastern Canada). Since the mean snowfall over the Outardes is<br />

estimated as being 106% of the mean at Lake Manuan, and over the Manicouagan<br />

basin as being 110% of Lake Manuan snowfall, the physical upper limit of snow­<br />

fall water equivalent over the two basins can be taken as 134 cm. and 140 cm.<br />

respectively.<br />

The results of approaching this problem from a snow cover point<br />

of view are shown in Fig. 3.3. Snow survey measurements of the percentage<br />

water equivalent of the snow pack in the adjacent Lake St. John basin, were<br />

remarkably consistent from place to place and year to year, at the same date.<br />

Curve (1) in Fig. 3.3 represents the maximum percentage water equivalents of<br />

the snowpack at various dates from mid-March on through the snowrnelt season.<br />

These maximum observed values differed only slightly from the mean values.<br />

Curve (2) in Fig. 3.3 illustrates the maximum observed snow depth<br />

on the ground as the snowrnelt season progresses, as a percentage of the seasonal<br />

maximum occurring between March 31 to April 15. This curve was the average<br />

of the maximum percentages at the 3 stations. Nitchequon, Lake Manuan and<br />

Seven Islands, which can be taken to represent reasonably the watersheds in<br />

question. Then by taking the physical upper limit to snow depth as being


3.2.5<br />

CHAPTER 3 125<br />

200% of the-maximum observed, and by applying the snow pack water equivalent<br />

curve (1), the upper curves (3) and (4) in Fig. 3.3 were obtained. They<br />

indicate the physical upper limit to snow pack water equivalent on the<br />

Outardes and Manicouagan basins.<br />

The results obtained by the snowfall and the snow cover approaches<br />

give the maximum snow water equivalent for the Manicouagan as 139 cm. and<br />

142 cm.<br />

As the computations based on snow cover data indicate a maximum<br />

snow pack water equivalent at the end of April, and as rain can occur in<br />

April which would not be considered in the snowfall computations, but which<br />

might well increase the water equivalent of the snm,)' pack by a few inches,<br />

it is to be expected that the snow cover estimates would be slightly higher<br />

than the others. The agreement between the two independent results is thus<br />

remarkably good, and it seems reasonable to accept curves (3) and (4) of<br />

Fig. 3.3 for design flood computations.<br />

Evaluation of Methods<br />

None of these methods are entirely satisfactory. Perhaps the<br />

second approach, by winter snowstorm maximization, is the most soundly based<br />

of the methods, but even here, there is the problem of the compounding of<br />

unlikely events by assuming that all winter storms in a season occur with<br />

maximum water vapour content in the snow-producing air mass. However since<br />

the analyst does not maximize for "mechanical efficiency" of the storm system,<br />

the likely overcompensation for water vapour content may, in part, compensate<br />

for lack of adjustment for storm efficiency. In view of the economic importance,<br />

for optimum design of major dams, of reliable estimates of maximum snm,)'<br />

accumulation, research on new and better methods of making such estimates is<br />

urgently required.


126 ESTIMATION <strong>OF</strong> MAXIMlThi <strong>FLOODS</strong><br />

In some river basins, for example, the Peace River Basin in<br />

British Columbia, where very large storage reservoirs exist or will be created<br />

by dams, it may be that the total spring and summer runoff volume from snmvmelt<br />

is the only criteria involving snow that is required. In these cases the snow<br />

portion of the analysis can be effectively completed by providing estimates of<br />

maximum snow accumulation. However, in most cases, it is important to knmv<br />

not only the total snowmelt volume that can occur but also the timing of the<br />

melt and runoff from the snowpack. In such basins with limited storage,<br />

estimates of critical snowmelt rates are needed to synthesize design flood<br />

hydrographs.<br />

3.3<br />

3.3.1<br />

CRITICAL SNOWMELT RATES<br />

Snowmelt Computation Methods<br />

The approach that is taken to estimating critical snowmelt rates<br />

depends upon the method that will be used to compute these rates and the<br />

meteorological parameters required for that method.<br />

There are two main approaches to computing snow melting rates.<br />

One is the time-honoured degree-day method, and calculate snowmelt runoff by<br />

means of an air temperature index. In this approach the melt "M" in mm. depth<br />

from the snow pack can be expressed as M = C ETa where C is an empirically<br />

determined coefficient and ETa is the sum of positive daily air temperatures<br />

(OC) for a designated period. Either maximum or mean temperatures can be used<br />

for Ta. Such an analysis may not be as naive as it appears at first glance,<br />

for this method has yielded good results for many watersheds. In addition,<br />

there is some physical basis for using a snowmelt temperature index, as air<br />

temperature is reasonably well correlated at a particular time and place with<br />

the atmospheric factors which affect melt rates, such as solar radiation and<br />

vapour pressure, although, it is by no means a perfect index of these factors.


CHAPTER 3<br />

If using the degree-day method, this temperature sequence is all<br />

that is required. However, for the energy balance procedure critical values<br />

of other meteorological factors are needed.<br />

3.3.2.2 Insolation and Albedo.<br />

Clear sky solar radiation represents the upper limit to energy to<br />

be gained by the snowpack by solar radiation. For example, Fig. 3.4 contains<br />

a graph of cloudless day insolation for the Outardes and Manicouagan basins,<br />

based on the work of Mateer (6). However, if rain is assumed to occur con-<br />

current with, or just following, the maximum melt period, insolation values<br />

compatible with rain conditions must be used. In critical snowpack accumulation.-<br />

and melt conditions it could be assumed that snow continues to accumulate until<br />

April 30 in this basin and thus has a high albedo of about 0.8 at the end of<br />

April. The albedo would gradually decrease to about 0.7 as melt progresses<br />

and to 0.4 when the pack becomes shallow, patchy and dirty.<br />

3.3.2.3 Dew Point Temperatures<br />

Except in regions subject to katabatic winds (Fohn winds, chinooks),<br />

where very warm dry air sometimes occurs in winter, the dew point and air<br />

temperature tend to be highly correlated over a melting snow paek. For<br />

example, in the Manicouagan and Outardes basins study, the correlation coefficient<br />

between the two was r = 0.90. The regression equation. relating the two factors<br />

o<br />

was found to be T d = 0.85 Ta - 0.1 (G). Thus, once a critical temperature<br />

sequence is fixed the critical dew point sequence can be directly deduced. If<br />

rain periods are assumed to occur, the assumption can be made that the dew<br />

point equals air temperature.<br />

In regions where snowmelt sometimes occurs with very warm dry<br />

winds, usually downslope winds to the lee of major mountain ranges, it may be<br />

necessary to do separate analyses of dew points for the two types of melt<br />

133


134 ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

situations under (1) the warm winds and (2) non-downslope wind conditions.<br />

3.3.2.4 Wind<br />

3.4.1<br />

3.4.2<br />

Once high values of insolation have been taken, it becomes in­<br />

consistent to also assume high values of wind, as clear days usually occur<br />

under high pressure conditions with weak surface pressure gradients on the<br />

example used here. a mean daily wind speed of 10 mph was found, from<br />

inspection of Lake Manuan reports, to be as high as one could assume under<br />

such conditions. Under rain conditions different wind limits can be assumed.<br />

By study of winds in spring rainstorms an upper limit of 17 mph as a daily<br />

mean was found to be possible.<br />

3.4 RAIN ON SNOW EVENTS<br />

In many basins the greatest flood will likely result from a<br />

combination of snowmelt and spring rainstorm.<br />

Maximum Rainstorms<br />

The maximum spring storm rainfall can be estimated by the techniques<br />

outlined in Chapter 2, and confining the study to include for maximization<br />

only those storms which have occurred during the critical snowmelt runoff<br />

period.<br />

Snowmelt During Rainstorm<br />

In using the degree-day method, the temperature sequence assumed<br />

to occur during the rain period must be capable of occurrence during a severe<br />

rainstorm in that region, and the degree-day factor "c" must be compatible<br />

with rain conditons. ,This usually means a reduced upper temperature limit<br />

since the highest recorded temperatures are usually under clear skies. To<br />

determine a critical temperature sequence for melt during the rain period, it<br />

is necessary to examine the air temperatures that have accompanied the<br />

controlling spring rainstorms of record. The highest temperatures consistent


CHAPTER 3<br />

with the synoptic conditions occurring in the "design storm" can thus be<br />

assessed.<br />

For the energy balance method, realistic assumptions concerning<br />

dew point temperatures, wind and insolation are required. Estimates of the<br />

first two of these in rain conditions are discussed in para. 3.3.2.3 and 3.3.2.4.<br />

