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Facts and Arguments about the Introduction of Initiative and ...

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<strong>the</strong> proposition <strong>and</strong> <strong>the</strong> highest <strong>of</strong>ficial responsible for <strong>the</strong> local<br />

public school network coolly declared that <strong>the</strong> proposition<br />

would not be implemented. This was despite <strong>the</strong> fact that <strong>the</strong><br />

initiative was approved at state level <strong>and</strong> <strong>the</strong> equality principle<br />

requires that <strong>the</strong> proposal be equally applied throughout <strong>the</strong><br />

entire state. In fact, <strong>the</strong> fate <strong>of</strong> Proposition 227 shows that <strong>the</strong><br />

legislator should not meddle with internal education issues.<br />

If <strong>the</strong> state leaves such choices to <strong>the</strong> schools, <strong>the</strong>y can select<br />

for each issue what seems <strong>the</strong> best for <strong>the</strong>mselves, <strong>and</strong> <strong>the</strong><br />

state does not need to impose a uniform regime.<br />

In 1990, <strong>the</strong> voters approved Proposition 140. This proposal<br />

introduced, on <strong>the</strong> one h<strong>and</strong>, term limits for members <strong>of</strong> parliament<br />

<strong>and</strong>, on <strong>the</strong> o<strong>the</strong>r, also scaled back <strong>the</strong> funds for <strong>the</strong><br />

members <strong>of</strong> parliament to approximately 80% <strong>of</strong> <strong>the</strong> previous<br />

level. The objective <strong>of</strong> <strong>the</strong> initiative was to combat <strong>the</strong> creation<br />

<strong>of</strong> a class <strong>of</strong> lifelong pr<strong>of</strong>essional politicians. Term limits limit<br />

<strong>the</strong> time during which a person can occupy a legislative <strong>and</strong>/<br />

or executive political <strong>of</strong>fice. Proposition 140 imposed a maximum<br />

term <strong>of</strong> six to eight years. Of course such a proposal<br />

cannot count on <strong>the</strong> approval <strong>of</strong> <strong>the</strong> members <strong>of</strong> parliament<br />

<strong>the</strong>mselves. It is, however, effectively impossible to actually<br />

circumvent term limits once <strong>the</strong>y have been approved. The<br />

political leaders in California have exhausted all possible legal<br />

remedies without success in <strong>the</strong> hope <strong>of</strong> reversing <strong>the</strong> term<br />

limits. The last judgment was finally h<strong>and</strong>ed down in 1997. In<br />

<strong>the</strong> meantime, thanks to <strong>the</strong> approved proposition, <strong>the</strong> members<br />

<strong>of</strong> parliament <strong>and</strong> those in top positions had already been<br />

entirely replaced. The established powers had more success<br />

with <strong>the</strong>ir attempts at reversing <strong>the</strong> financial restrictions introduced<br />

by Proposition 140. Via <strong>the</strong> courts <strong>the</strong>y succeeded in<br />

overturning <strong>of</strong> <strong>the</strong> reduction in excessive pension provisions<br />

for top politicians that had been approved by <strong>the</strong> people. O<strong>the</strong>r<br />

restrictions from Proposition 140 were left untouched by<br />

<strong>the</strong> courts, but <strong>the</strong> political class swiftly succeeded in circumventing<br />

<strong>the</strong> law by changing <strong>the</strong>ir accounting methods: “By<br />

reclassifying agencies <strong>and</strong> moving <strong>the</strong>ir budgets outside <strong>the</strong><br />

realm <strong>of</strong> formal legislative spending, <strong>the</strong> legislature largely<br />

circumvented <strong>the</strong> intent behind Proposition 140’s spending<br />

limits. In doing so, <strong>the</strong>y not only managed to maintain <strong>the</strong>ir<br />

political staffs, <strong>the</strong>y also retained <strong>the</strong> services <strong>of</strong> <strong>the</strong> agencies<br />

whose funding <strong>the</strong>y cut.” (Gerber, 2001, p. 54-55)<br />

A recent example (not treated in Gerber’s book) <strong>of</strong> <strong>the</strong> arrogance<br />

that politicians can demonstrate with respect to democratically<br />

taken decisions was provided when <strong>the</strong> Californian<br />

parliament approved a law that wanted to recognise samesex<br />

marriages in that state. A referendum (Proposition 22)<br />

on this question was held in March 2000 <strong>and</strong> a majority <strong>of</strong><br />

