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Facts and Arguments about the Introduction of Initiative and ...

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der your money to. You h<strong>and</strong> over your money out <strong>of</strong> sheer<br />

necessity to <strong>the</strong> least unpleasant, who is later arrested by <strong>the</strong><br />

police. Then, during <strong>the</strong> confrontation, <strong>the</strong> man says to you:<br />

“I didn’t steal your wallet at all; you gave me <strong>the</strong> wallet <strong>of</strong><br />

your own free will. After all, you were entirely free not to give<br />

me <strong>the</strong> wallet.” The perversity <strong>of</strong> this argument is clear. You<br />

were indeed free to ei<strong>the</strong>r give or not to give <strong>the</strong> money to this<br />

particular villain. But you were, however, forced (by <strong>the</strong> villain<br />

concerned, among o<strong>the</strong>rs) to surrender <strong>the</strong> wallet anyway<br />

– against your will. You were denied <strong>the</strong> freedom to keep <strong>the</strong><br />

wallet yourself. Replace <strong>the</strong> robbers in this analogy by political<br />

parties, <strong>and</strong> <strong>the</strong> wallet by your right to participate directly<br />

in <strong>the</strong> decision-making process, <strong>and</strong> you get <strong>the</strong> argument in<br />

favour <strong>of</strong> purely representative decision-making. Just as your<br />

freedom to surrender your wallet was a sham freedom, <strong>the</strong><br />

m<strong>and</strong>ate in a purely representative system is a sham m<strong>and</strong>ate,<br />

precisely because it is imposed. In this context, Friedrich<br />

Nietzsche wrote: “Parliamentarianism, i.e. <strong>the</strong> <strong>of</strong>ficial<br />

permission to be allowed to choose from among five political<br />

points <strong>of</strong> view, is popular among <strong>the</strong> many who would like<br />

to seem independent <strong>and</strong> individualistic in fighting for <strong>the</strong>ir<br />

views to prevail. Ultimately, however, it makes no difference<br />

whe<strong>the</strong>r <strong>the</strong> herd has an opinion imposed on it, or that five<br />

opinions are permitted.” (Nietzsche, 1882, 1999, p. 500)<br />

The notion <strong>of</strong> ‘purely representative democracy’ is an internal<br />

contradiction (comparable with <strong>the</strong> term ‘square circle’),<br />

especially if <strong>the</strong> majority <strong>of</strong> people want direct decision-making.<br />

If <strong>the</strong> majority <strong>of</strong> people want direct decision-making, a<br />

purely representative system is undemocratic by definition,<br />

because by its very nature such a system is contrary to <strong>the</strong><br />

will <strong>of</strong> <strong>the</strong> majority (because ‘being square’ implies <strong>the</strong> presence<br />

<strong>of</strong> corners, a circle cannot be square by definition, because<br />

<strong>the</strong> circle – by its very nature – has no corners).<br />

Setting up a party oneself<br />

Supporters <strong>of</strong> purely representative decision-making still<br />

have a second argument. They say that everyone is still free to<br />

set up a party <strong>the</strong>mself <strong>and</strong> to st<strong>and</strong> for a parliamentary seat.<br />

However, this response ignores <strong>the</strong> principle <strong>of</strong> <strong>the</strong> people’s<br />

sovereignty. Popular sovereignty starts with <strong>the</strong> people’s opportunity<br />

to be able to determine how a decision is made.<br />

It is very possible that <strong>the</strong> large majority <strong>of</strong> <strong>the</strong> people want<br />

to express <strong>the</strong>ir opinion on a specific issue directly, while<br />

only very few people aspire to have a seat in parliament. In<br />

a democracy, this wish should be respected. Anyone who decrees,<br />

against <strong>the</strong> wishes <strong>of</strong> <strong>the</strong> majority, that direct decisionmaking<br />

is not permitted <strong>and</strong> that one must achieve changes<br />

by taking a seat in parliament, puts <strong>the</strong>mselves above <strong>and</strong> in<br />

opposition to <strong>the</strong> people <strong>and</strong> violates <strong>the</strong> sovereignty <strong>of</strong> <strong>the</strong><br />

people. If <strong>the</strong> people want to decide on a specific issue <strong>and</strong><br />

this is made impossible, <strong>the</strong>n <strong>the</strong> people are clearly not <strong>the</strong><br />

ruling power. When an elite refuses <strong>the</strong> majority <strong>of</strong> citizens<br />

<strong>the</strong> desired opportunity to make decisions directly, <strong>and</strong> puts<br />

forward <strong>the</strong> setting up <strong>of</strong> a personal party as an ‘alternative’,<br />

<strong>the</strong>n <strong>the</strong>y are patronising <strong>the</strong> majority <strong>and</strong> <strong>the</strong>re is no question<br />

<strong>of</strong> democracy.<br />

Research into <strong>the</strong> motivation for voting behaviour shows in<br />

no uncertain terms that <strong>the</strong> majority <strong>of</strong> voters do not vote just<br />

because <strong>the</strong>y want to grant a m<strong>and</strong>ate [see 2-2]. The majority<br />