On an overcast day during heavy rain, melt due to short-wave radiation will<br />

be of the order of 0.2 cm/day assuming a snowpack albedo of 0.72 (3). In<br />

addition, under these circumstances there is often a temperature inversion<br />

from the air immediately over the snowpack to the base of the low cloud<br />

layer. In such cases there is likely to be a gain in energy due to<br />

exchanges at long wave lengths rather than the usual loss, and this gain can<br />

o<br />

be estimated by the expression M l(cm) = 1.3 T (C).<br />

r a<br />

REFERENCES<br />

1. Bruce, J.P.<br />

"Snowme1t Contributions to Maximum F100ds lt<br />

Proc. Eastern Snow Conference, pp. 85-103, 1962.<br />

2. <strong>WMO</strong> Guide to Hydrometeoro10gical Practices, liMO #168. TP. 82, Geneva,<br />

1965.<br />

3. u. S. Corps of Engineers, !'Snow Hydrology" - Summary Report of Snm,<br />

Investigations, June 1956. 433 p.<br />

4. u.S. Corps of Engineers. "Runoff from Snmvme1t" - Engineering and Design<br />

Manual, EM 1110-2-1406, 59 p. Washington, January 1960.<br />

5. U.S. Weather Bureau, Hydrometeoro10gica1 Report #42, Washington, 1966.<br />

135


CHAPTER 4<br />

CONVERSION <strong>OF</strong> CRITICAL METEOROLOGICAL FACTORS TO FLOOD HYDROGRAPHS<br />

4.1 Statement of Problem<br />

In the preceding chapters, methods of estimating<br />

maximum rainfall, snow accumulation and snowme1t rates have been<br />

discussed extensively. In this chapter techniques are outlined<br />

which permit the analyst to use these meteorological studies in<br />

estimating flood hydrographs at the site of the proposed structure.<br />

There are really two main problems. Given the design rainfall and<br />

snowme1t volumes, what percentage of this total available water<br />

supply will appear almost immediately as surface runoff and<br />

contribute to the flood, that is, what is the runoff volume?<br />

Secondly, how is this total runoff volume distributed in time,<br />

that is, what will be the shape of the flood hydrograph including<br />

the peak discharge?<br />

In classical hydrologic analyses these problems are<br />

treated separately with the runoff volume being estimated first by<br />

means of rainfall (+ snowme1t) - runoff correlations or other means,<br />

and the hydrograph shape being obtained by application of the unit<br />

hydrograph principle. In more recent years, with development of<br />

computer methods in hydrology, these two steps are sometimes not<br />

quite as clearly defined in the analysis. Both classical and<br />

computer approaches to the problem of estimating the design flood<br />

137


138 ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

hydrograph from input meteorological data are discussed in the<br />

following sections of this chapter.<br />

4.2 Estimation of Runoff Volumes<br />

4.2.1. Introduction. The first step in determining<br />

characteristics of a flood that would result from a given rainstorm<br />

or snowmelt period or both, is to estimate the percentage of the<br />

water on the basin that will appear as surface runoff. Of course,<br />

some of the rain or snowmelt water will infiltrate into the soil<br />

and most of this water will not contribute directly to the flood<br />

rise, but will recharge groundwater and appear as river flow at<br />

a later time or be stored in the soil and used by vegetation.<br />

The water which flows quickly into the stream channels by<br />

mainly overland routes is known as "surface runoff" or "direct<br />

runoff". It is this volume that must be estimated.<br />

4.2.2 Factors Affecting Surface Runoff Volume<br />

It will be recognized that the percentage of rainfall<br />

and snowmelt which becomes surface runoff varies from time to<br />

time within a basin and from basin to· basin. Each basin has a<br />

characteristic response depending on factors such as the<br />

permeability of the soils, the vegetation, the slopes of main<br />

land areas of the basin, the amount of the basin in swamp area<br />

or lakes, and the amount of small depression storage in the basin.<br />

Within a given basin the volumeof surface runoff from a given<br />

amount of rain varies with the season, the antecedent conditions,<br />

and the duration and intensity of storm rainfall.<br />

4.2.3 Rainfall-Runoff Correlations<br />

Since all of these factors are complex and some are


CHAPTER 4<br />

inter-related it is very difficult to estimate runoff volumes<br />

except through use of records of the past response of the river<br />

to incident storm rainfall events or at least records from rivers<br />

of similar characteristics in the same climatic region. For a<br />

particular river basin with records of streamflow and precipitation,<br />

a common procedure is to develop multiple variable rainfall-runoff<br />

correlations. Such correlations may be derived either graphically<br />

or analytically. They usually involve at -least -four variables;<br />

(i) depth of storm rainfall over the basin, (ii) surface runoff<br />

volume from the storm event, (iii) an index of moisture conditions<br />

in the basin prior to the storm and (iv) a seasonal factor. In<br />

some cases storm duration is included as a fifth variable. The<br />

methods of determining these factors from the observational<br />

records in a basin or a region and graphical and analytic<br />

procedures for multiple-variable correlation analyses are outlined<br />

in the \{MO Guide to Hydrometeorological Practices, Annex A,<br />

Wl'vl0 168.TP.82.<br />

An example of storm rainfall-runoff re-lations is given<br />

in Fig. 4.1 for 114 rainfall floods observed at the Valdai Hydro­<br />

logical Research. Laboratory of the State Hydrological Institute<br />

(VNIGL). As the value of the flood runoff depth depends not only<br />

on the depth of precipitation causing the flood but also on the<br />

conditions of the antecedent soil moistening, the precipitation­<br />

runoff relation is expressed not by a straight line, but by a field<br />

of points.<br />

Assuming the precipitation-runoff relation to be linear,<br />

as a first approximation, it is possible to draw several lines<br />

139


CHAPTER 4<br />

a is the runoff coefficient as referred to the excess<br />

precipitation and determined by the slope of the lines.<br />

On determining the H value it is possible to plot the<br />

o<br />

second graph h = f (H - H ) (Fig. 4.2) where this relation is<br />

o<br />

expressed more clearly with a relatively small scatter of points.<br />

In case of availability of several observational stations<br />

within the given geographical zone the parameters of equation (4)<br />

H and a may be defined for all the stations and generalized for<br />

o<br />

the region in a tabular form or by means of an isoline map which<br />

may be applied for adjacent basins with no observational data.<br />

Experience proves that the values H and a are usually<br />

o<br />

stable enough for large climatical regions. For instance, in the<br />

forest zone of the European Part of the USSR the values of H o<br />

vary from 30 - 40 mm at low moistening to 0 - 5 mm at considerable<br />

antecedent moistening, while the corresponding values of a vary<br />

from 0.10 to 0.3-0.4.<br />

The method outlined is a simple and straightforward<br />

technique that permits determination of maximum possible runoff<br />

depth for maximum precipitation amounts in different geographical<br />

zones taking into account antecedent moisture.<br />

4.2.4 Application to Maximum Flood Studies<br />

In applying established rainfall-runoff correlations for<br />

the project basin or for the region in which the basin is located<br />

to estimation of maximum floods certain difficulties arise. The<br />

first is that the range of observed rainfall and runoff volumes from<br />

which the correlations were derived iSffiually not great enough to<br />

141


CHAPTER 4 145<br />

higher than the observed percentage if might be, due to wetter<br />

antecedent conditions and greater rainfall volumes, and adjust<br />

subjectively if a different season of the year is involved. In<br />

