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Facts and Arguments about the Introduction of Initiative and ...

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5-1: The art <strong>of</strong> <strong>the</strong> citizens’ initiative<br />

Below is a checklist <strong>of</strong> some basic rules that must be taken<br />

into account when launching a citizens’ initiative. The most<br />

important sources are: Jim Shultz, ‘The <strong>Initiative</strong> Cookbook’,<br />

<strong>and</strong> Michael Seipel & Thomas Maier, ‘Triumph der<br />

Bürger!’ (The Citizens’ Triumph!).<br />

General rules<br />

• Usually, <strong>the</strong> side that convinces <strong>the</strong> undecided or floating<br />

voters wins.<br />

• The strongest force behind <strong>the</strong> politics <strong>of</strong> <strong>the</strong> referendum is<br />

public discontent. One should carefully establish whe<strong>the</strong>r<br />

<strong>the</strong>re is discontent <strong>and</strong> whe<strong>the</strong>r this can be mobilised.<br />

• Referendum initiatives usually have majority public backing<br />

to begin with. This tends to drop <strong>of</strong>f during <strong>the</strong> campaign<br />

under pressure from <strong>the</strong> opponents. A slide from a<br />

70% to a 51% support position can happen quite easily; a<br />

move in <strong>the</strong> reverse direction is far harder.<br />

• Referendums are lost on <strong>the</strong> weakest point in <strong>the</strong> proposal.<br />

If <strong>the</strong> proposal has a weak point somewhere, <strong>the</strong> opponents<br />

will focus on that <strong>and</strong> exaggerate <strong>the</strong> weakness.<br />

Voters have very little inclination to vote for a proposal<br />

that has an obvious weak point, even when <strong>the</strong> main body<br />

<strong>of</strong> <strong>the</strong> proposal is sound.<br />

• Polarisation is inevitable. The voters must clearly see who<br />

is for <strong>and</strong> against <strong>the</strong> proposal <strong>and</strong> why.<br />

• Being able to show that ones opponents have a financial<br />

interest in <strong>the</strong> outcome is an extraordinarily effective way<br />

<strong>of</strong> winning support.<br />

Questions at <strong>the</strong> outset<br />

• Is <strong>the</strong>re sufficient public support? Opinion polls can be used,<br />

but remember that public opinion is fickle <strong>and</strong> can change.<br />

• Is <strong>the</strong>re a simple, winning message? Compare <strong>the</strong> opponents’<br />

possible message or key slogan with your own.<br />

• How strong is <strong>the</strong> support base? Are <strong>the</strong>re enough organisations<br />

that can step into <strong>the</strong> spotlight? Are <strong>the</strong> organisations<br />

that <strong>the</strong> public would naturally expect to support <strong>the</strong><br />

initiative also actually in favour <strong>of</strong> it?<br />

• Is <strong>the</strong>re any money? Fundraising must start early. The<br />

funding must be clear <strong>and</strong> underst<strong>and</strong>able. It must also<br />

be realistic <strong>and</strong> <strong>the</strong> accounts must always be up to date<br />

<strong>and</strong> readily available (e.g. for <strong>the</strong> media).<br />

• Is <strong>the</strong>re expertise readily available? Ensure that <strong>the</strong>re are<br />

enough people capable <strong>of</strong> dealing with technical problems<br />

or political disturbances during debates <strong>and</strong> speeches.<br />

• Is it possible to take advantage <strong>of</strong> any general or local elections?<br />

Holding <strong>the</strong> referendum at <strong>the</strong> same time as elections<br />

can help to increase turnout – important if <strong>the</strong>re are<br />

turnout quorums.<br />

Phrasing <strong>the</strong> question<br />

• The initiative/referendum proposal must be clear <strong>and</strong><br />

precise. The wording must be unambiguous <strong>and</strong> <strong>the</strong> proposal<br />

must be made public as early as possible.<br />

• The proposal must be drawn up with all <strong>the</strong> potential<br />

allies in mind. Do not include irrelevant aspects that<br />

might frighten <strong>of</strong>f possible allies. The opposite is also<br />

possible: ‘fence sitters’ (organisations that tend to adopt<br />

a neutral position) can take part in <strong>the</strong> coalition if certain<br />

aspects that are important to <strong>the</strong>m are included.<br />

3<br />

• The proposal must be drawn up with <strong>the</strong> public in mind.<br />

Does <strong>the</strong> proposal have a broad appeal? Does it have an<br />

Achilles heel?<br />

• Will <strong>the</strong> authorities accept <strong>the</strong> referendum result as binding?<br />