<strong>of</strong> <strong>the</strong> electorate vote strategically: given <strong>the</strong> existing system,<br />

which leaders appear to be least harmful? If <strong>the</strong> votes were<br />

actually to be cast in a spirit <strong>of</strong> granting democratic m<strong>and</strong>ates,<br />

<strong>the</strong> current mistrust <strong>of</strong> <strong>the</strong> people towards <strong>the</strong>ir parlia-<br />

1<br />

ments – which polls across <strong>the</strong> whole <strong>of</strong> Europe repeatedly<br />

highlight – would be completely inexplicable. There are no<br />

m<strong>and</strong>ataries in <strong>the</strong> real sense <strong>of</strong> <strong>the</strong> word sitting in parliament;<br />

<strong>the</strong>re are leaders, however, who are elected in preference<br />

to o<strong>the</strong>rs by <strong>the</strong> voters, simply because <strong>the</strong> electorate is<br />

now forced to elect someone <strong>and</strong> just votes for <strong>the</strong> person (or<br />

party) least likely to do any damage.<br />

Thus <strong>the</strong>re is a fundamental difference between political parties<br />

that support <strong>the</strong> binding citizens’ initiative referendum<br />

<strong>and</strong> those that resist its introduction. The latter must really<br />

be considered as vested power interests. Only those parties<br />

which unconditionally support <strong>the</strong> introduction <strong>of</strong> <strong>the</strong> binding<br />

citizens’ initiative referendum can be considered to be<br />

au<strong>the</strong>ntically democratic, in <strong>the</strong> literal sense that <strong>the</strong>y strive<br />

for an au<strong>the</strong>ntic form <strong>of</strong> ‘people power’.<br />

Parliament <strong>and</strong> referendums<br />

The purely representative system, <strong>the</strong>refore, cannot be considered<br />

to be truly democratic. This system necessitates, a<br />

priori, <strong>the</strong> appointment <strong>of</strong> a decision-making elite <strong>and</strong> opens<br />

up <strong>the</strong> possibility for introducing laws that are contrary to <strong>the</strong><br />

will <strong>of</strong> <strong>the</strong> people.<br />

Never<strong>the</strong>less, <strong>the</strong> representative system can operate reasonably<br />

well in one special situation. When <strong>the</strong> large majority <strong>of</strong> <strong>the</strong><br />

voters approves a purely representative system <strong>and</strong> if, moreover,<br />

<strong>the</strong> majority <strong>of</strong> citizens principally identify with one <strong>of</strong> <strong>the</strong><br />

existing political parties, <strong>the</strong> purely representative system is<br />

reasonably legitimate (because it is desired by <strong>the</strong> citizens).<br />

This situation existed to a greater or lesser extent, perhaps, in<br />

many Western countries until approximately <strong>the</strong> 1960s.<br />

But times have changed. The majority <strong>of</strong> citizens do want referendums<br />

<strong>and</strong> most people no longer clearly identify <strong>the</strong>mselves<br />

with one political party or o<strong>the</strong>r (see inset 1-1). The<br />

system <strong>of</strong> political decision-making remains unchanged, but<br />

<strong>the</strong> democratic deficit is still drastically increasing, because<br />

in this system <strong>the</strong> people’s ability to express <strong>the</strong>ir social convictions<br />

continues to be eroded.<br />

This can only be resolved by introducing <strong>the</strong> binding citizens’<br />

initiative referendum. In conjunction with <strong>the</strong> representative<br />

system, <strong>the</strong> binding citizens’ initiative referendum<br />

can provide a system that, on <strong>the</strong> one h<strong>and</strong>, contains <strong>the</strong> essential<br />

characteristics <strong>of</strong> <strong>the</strong> public assembly (equality, right<br />

<strong>of</strong> initiative, majority rule, m<strong>and</strong>ate principle) <strong>and</strong>, on <strong>the</strong><br />

o<strong>the</strong>r, is still usable in a modern society. However, we must<br />

<strong>the</strong>n introduce some new principles that determine how representative<br />

<strong>and</strong> direct-democratic decision-making interact<br />

with each o<strong>the</strong>r. In particular, if we want to retain <strong>the</strong> essential<br />

advantage <strong>of</strong> representative democracy (no popular vote<br />

on every issue), <strong>the</strong> citizens must be required to demonstrate<br />

an active interest in direct decision-making. The parliament<br />

or representative body would be considered to possess a m<strong>and</strong>ate<br />

for all those issues on which <strong>the</strong> citizens do not actively<br />

make known <strong>the</strong>ir desire for direct decision-making.<br />

If a group <strong>of</strong> citizens wants to obtain a referendum on a certain<br />

matter, <strong>the</strong>refore, <strong>the</strong>y must prove that a clear desire for<br />

direct decision-making does actually exist among <strong>the</strong> people.<br />

In practice, this evidence is provided through <strong>the</strong> collection<br />

<strong>of</strong> signatures to apply for a referendum. In Switzerl<strong>and</strong>, for<br />

example, a referendum is held at <strong>the</strong> federal level if 2% <strong>of</strong> <strong>the</strong><br />

electorate request it.

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