the most serious cases of limited data it may be necessar? to<br />

assume a runoff percentage based on experience with severe storms<br />

for similar rivers in the region.<br />

4.3 Time distribution of runoff - unit hydrographs<br />

4.3.1 The solution of many tasks related to water,<br />

management requires determination of hydrograph shape for various<br />

periods. It may be necessary either to assess the discharge<br />

distribution throughout the year as a basis for long-term operations<br />

and water management, or to derive a hydrograph shape for the specific<br />

period of a flood wave to provide criteria for spillway design and<br />

channel improvements and for flood forecasting.<br />

Numerous papers published on this subject bear witness to<br />

the importance of hydrograph shape and indicate at the same time that<br />

techniques are far from being completely definitive. Hydrograph<br />

shape determination for periods of a year or so is still a matter<br />

for basic research and goes well beyond the scope of this Note.<br />

Attention will be given here to determination of time distribution<br />

of runoff in the course of a flood wave.<br />

4.3.2 The methods generally used can be divided into<br />

three groups according to the way in which conditions of the drainage<br />

area are taken into account in order to arrive at a solution.<br />

4.3.2.1 lfuere insufficient data on streamflow are<br />

available to enable the shape of the flood hydrograph to be determined,<br />

it can be approximated by a standard geometrical form. Application


CHAPTER 4 147<br />

curves to derive the wave form of the flood hydrograph. For the<br />

ascending limb he suggested the equation:<br />

·m<br />

Q<br />

x =Q max (_x)<br />

t<br />

l<br />

d for the descending limb:<br />

3<br />

m Is;<br />

where Q is the discharge at time x from the beginning of the<br />

x<br />

flood, Q is the discharge at time z from the peak of the flood,<br />

z<br />

m = Z and n = 3 for rainfall floods, m=n=Z for snowmelt floods,<br />

t l and t z are time bases of the ascending and descending portions<br />

respectively.<br />

Figure 4.3 gives a comparison of waves derived according<br />

to Kotscherin (A) and Sokolowski (B) as shown on the river Ljumes.<br />

Hydrologic investigations of the river Ljumes·in the Albanian -<br />

Yugoslav borderland gave the area of the drainage basin as 520 km.<br />

The maximum discharge given by an areal formula for this region<br />

for p = 1% amounted to 1.650 cu m/so The maximum precipitation<br />

total produced by a single rain storm came to Z50 mm, as estimated<br />

from records of nearest surrounding stations. Assuming a runoff<br />

coefficient of 75% for a flyash soil catchment we obtain (by<br />

analogy with the nearest similar stream) the value of 98 million<br />

cu m for the given drainage area. Then it follows<br />

98 million m 3 •Z<br />

t = hrs = 33.5 hrs.<br />

1,650 m 3 /s 3,600 s<br />

t 1 : t z = 1 : 1. 5<br />

t l = 13.5 hrs: t z = ZO hrs.<br />

Figure 4.1 shows the shape of the simplified waves, which


148<br />

o<br />

0'<br />

LO<br />

.....<br />

ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

o LO<br />

, ,'"<br />

CIO ......<br />

N.....<br />

co-


CHAPTER 4<br />

gives an approximation to the actual wave shape.<br />

4.3.2.2 It is obvious that simple geometrical forms are<br />

only first approximations and that more attention should be<br />

directed to the characteristics of the drainage area to which<br />

computations are applied. There is no doubt that the individual<br />

waves must differ depending on many influencing factors. For<br />

this reason in a second method the forms were combined with geo­<br />

metrical parameters derived for different typical areas 0 Aleksheyoev<br />

(2) for the territory of the USSR (2).<br />

Kalinin proceeds in a similar way in replacing the<br />

hydrograph by the sume of functions of the two first terms of a<br />

trigonometrical series, and choosing the time of concentration<br />

of the given drainage area as the characteristic parameter. He<br />

determines this value empirically. Apollov and Ogievski (3)<br />

introduce the influence of concentration time into the calculation<br />

and divide the drainage area into smaller areas with constant<br />

time of travel (3) in a manner similar to c.o. Clark (4) in the<br />

U.S.A. Determination of these characteristics by actual<br />

observations is very difficult, and locations where such measure­<br />

ments are available usually allow the introduction of more precise<br />

methods.<br />

The derivations by the different methods mentioned above<br />

are hardly suitable for general use and the description of them<br />

should be taken only as information about ways of proceeding which<br />

might be useful in cases of very limited data. Analyses by these<br />

techniques led the way to later, more reliable, methods of<br />

derivation of the time distribution of runoff.<br />

149


150 ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

4.3.2.3 Methods based on evaluation of actual observations.<br />

Reliable dataabout stage and discharge, precipitation and other data<br />

concerning basin and precipitation characteristics influencing the<br />

time distribution of runoff are prerequisites for the application<br />

of these methods. These methods are usually reliable enough to<br />

satisfy the exacting demands of most users of hydrologic studies.<br />

This situation creates the need for the establishment and extension<br />

of hydrometeorological networks,· and contributes to a better basic<br />

evaluation of observational data. The hydrologist Voskresenski<br />

draws a fitting picture of the situation: ".••••••..• the way leads<br />

to hydrograph construction based on models derived from generalized<br />

forms of actual floods taking into account physico-geographical<br />

conditions-If. Such models are now widely used.<br />

4.3.2.9 Unit hydrograph method. 'Of all methods of flood<br />

wave form computation, the unit hydrograph method originally presented<br />

by Sherman has been most widely used up to the present time.<br />

It has been subject to modifications by many authors, but of the<br />

basic principles only a few have changed. The term "unit" for<br />

instance is related today to runoff volume, while it referred to<br />

duration in Sherman's original proposals. Many authors called<br />

attention to other problems which in many cases Sherman himself<br />

was aware of. The unit hydrograph is defined, essentially, as a<br />

hydrograph derived from storm rainfall of a specified duration,<br />

where the volume of surface runoff accounted for by this hydrograph<br />

is of unit depth on the basin.<br />

Net rainfall means the portion of precipitation total which<br />

becomes surface runoff. Time of concentration t k is the period


Q<br />

t,<br />

Figure 4.4<br />

Figure 4.5<br />

A·<br />

T<br />

T<br />

Figure 4.6<br />

T<br />

CHAPTER 4 153<br />

T -J-- t<br />

s<br />

-t<br />

Kt.<br />

Kt


CHAPTER 4<br />

equalling 1 x t. we obtain by dividing its ordinates by t., the<br />

. 1 1<br />

unit hydrograph .U for unit rainfall of duration t .• This hydrograph<br />

1 1<br />

should be re-transferred from ordinate scale (expressed in volume<br />

units per time unit) to discharge scale.<br />

This procedure allows transformation of a unit hydrograph of one<br />

duration to one of many other durations for the same drainage area<br />

(Table 4.1). In connection with the second problem (ii) , it must<br />

be taken into account that precipitation of equal duration produces<br />

hydrographs of equal base lengths only if the initial saturation<br />

of the soil and other initial conditions were similar. Soil<br />

saturation and its variations moreover affect the starting point<br />

of the hydrograph rise which usually does not coincide with the .<br />

beginning of rainfall, synchronization being in fact attained only<br />

with initially saturated soil. These difficulties may be overcome<br />