If not, <strong>the</strong>n tying political parties to it can be an option:<br />

get <strong>the</strong>m to promise to accept <strong>the</strong> result well before<br />

<strong>the</strong> referendum.<br />

• If <strong>the</strong>re is a victory in <strong>the</strong> referendum, can <strong>the</strong> result be<br />

contested in <strong>the</strong> courts? (Obtain legal advice)<br />

Coalition<br />

• A coalition which includes unusual allies streng<strong>the</strong>ns <strong>the</strong><br />

credibility <strong>of</strong> <strong>the</strong> initiative (e.g. ‘conservative’ <strong>and</strong> ‘progressive’<br />

political parties, employers <strong>and</strong> employees, etc.)<br />

• The core partners <strong>of</strong> <strong>the</strong> coalition must be available from<br />

<strong>the</strong> start.<br />

• Good agreements between coalition partners <strong>about</strong> funding,<br />

a common public position, <strong>the</strong> division <strong>of</strong> duties <strong>and</strong><br />

<strong>the</strong> appointment <strong>of</strong> spokesmen <strong>and</strong> -women are essential.<br />

Signature collection<br />

• Shultz writes: “The Zen <strong>of</strong> signature ga<strong>the</strong>ring is, don’t<br />

argue with anyone.” Signature collection <strong>and</strong> campaigning<br />

are <strong>the</strong>refore best done separately. Being tempted into<br />

a discussion lasting a quarter <strong>of</strong> an hour or more with one<br />

or more passers-by is not an efficient use <strong>of</strong> time during<br />

a signature ga<strong>the</strong>ring campaign. You have to try to maximize<br />

productivity when collecting signatures.<br />

• Make <strong>the</strong> link to <strong>the</strong> next step in <strong>the</strong> campaign. Signature<br />

collection enables <strong>the</strong> volunteers to build up some reserves<br />

<strong>of</strong> effort <strong>and</strong> commitment. If <strong>the</strong>se reserves are neglected<br />

when <strong>the</strong> signature threshold has been achieved,<br />

it makes it more difficult to remobilise <strong>the</strong> real campaign<br />

some months later.<br />

• Monitor <strong>the</strong> validity <strong>of</strong> <strong>the</strong> signatures. Signatures can be<br />

obtained from people with <strong>the</strong> wrong place <strong>of</strong> residence or<br />

nationality, or names <strong>and</strong> addresses can be unreadable or<br />

wrong. You should take an invalidity rate <strong>of</strong> 10% to 20%<br />

into account.<br />

• Arrange a media event for <strong>the</strong> submission <strong>of</strong> <strong>the</strong> signatures.<br />

The campaign<br />

• “Keep it simple <strong>and</strong> repeat <strong>the</strong> central message over <strong>and</strong><br />

over again.”<br />

• Also appeal to people’s emotions. Someone who appears<br />

both expertly <strong>and</strong> emotionally committed comes across<br />

well.<br />

• Retain a strong hold on <strong>the</strong> initiative during debates. Anyone<br />

who gets pinned down by <strong>the</strong>ir opponent on a sidetrack<br />

has lost. Beware <strong>of</strong> sneak attacks, particularly on <strong>the</strong><br />

campaign’s integrity.<br />

• In particular, established parties with power almost always<br />

play on public uncertainty <strong>and</strong> fears <strong>and</strong> drag up<br />

unrelated issues. You have to consciously anticipate this.<br />

References to foreign precedents in connection with <strong>the</strong><br />

proposal can be effective in disarming fear scenarios.<br />

• Parties in power will also address <strong>the</strong> public as individuals<br />

(‘Your social security’ instead <strong>of</strong> ‘Our ...’) <strong>and</strong> link this<br />

to an appeal for confidence in ‘solid values’, meaning <strong>the</strong><br />

parties in power <strong>and</strong> <strong>the</strong>ir leaders. Remedy: address <strong>the</strong><br />

public as a group <strong>of</strong> responsible people seeking common<br />

ground with each o<strong>the</strong>r.

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