by derivation of unit hydrographs typical not only of specific rain-<br />

fall durations, but also of specified initial conditions. Initial<br />

estimates of net rainfall may be obtained by evaluation ana<br />

comparison of precipitation with corresponding hydrographs under<br />

different initial conditions freely chosen so as to reflect the<br />

character of the given drainage area. A method such as this<br />

was applied in derivation of Table 2 used for the solution of<br />

the following example (3).<br />

Example Derivation of a unit hydrograph is demonstrated for the<br />

drainage area of the brook Modry potok (2.65 sq km) on the uppet<br />

stream of the river Labe, Czechoslovakia.<br />

From observations made in this catchment area 13 rainfalls were<br />

selected of durations that were less than the estimated period of<br />

155


156 ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

concentration,and corresponding hydrograph rises were determined.<br />

The base flow being almost negligible, separation of base flow<br />

from surface runoff was performed by the straight-line method.<br />

Precipitation values thus obtained were divided into three groups<br />

according to duration of rainfall, taking into account the degree<br />

of saturation of the drainage area at the beginning of precipitation.<br />

Separate hydrographs were derived from precipitation follmving either<br />

continuous dry weather or periods· of heavy rainfall. In this way<br />

hydrographs were obtained for rainfalls of a duration of<br />

t = 3 hrs with antecedent dry period<br />

t = 3 hrs with antecedent wet period<br />

t = 1.5 hrs with antecedent dry period<br />

Fig. 4.7 shows the unit hydrograph for t 3 hrs with antecedent<br />

wet period. Two hydrographs were used for the calculation, volume A<br />

corresponding to 5.71 mm and volume B to 18.1 mm of rainfall. The<br />

s- curve plotted from this unit hydrograph facilitated the construction<br />

of a unit hydrograph for t - 1.5 hrs with antecedent wet period; this<br />

was necessary for plotting of waves derived from several periods of<br />

precipitation.. The derivation is seen on Table 4.1. The observed<br />

data also permitted setting up Table 4.2 as a basis for determination<br />

of net rainfall. The amount of precipitation responsible for runoff<br />

of one mm per time unit is determined for different durations of rain­<br />

fall. Again, alternatives for preceding dry or wet periods were<br />

considered. Table 4.2 serves as an example only and is not applicable<br />

to other drainage areas.<br />

It can be seen that a unit hydrograph may be successfully<br />

employed if we have at our disposal data both on areal and


164<br />

following type -<br />

ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

Computation and testing programs usually form a regular part of the<br />

library of standard programs for computers. For each hydrograph<br />

basic data in the following categories can be used:<br />

1/ Magnitude of maximum discharge from surface runoff<br />

2/ Time of maximum discharge from the beginning of rainfall<br />

3/ Time of pronounced inflections in the hydrograph from<br />

the beginning of rainfall. These points are best<br />

determined by defining the individual ordinates in<br />

terms of percent of maximum discharge, thus rendering<br />

the individual flood waves comparable.<br />

4/ The value of maximum discharge as well as the abscissas<br />

belonging to the pronounced inflections are considered<br />

dependent variables and assessment should be made of<br />

their dependence upon the independent ones likely to be<br />

responsible for their origin. Independent variables<br />

usually are precipitation duration and precipitation<br />

total, moisture storage in soil, magnitude of low-flow<br />

and me"teorological conditions antecedent to time of<br />

beginning of rainfall.<br />

Testing of the significance of different terms of equations of the<br />

will provide information on the influence of the various factors<br />

upon the formation of the hydrograph rise; the reliability of the<br />

equation can be determined by computation of the coefficients of<br />

multiple correlation and standard error of estimation (13). Equations<br />

of this type were derived for the drainage area of the brook Modry


CHAPTER 4<br />

potok (see application of unit hydrograph, Section 4.3.2.4)<br />

where<br />

Y Qp.m.<br />

vO<br />

- ·p.m.<br />

= 0.010 xl + 0.015 x 4 + 0.419 X s - 0.453<br />

0.306 x 2 - 0.043 x 4 + 2.232 X s + 1.102<br />

0.603 x 2 - 0.0052 x 4 + 6.422 X s +1.482<br />

value of peak discharge from surface runoff<br />

distance of initial point of ·wave from beginning<br />

of rainfall<br />

distance of peak from beginning of rainfall<br />

a precipitation total<br />

duration of rainfall<br />

coefficient of antecedent precipitations<br />

difference of dry- and wet-bulb thermometer<br />

values at time of origin of incident rainfall.<br />

These equations illustrate the effects of individual uarameters in<br />

this particular case. It should be emphasized that the relative<br />

importance of these parameters change with every drainage area.<br />

4.3.2.8 Flood routing<br />

Problems of the time distribution ·of discharge involved<br />

in travel of waves through stream channels and reservoirs forms a<br />

part of a special branch of hydrology. Description of methods used<br />

for flood routing goes beyond the scope of this Note. Mention is<br />

given to them because of their application to reconstruction of time<br />

distribution of discharge for historic floods and for use in analyzing<br />

floods on large drainage basins. For information about publications on<br />

165


CHAPTER 4<br />

4.4.6 Analogue v. Digital Computers. As stated, both<br />

analogue and digital computers have been applied to hydrologic<br />

model simulation. The digital computer, as the name indicates,<br />

performs calculations with numbers expressed by digits. Any<br />

desired degree of precision is attained by using. a sufficient<br />

number of significant figures. An analogue computer applies a<br />

quite different principle. It is designed so that variation in<br />

electric current or voltage simulates (is analogous to) the<br />

variation of some other physical variable such as flow of water.<br />

The analogue output is in graphical rather than digital form.<br />

Because of the wide ranges in capabilities of equipment<br />

and methods of application, only general comparisons can be made<br />

between the two types. The analogue computer is specifically<br />

designed and constructed for a particular task. It then has the<br />

advantage of performing this task immediately and presenting the<br />

result in graphical form. For streamflmv simulation, the digital<br />

computer is often more .practical because it can readily be programmed<br />

to compute any desired hydrologic function. Other advantages are<br />

its availability as a regular commercial item and the fact that it<br />

can be applied to solution of a myriad of-other problems.<br />

4.4.7 Hydrologic Hodel Formulation The computer program is<br />

based on a mathematical hydrologic model which simulates the entire<br />

streamflow process by computation or evaluation of the following<br />

elements: (1) daily (or other period) snmvmelt and/or rainfall<br />

over a sub-basin; (2) losses, either (a) by direct estimate of<br />

transpiration, interception, infiltration, and surface detention,<br />

or (b) indirectly by an antecedent precipitation index, contributing<br />

169


CHAPTER 4<br />

through use of snowrnelt indexes, or rational snowmelt equations<br />

which define the rates of heat transfer to the snowpack, as a<br />

function of meteorologic parameters (see chapter 3).<br />

A computer program can be designed to account for the<br />

relationship between snowpack ablation and decrease of the area<br />

covered by snow. Each day's computed snowmelt is an increment to<br />

the volume of runoff, which in turn is related to the decrease of<br />

snow-covered area. Thus, the computer program maintains a day-to­<br />

day inventory of 1;vater in storage and the -snow-covered area, until<br />

finally the last increment of the snowpack is melted.<br />

Rainfall appropriate to the design flood condition is<br />

added to each day's snowmelt runoff for obtaining the. total water<br />

excess for each day's basin water input. The day's values may be<br />

subdivided into values for shorter periods, 1;vhen required. Evapo­<br />

transpiration loss, soil moisture increase, depression storage and­<br />

deep percolation may be accounted for either directly or indirectly.<br />

The remaining water is then routed to produce the discharge hydro­<br />

graph.<br />

As in the case of rainfall runoff synthesis, snowmelt<br />

coefficients, and basin runoff characteristics can be developed by<br />

the computer model, by reconstitution studies of historical stream­<br />

flow events. The characteristics thus developed are then used<br />

in the computer model for application to design flood conditions.<br />

4.4.17 Summary From the preceding discussion, it ean<br />

be seen that the general approach of streamflow synthesis by<br />

computer provides a means for developing design floods. Because<br />

of the capability of the computer to handle large volumes of input<br />

177


180 ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

(16)<br />

(21)<br />

(22)<br />

Ke11er, R.<br />

Gewasser und Wasserhausha1t des Fest1andes. Leipzig 1962<br />

(17) Bruce, J.P. and R.H. C1ark<br />

Introduction to Hydrometeoro1ogy. Pergamon Press, Oxford, 1966<br />

(18) Rockwood, David M.<br />

Columbia Basin Streamf10w Routing by Computer, American Society of<br />

Civil Engineers, Transaction Paper No. 3119, 1961<br />

(19) Rockwood, David M.<br />

Program Description and Operating Instructions, 'Streamf1ow Synthesis<br />

and Reservoir Regulation'. Engineering Studies Project 171, Tech.<br />

Bull. No., 22, Jan. 1964. U.S. Army Engineer Division, North Pacific,<br />

Portland, Oregon<br />

(20) Rockwood, David M. and Mark. L,. Nelson<br />

, Computer Application to Streamf10w Synthesis and Reservoir Regulation,<br />

The International Commission on Irrigation and Drainage, 6th Congress,<br />

New Delhi, India, January 1966.<br />

Crawford, N.R., and R.K. Lindsey<br />

The Synthesis of Continuous Streamf10w Hydrographs on a Digital<br />

Computer, Tech. Report No. 12, Dept. of Civil Engineering Stanford<br />

University, Pa10 Alto, Ca1if., U.S.A., 1962<br />

McCa11ister, J.P.<br />

Role of Digital Computers in Hydrologic Forecasing and Analysis,<br />

General Assembly of Berk1ey, Int. Association of Scientific Hydrology,<br />

Vol. 63, pp. 68-76, 1963.


188<br />

220<br />

210<br />

200<br />

180<br />

170<br />

160<br />

150<br />

140<br />

130<br />

120<br />

110<br />

100<br />

90<br />

80<br />

70<br />

fiO<br />

50<br />

40<br />

30<br />

20<br />

10<br />

X<br />

- 1<br />

ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

0<br />

Fisher - Tippett Type 11<br />

fitted to annual maxima from the. sextiles<br />

x .6.3 + 27.5e.4 y<br />

Type I or Gumbel<br />

fitted by M.L. from 5-year maxima<br />

x x 30.8 + 23.5Y<br />

Type I or Gumbel<br />

fitted by M.L. to annual maxima<br />

x .35 + l6y<br />

Reduced variate V<br />

Figure 5.3 - Annual maximum 24-hour rainfall, Cape Don, Northern Territory<br />

of Australia, 31 years, 1919-1957 (tenths of an inch)<br />

2<br />

3<br />

4<br />

5


26<br />

24<br />

22<br />

20<br />

18<br />

16<br />

14<br />

12<br />

10<br />

8<br />

6<br />

4<br />

X<br />

X<br />

X<br />

CHAPTER 5<br />

Fisher - Tlppett Type I or Gumbel<br />

fitted by M.L. from 5-year maxima<br />

x .10.0 -+- 2.94y<br />

Reduced vari.te Y<br />

- 1 0 2 3<br />

Figure 5.6 - Annual maximum20-day rainfall (inches) at Embu,<br />

Kenya, 46 years, 1914-1962<br />

"<br />

x<br />

5<br />

191


192<br />

5<br />

,<br />

3<br />

2<br />

x<br />

le<br />

x<br />

-, o<br />

ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

Ftllher - Tippett Type I or ·oumbel<br />

fitted by M.L. from 5-year maxima·<br />

x _ 1.78 + .46y<br />

Reduced variate Y<br />

2 3 5<br />

Figure 5.7 - Annual maximum 24-hour rainfall (inches) for the Chania­<br />

Kimakia catchment, Kenya, 1940-65 Catchment area 160 sq.m.


200<br />

where<br />

-ClL = 1 . Q<br />

ClX<br />

0:;<br />

0<br />

-ClL = 1<br />

{ R - P+Q }<br />

Clk k k<br />

p N -Ee- y<br />

Q<br />

R =<br />

ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

Ee-y + ky ky<br />

- (l-k)Ep-<br />

-v<br />

N -Ey + Eye J<br />

The computation of the M.L. estimates is illustrated here from the<br />

data for Hartford, Table 5.2 and Fig. 5.2.<br />

· • . .. (21)<br />

· . . .. (22)<br />

We have the first estimate of the parameters made from the<br />

sextiles. The M.L. estimate is obtained by a simple and quick limiting<br />

process. Expression (19) can be put more conveniently for computation<br />

in the forms<br />

ky<br />

e<br />

y<br />

( o:;Jk) /" { (x + 0:;) - X}<br />

o k<br />

= loglO A/0.4343k<br />

For Hartford, starting with k = 0.26;0:; = 3.46; X o<br />

We nmv tabulate the columns<br />

(1) x, noting also the frequencies since the values are grouped;<br />

(2) A = e ky - , . (3) loglO A; (4) y = loglOA/0.4343 k;<br />

These are given in Table 5.3<br />

A<br />

(23)<br />

(24)<br />

(25)<br />

(26)<br />

• • • .• (27)<br />

19.7, A l3.3l/(33.0l-x)


CHAPTER 5 201<br />

Table 5.3- M.L. estimates for flood stage at Hartford. :""irst estimate,<br />

0:= 3.46; x = 19.7; k = 0.26<br />

o .<br />

A=e KY<br />

x frequency = 13.31 loglOA Y = loo- A -v<br />

°10·- e -<br />

33.01-x<br />

.4343 k<br />

12 1 .6335 -.1983 -1. 756 5.789<br />

14 2 .7002 .1548 1.371 3.939<br />

15 4 .7390 .1314 1.164 3.203<br />

16 4 .7825 .1065 .943 2.568<br />

17 3 .8314 .0802 .710 2.034<br />

18 4 .8867 .0523 .463 1.589<br />

19 11 .9500 -.0223 -.198 1.219<br />

20 9 1. 0231 +.0099 +.088 .916<br />

21 21 1.1082 .0446 .395 .674<br />

22 6 1. 2089 .0824 .730 .482<br />

23 8 1. 3297 .1239 1.097 .334<br />

24 3 1.4772 .1695 1.501 .223<br />

25 5 1. 6617 .2205 1.953 .142<br />

26 5 1. 8987 .2785 2.467 .085<br />

27 3 2.2146 .3453 3.058 .047<br />

28 1 2.6567 .4243 3.758 .023<br />

29 1 3.3192 .5210 4.614 .010<br />

30 1 4.4219 .9 456 5.718 .003<br />

I


202 ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

From the tabulation compute<br />

(1) l:y<br />

(2) l:e- y<br />

(3) l:ye- y<br />

(4) l:e ky<br />

(5)<br />

-y+ky<br />

l:e<br />

Then P = N - (2) = - 0.561<br />

Q = (5) - (1-k)(4) = 0.151<br />

R = N - (1) + (3) = -1.141<br />

Now, if the M.L. solutions are<br />

53.024<br />

92.561<br />

-40.117<br />

1).4.257<br />

84.701<br />

1 1 A 1<br />

0: =0:+0: X =x +x ;k=k+k<br />

000<br />

1 1<br />

where 0:, X O ' k are our initial estimates, and 0: , x o ' are differences<br />

from the M.L. estimates, then we can expand<br />

k) as<br />

1 A 1 A 1<br />

-aL ( 0:- 0: , X - X ' k - k ) in a Tay10r expansion, retaining only<br />

ao:<br />

o o<br />

first and second derivative of -L.<br />

A<br />

A<br />

1 1 1<br />

-aL ( 0:, X k)<br />

0'<br />

= -aL (0:_0: , x x k - k )<br />

ao: ao:<br />

0 0'<br />

0:\_a 2i ) 1 (_a<br />

2<br />

L k<br />

1<br />

(_a<br />

2<br />

= -dL (0:, x k) x ) L ) •••.• (28)<br />

ao:<br />

0' 0<br />

ao:<br />

2 ao:ax ao:ak<br />

0<br />

where the second derivatives are also taken at the M.L. values 0:, x , k.<br />

o<br />

Now since -aL ( 0:, X k) is zero by the definition of M.L. , we have<br />

ao:<br />

0'<br />

1 2<br />

(_a 2 L ) + k 1 (_a 2 0: (-u) + xl L ) = aL ( 0: , x k)<br />

a0:2<br />

0<br />

ao:ax ao:ak ao:<br />

0'<br />

0<br />

From expansions of -aL and -aL we obtain two other equations<br />

ax ak<br />

0<br />

1<br />

( _a<br />

2<br />

L ) + 1 ( _ a 2 L ) + k 1 (_a 2 0: X L ) = aL (0:, X k)<br />

0'<br />

ao:ax<br />

0<br />

ax 2 ax ak ax<br />

0 0 0 0<br />

) = aL (0: , x o ' k)<br />

ak<br />

(29)<br />

. . . .• (30)<br />

..... (31)


For Hartford these are<br />

a: = 3.48<br />

The x,y curve is x<br />

x o<br />

33.17 - 13.49<br />

CHAPTER 5<br />

19.68; k = 0.258<br />

e-· 258 y<br />

The absolute maximum flood stage is estimated.at 33.2 feet; and that for<br />

T = 1000 years is 30.9 feet.<br />

52.3 The Fisher-Tippett TYRe I or Gumbel distribution<br />

As stated in 5.1 the Fisher-Tippett Type I, which has the curvature<br />

parameter kequal to zero, can be regarded as the limit of Type Ill.<br />

The x,y curve is then the straight line of expression (8) viz.<br />

x = x +a:y<br />

o<br />

The straight line has been used extensively for discharges,rainfalls<br />

and other data, advocated mainly by Gumbel, and the distribution is<br />

commonly called the Gumbel distribution. Many references are listed<br />

in Gumbel's book (1958). Other references are· given in Chow (1964).<br />

There was a requirement in July 1966 for an estimate of<br />

extreme rainfall for theChania-Kimakiacatchmentof Kenya; and a<br />

preliminary estimate for 24 hour.rainfall was made, using extreme<br />

value theory, by A.F. Jenkinson, C. Achola and P. Byarugata (unpublished<br />

manuscript, University College, Nairobi). The catchment is situated<br />

at the southern end of the Aberdare range, which extends north-south<br />

for some 50 miles in central Kenya. Some peaks of the range are above<br />

13,000 feet, the general ridge elevation is about 10,000 feet, and<br />

the surrounding lowlands 6,000 feet. The catchment area is about<br />

160 square miles, roughly triangular with apex to the north, and<br />

slopes from 8,000 feet in the south to over 12,000 feet in the' north.<br />

Annual maximum 24 hour rainfall was recorded for each<br />

205


This gives<br />

x - 2.09 = 0.41 (W-O.58)<br />

i.e. x = 1.85 + 0.41 W<br />

Since for k = 0, W = Y we have<br />

x = 1.85 + 0.41 y<br />

i.e. x = 1. 85 and 0:<br />

°<br />

0.41<br />

CHAPTER 5<br />

If we take k 0, the M.L. solution is easily and quickly obtained.<br />

From expression (8) for k = 0 we have that<br />

x - x<br />

y = 0<br />

and we can show that<br />

0:<br />

- dL<br />

dO:<br />

R<br />

0:<br />

- dL = P<br />

dX<br />

0:<br />

0<br />

where P and R are as given in expressions (23) and (25). If we begin<br />

with the estimates<br />

0: =<br />

y<br />

0.41 x o<br />

x - 1. 85<br />

1.41<br />

Then from the tabulations compute<br />

= 1.85 tabulate<br />

(1) Ey; (2) Ee-y; (3) Eye- y<br />

Then P = N - (2); R = N - (1) + (3)<br />

Following a limiting procedure similar to that for the three parameter<br />

1<br />

case, we can obtain new estimates 0: = 0:+0: ;<br />

0:<br />

0:<br />

.65 (-R) + .26(P)<br />

.26 (-R) + 1.11(P)<br />

x o<br />

x o<br />

,,,here<br />

207<br />

• • • •• (37)<br />

• • • •. (38)<br />

(39)<br />

..... (40)<br />

..... (41)


(1) Ey = 15.317<br />

(2) Ee- Y = 26.482<br />

(3) Eye- Y = - 13.362<br />

P = N - (2)<br />

-.482<br />

CHAPTER 5<br />

R = N - (1) + (3) = -2.679<br />

Then from expressions (40) and (41)<br />

Na: 1<br />

a:<br />

= .65(2.679) + .26(-.482) 1.615<br />

Nx 1<br />

o = .26(2.679) + 1.11(-.482) .162<br />

a:<br />

Since a: 0.41 and N 26<br />

a:<br />

1<br />

= (1.615 x .41)/26 = .0255<br />

1<br />

x = (.162 x .41)/26 = .0026<br />

0<br />

So the new estimates fora: and x are<br />

0<br />

A 1<br />

a: = a: +a: .4355<br />

1<br />

x = x + x = 1.8526<br />

000<br />

Repeat the process, starting with these values.<br />

Two steps are usually sufficient.<br />

For the Chania-Kimakia catchment the M.L. estimates, obtained.<br />

at the second step, were<br />

a: = 0.431<br />

The estimates for T<br />

x = 1.852<br />

o<br />

100; 1000; 10,000 years are<br />

x = x + a:y where y has values 4.61; 6.91; 9.31.<br />

o<br />

They are, respectively, 3.83 inches; 4.82 inches; 5.81 inches.<br />

5.3 Confidence Limits<br />

5.3.1 The Gumbe1 case<br />

x = x + Y<br />

o<br />

209


210<br />

and the variance<br />

S 2<br />

x<br />

2<br />

0::<br />

N<br />

ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

S2 is given, using (42), by<br />

x<br />

or, more formally, using the explicit expressions in the variance-<br />

covariance matrix, (43),<br />

S 2<br />

x<br />

N<br />

1 + i + (1 _ y + y)2<br />

1T 2<br />

S is given in two forms in Table 5.7 for different values of T.<br />

x<br />

Table 5.7 Values of S for the Gumbel line for different<br />

x<br />

return periods T<br />

!"<br />

T Y S<br />

x =<br />

x<br />

JFr<br />

0::<br />

times S = .rn- y times<br />

100 4.61 4.05 .88<br />

1,000 6.91 5.80 .84<br />

10,000 9.21 7.65 .82<br />

100,000 11.51 9.36 .81<br />

00 .78<br />

The form for S given in the last column is probably the easier to<br />

x<br />

use and remember. For T = 10,000 years S = O. 82 0:: Y/ .IN<br />

x<br />

and the multiplier 0.82 can be used for other values of T for<br />

simplicity.<br />

For the Chania-Kimakia catchment annual maximum 24 hour rainfall,<br />

Section 5.2.3, the M.L. estimate<br />

is x = 1.85 + 0.43 y<br />

For T 10,000 years, y 9.31<br />

x = 5.81 inches.<br />

. . •.. (44)<br />

. . . .. (45)


CHAPTER 5<br />

The standard error (S.E.) of estimate is<br />

0.82 ocy /.J"N = 0.82 x 0.43 x 9.31 / m .605 inches<br />

Thus for T 10,000 years<br />

x = 5.81 ± .605 inches<br />

If we adopt the value for T = 10,000 years plus two standard errors<br />

as a reasonable upper limit, this is<br />

5.81 + 1.21 inches + 7.02 inches.<br />

5.3.2 The three-parameter case<br />

From (9) x = x + ocW where W = (l-e-kY)/k W depends only<br />

o<br />

on k for a given y.<br />

Then IX = iX +<br />

o<br />

oc dW<br />

dk<br />

This can be rearranged in themoreo convenient foTm _<br />

+<br />

1<br />

W<br />

dW<br />

dk<br />

211<br />

..... (46)<br />

(Jk) ..... (47)<br />

Then, using the variance-covariance matrix in expression (33)<br />

NS 2<br />

x<br />

2 2<br />

oc W<br />

1<br />

= a + (1:- dW )2<br />

+WZb C +'2. 1 (1. dW)<br />

W dk<br />

W<br />

f<br />

W<br />

dk<br />

(1 dW<br />

2. 1<br />

+ 2 dk )g +<br />

W<br />

h ..... (48)<br />

W<br />

Values of Wand 1 dW are given in Table 5.8 for T<br />

W dk<br />

(y = 6.91) and T= 00<br />

1000 years<br />

The M.L. estimates for Hartford flood stage were given in 5.2.2. The<br />

1 dW<br />

value of k was 0.258. For this value of k, W = 3.22; -==<br />

W dk<br />

Substituting in expression (48) for T = 1000 years<br />

-2.48


218 ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

Tab1es·9.- N.L. estimation ( k = 0) for the S-year maxima of<br />

flood discharges for the Tana River at Garissa. First estimate<br />

x = 49' er = 18.<br />

o '<br />

Discharge Frequency<br />

x-49 e- y<br />

y =--<br />

18<br />

12.5 1 -2.028 7.599<br />

12.5 5 2.028 7.599<br />

13.3 15 1.983 7.265<br />

16.0 35 1.833 6.253<br />

1Q.3 70 1.817 6.153 ,<br />

17.0 126 1. 778 5.918 I<br />

17.0 210 -1. 778<br />

5.918<br />

18.7 330 -1.683 5.382<br />

18.7 495 1.683 5.382<br />

20.7 715 1.572 4.816<br />

22.8 1001 1.456 4.289<br />

23.8 1365 1.400 4.055<br />

24.5 1820 1. 361 3.900<br />

25.0 2380 1.333 3.792<br />

27.5 3060 1.194 3.300<br />

30.4 3876 1.033 2.809<br />

31.1 4845 .994 2.702<br />

31.1 5985 .994 2.702<br />

32.8 7315 .900 2.460<br />

36.6 8855 .689 1.992<br />

42.2 10626 .378 1. 459<br />

I


CHAPTER 5<br />

48.0 12650 -.056<br />

52.0 14950 +.167<br />

53.0 17550 .222<br />

61.0 20475 .667<br />

63.5 23751 .806<br />

110.0 27405 3.389<br />

1<br />

Then N a: / a:<br />

Total N = 169,911<br />

Ey = 83,875<br />

Ee- Y = 200,154<br />

Eye- Y = -117,000<br />

P = N - Ee- Y = -30,243<br />

R = N - Ey + Eye- Y = -30,964<br />

a:<br />

-.65 R + .26 P<br />

= -.26R + 1.11 P<br />

Since N 169,911 a: = 18<br />

1<br />

a: = 1.30<br />

1<br />

x o<br />

12,263<br />

-25,519<br />

=2.70<br />

Then our new estimates for a: and x<br />

o<br />

are<br />

a: 18 + 1.30 19.30<br />

x<br />

o<br />

= 49 -2.70 = 46.30<br />

The M.L. estimates, obtained at the second step, are<br />

a: = 18.92<br />

So the 5-year maxima are given by<br />

x = 46.41 + 18.92 y<br />

x = 46.41<br />

o<br />

1.058<br />

.846<br />

.801<br />

.513<br />

.447<br />

.034<br />

We can obtain the equivalent I-year maxima from the expressions<br />

a:(l-year) = a:(5-year)<br />

5<br />

x (I-year) = x (5-year) - a:10g<br />

o 0 e<br />

x (5-year) - 1.609a:<br />

o<br />

219<br />

}<br />

}<br />

} . . . .. (50)


220 ESTIMATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

N.B. This is a special case of the 3-parameter changes, where the<br />

S-year maxima<br />

x(S-year) A - 11<br />

-ky<br />

e<br />

0:<br />

o:/k )<br />

(writing x +-= A 11<br />

0 k<br />

correspond to the I-year maxima<br />

x(l-year) = A - 11' Sk e-ky<br />

So for Garissa, the equivalent annual maxima are given by<br />

x = (46.41 - 1.609 x 18.92) + 18.92 Y<br />

i.e. x = lS.97 + 18.92 Y<br />

This line is drawn on Fig. 5.1<br />

The discharge with return period T = 1000 years, Y<br />

146.7 cfsx 1000; with S.E•<br />

• 840:<br />

IN<br />

y<br />

= .84 x 18.92 x 6.91<br />

JTI<br />

19.7<br />

6.91 is<br />

We have in fact used all our original' 31 annual maxima to derived<br />

the simulated set of S-year maxima, and so it seems reasonable<br />

to take N = 31 in the expression for the S.E. For T = 10,000 years<br />

x = 192.1 cfsxlOOO with S.E. 2S.9. If we take as an acceptable<br />

"upper limit" the value for T = 10,000 years plus two standard<br />

errors, this is 244.0 cfs x 1000.<br />

A warning should be given against fitting a Gumbel<br />

line by M.L. to the original annual maxima. This would have given<br />

x = 21.2 + 12.86 Y<br />

This line is also drawn on Fig. S .1. It would grossly underestimate<br />

the possible extremes.<br />

To emphasize the warning, Gumbel M.L. estimates from the<br />

• • • •• (SI)


CHAPTER 5<br />

annual maxima are also drawn on Figs. 5.3 and 5.5 for comparison<br />

with the Gumbel M.L. lines for the 5-year maxima. In these cases<br />

also there would be serious underestimation of the possible extremes<br />

for all return periods > T 100.<br />

The M.L. estimates for the 5-year maxima have been drmvn<br />

on Figs. 5.2 to 5.7. For flood stages at Hartford, Fig. 5.2, the<br />

estimated upper limit obtained from the 5-year maxima is the same<br />

as that from the annual maxima, viz 33.2 feet.<br />

M.L. estimates from annual maxima<br />

x = 33.2 - l3.5e-· 26y<br />

M.L. estimates from 5-year maxima<br />

x = 33.2 - l4.le-· 28y<br />

5.4.3 Empirically derived distribution of extremes<br />

Boldakov (1967) stressed that annual maximum flood<br />

discharges should have an upper limit QMM; and he gave an<br />

empirical estimate of this upper limit<br />

l 2<br />

Q = Q (1 + 9.1 C • )<br />

MM v<br />

where Q is the mean of the annual maxima, and C is the coefficient<br />

v<br />

of variation i.e. standard deviation/mean.<br />

He also gave an empirically derived table connecting Q MM<br />

with the upper 10% of the annual maximum flood discharges. A brief<br />

extract is given in Table 5.10.<br />

5.4.4 Relation between maximum catchment rainfall and maximum flood<br />

discharge<br />

Embu, whose annual maximum 20-day rainfall is analysed in<br />

221<br />

(52)


CHAPTER 5<br />

16. P. Gui110t and D. Duband, 1967. La methode de Gradex pour le<br />

ca1cu1 de la probabi1ite des crues a partir des precipitations.<br />

(Paper presented at the International Symposium on Statistical<br />

Hydrology, Fort Co11ins, September 1967)<br />

APPENDIX 5.1 Values of F(x) and y = -log log (l/F)<br />

00<br />

0 1 2 3 4 5 6 7 8 9<br />

_ co -1.53 1.36 1.25 1.17 1 •.10 1.03 0.98 0.93 0.88<br />

10 0.83 0.79 0.75 0.71 0.68 0.64 0.61 0.57 0.54 0.51<br />

20 0.48 0.44 0.41 0.39 0.36 0.33 0.30 0.27 0.24 0.21<br />

30 0.19 0.16 0.13 0.10 0.08 0.05 -0.02 1:0.01 0.03 0.06<br />

40 0.09 0.11 0.14 0.17 0.20 0.23 0.25 0.28 0.31 0.34<br />

50 0.37 0.40 0.42 0.45 0.48 0.51 0.55 0.58 0.61 0.64<br />

60 0.67 0.70 0.74 0.77 0.81 0.84 0.88 0.92 0.95 0.99<br />

70 1.03 1.07 1.11 1.16 1.20 1.25 1.29 1.34 1. 39 1.45<br />

80 1.50 1.56 1.62 1.68 1. 75 1.82 1.89 1.97 2.06 2.15<br />

90 2.25 2.36 2.48 2.62 2.78 2.97 3.20 3.49 3.90 4.61<br />

F(x) y F(x) Y F(x) Y<br />

.005 -1.67 .975 3.68 .991 4.71<br />

.010 -1.53 .980 3.90 .992 4.82<br />

.015 -1.43 .985 4.19 .993 4.96<br />

.020 -1.36 .990 4.61 .994 5.11<br />

225


CHAPTER 6 247<br />

TABLE 1<br />

Corresponding values S = f(C s ) of the coefficient of asymmetry Cs and the<br />

coefficient of skewness S of the binomial curve (according to Alekseyev)<br />

C<br />

s<br />

x -x-<br />

pi<br />

S<br />

x<br />


248<br />

ESTTIVlATION <strong>OF</strong> <strong>MAXIMUM</strong> <strong>FLOODS</strong><br />

TABLE 1<br />

(continued)<br />

3.6 1.93 -0.42 -0·56 2.48 0.89<br />

3·7 1.91 -0.42 -0·54 2.45 0.90<br />

3.8 1.90 -0.42 -0·53 2.43 0.91<br />

3·9 1.90 -0.41 -0·51 2.41 0.92<br />

4.0 1.90 -0.41 -0·50 2.40 0.92<br />

4.1 1.99 -0.41 -0.49 2.38 0.93<br />

4.2 1.88 -0.41 -0.48 2.36 0.94<br />

4.3 1.87 -0.40 -0.47 2.34 0.94<br />

4.4 1.86 -0.40 -0.46 2.32 0.95<br />

4.5 1.85 -0.40 -0.45 2.30 0.96<br />

4.6 1.84 -0.40 -0.44 2.28 0.97<br />

4.7 1.83 -0.40 -0.43 2.26 0.97<br />

4.8 1.81 -0.39 -0.42 2.23 0.98<br />

4.9 1.80 -0.39 -0.41 2.21 0.98<br />

5. 0 1.78 . -0.38 -0.40 2.18 0".98<br />

5. 1 1.76 -0.38 -0.39 2.15 0.98<br />

5.2 1.74 -0.37 -0.38 2.15 0.98<br />

11<br />

I<br />

I<br />

I<br />

I<br />

II I<br />

I<br />

I


CHAPTER '6<br />

TABLE 5<br />

The Ostravice in FrYdek. Calculation of the curve of the interval<br />

of recurrence of the annual maxiinum discharges for the period<br />

1940 - 1945 including the peaks from 1880 and 1902<br />

",Q<br />

m Year m./ /s<br />

p %*<br />

1880 1000 1,15<br />

1902 920 2,74<br />

1 1940 610 6,32<br />

2 1960 540 9,91<br />

3 1958 500 13,5<br />

4- 1949 440 17,1<br />

5 1959 357 20,7<br />

· · · ·<br />

· · · .'<br />

· · · ·<br />

· · · ·<br />

24 1962 71 89,1<br />

25 '1957 67 92,7<br />

26 1963 52 96,3<br />

I<br />

* for the first historical flood according to the formula (3c), for the<br />

second one according to (3d) and for the other members according to (3e).<br />

x + x - 2x<br />

S = 5 95 90 _ 0,64<br />

x 5 - x 95<br />

x _162 ;;/s<br />

50<br />

s<br />

C = --.!. - 0,906<br />

v<br />

x<br />

C = 2,3<br />

n<br />

253


CHAPI'ER 6<br />

TABLE 6<br />

Annual maximum discharges in the river Pra for the period 1944 - 1960<br />

Q<br />

Month Year<br />

m<br />

m Occurrence tn3; s p = n+l<br />

1 7. 1960 1280 5,57<br />

2 7. 1957 1020 11,14<br />

3 7. 1953 990 16,70<br />

4 9. 1947 810 22,30<br />

5 1l. 1955 780 27,85<br />

6 6. 1958 780 33,40<br />

7 6. 1956 744 39,00<br />

8 10. 1951 720 44,50<br />

9 7. 1944 660 50,10<br />

10 7. 1949 660 55,70<br />

11 9. 1952 577 61,20<br />

12 10. 1959 550 66,80<br />

13 10. 1945 504 72,40<br />

14 6. 1948 504 78,00<br />

15 7. 1954 504 83,50<br />

16 10. 1946 420 89,00<br />

17 10. 1950 262 94,60<br />

255<br />

• 100


CHAPTER 7<br />

basin. Uext the frequency distribution of maximum discharge<br />

is worked out as a function, not of time, but of rainfall. For<br />

example, on a given basin a dai..ly rainfall of lOa nun can be<br />

expected to product a range of maximum discharges on different<br />

occasions, depending on the prior wetness of the soil and other<br />

factors. Tlus span of discharges can be expressed as a fre­<br />

quency distribution, corresponding to 100 mm of rai.11.. Other<br />

frequency distributions are obtained for other quantities of<br />

rainfall. To develop the rainfall-discharge relationships, the<br />

simultaneous period of record of discharges Cind precipitation is<br />

used if it exists; if not, it is necessary to transpose relation­<br />

ships from adjacent basins. Finally, by combining the rainfall<br />

frequency distribution of peak discharges is obtained in terms<br />

of mean recurrence interval.<br />

Generating the discharge vs. rainfall relationships will<br />

usually require a good deal of judgment in treatment of a limited<br />

amoUnt of data.<br />

The indirect procedure is justifiedratl1er than direct<br />

statistical analysis of the discharge record where the precipitation<br />

record exceeds the discharge record in number of years, as is often<br />

the case. An example of application of the joint probability method<br />

is given by Guillot and Duband (5).<br />

267


ANNEX 2<br />

q o,c,g<br />

=----0<br />

(F + C)n<br />

where o _ coefficient taking into account the decrease of maximum spe­<br />

(11 )<br />

cific discharges due to the influence of lakes, swamps, for­<br />

ests and other factors.<br />

On the basis of formula (11) it is possible to write<br />

q<br />

o,c,g<br />

=<br />

qmax,o (F + C)n<br />

0<br />

or in the absence of accumulating factors in the basin ( 0 = 1.0) and accept­<br />

ing C = 1.0 as a first approximation, it is possible to obtain the following:<br />

q = q t (F + l)n<br />

o,c,g max, u<br />

Formula (13) provides an estimate of the values of maximum specific runoff<br />

for comparison with the observed maximum speclfic discharges at hydrological<br />

stations and with the theoretical values of q estimated by the meteoo,c,g<br />

rological method.<br />

8. The comparison shows that the maximum values of specific runoff from<br />

slopes caused by snowmelt q estimated by formula (13) at n = 0.25 aco,c,<br />

cording to the long-term observations of springsnowmelt maxima on therivem<br />

of the USSR, including several thousands of station-years j5j7, are usually<br />

within the limits of q = 2.0 - 3.0 m 3 /sec/km 2 (in the absence of faco,c<br />

tors causing maximum runoff accumulation and considerable smoothening of<br />

floods in flood plains and lower reaches of rivers).<br />

q o,c<br />

pite<br />

In this case, the extreme value of the specific snowmelt runoff<br />

= 3.6 m 3 /sec/km 2 , estimated by formula (5), was never exceeded, des­<br />

the availability of historical spring snowmelt maxima in the given<br />

observation series, with a probable frequency of once every 100-300 years.<br />

Higher values of specific runoff caused by snowmelt reaching q =<br />

max,c<br />

4.0-4.5 m 3 /sec have occurred in some river basins of the mountainous regions<br />

(12)<br />

(13)<br />

285

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