61.4% decided that a legal marriage could only take place between<br />

a man <strong>and</strong> a woman. Despite this, <strong>the</strong> Californian parliament<br />

subsequently did approved a law that allows samesex<br />

marriages. Governor Schwarzenegger, however, used<br />

his veto against this parliamentary act, saying that <strong>the</strong> will<br />

<strong>of</strong> <strong>the</strong> people must be respected. Naturally, he was br<strong>and</strong>ed<br />

as ‘extreme right-wing’ for this by his opponents. However,<br />

Schwarzenegger left <strong>the</strong> possibility open that popular decisions<br />

could still be reversed by <strong>the</strong> courts.<br />

Germany: Bavaria <strong>and</strong> beyond<br />

October 1 st 1995 was an important day for European democracy.<br />

On that day, <strong>the</strong> citizens <strong>of</strong> Bavaria voted to grant <strong>the</strong>mselves<br />

many more rights to direct decision-making at <strong>the</strong><br />

levels <strong>of</strong> cities, municipalities <strong>and</strong> administrative districts<br />

(L<strong>and</strong>kreisen) (Seipel <strong>and</strong> Mayer, 1997).<br />

A limited form <strong>of</strong> direct democracy already existed at state<br />

level in Bavaria prior to 1995. Citizens could launch legislative<br />

initiatives <strong>and</strong> force a referendum on <strong>the</strong>m. The threshold for<br />

using this system was exceptionally high, however. In an initial<br />

phase, 25,000 signatures had to be collected. Only <strong>the</strong>n could<br />

an application for a referendum be submitted. If <strong>the</strong> Ministry<br />

<strong>of</strong> Internal Affairs [Innenministerium] formulated objections to<br />

<strong>the</strong> initiative, <strong>the</strong> Constitutional Court had to give a ruling on<br />

it. If <strong>the</strong> court saw no objections, <strong>the</strong>re was a fur<strong>the</strong>r stage,<br />

during which 10% <strong>of</strong> those entitled to vote (around 900,000<br />

citizens) had to go to <strong>the</strong>ir local government <strong>of</strong>fices within a<br />

two-week period to record <strong>the</strong>ir signatures as supporters <strong>of</strong> <strong>the</strong><br />

popular initiative. This second threshold was virtually unachievable,<br />

so that referendums almost never took place in Bavaria<br />

at <strong>the</strong> state level. The 1995 referendum was only <strong>the</strong> fourth<br />

to be held since <strong>the</strong> Second World War. Moreover, politics in<br />

Bavaria was <strong>and</strong> remains dominated by one political party, <strong>the</strong><br />

Christian-democratic CSU (Christian Social Union).<br />

The story <strong>of</strong> ‘Mehr Demokratie’ (More Democracy) – <strong>the</strong><br />

movement that created a breakthrough for direct democracy<br />

in Bavaria, including that via <strong>the</strong> 1995 referendum – is <strong>the</strong><br />

story <strong>of</strong> a double success. ‘Mehr Demokratie’ succeeded in<br />

clearing <strong>the</strong> highest hurdles required to obtain a referendum<br />

in Bavaria. But ‘Mehr Demokratie’ also succeeded in winning<br />

against <strong>the</strong> opposition <strong>of</strong> <strong>the</strong> CSU, which stubbornly resisted<br />

<strong>the</strong> introduction <strong>of</strong> direct democracy at <strong>the</strong> municipal level.<br />

It was <strong>the</strong> first CSU defeat at <strong>the</strong> state level in 40 years.<br />

The introduction <strong>of</strong> direct democracy in Bavaria can be considered<br />

as being like an oil slick spilling over from Switzerl<strong>and</strong>.<br />

The fact that referendums were possible in Bavaria at<br />

all, even if with far too high a threshold, is quite likely due<br />

to <strong>the</strong> fact that <strong>the</strong> first Bavarian Prime Minister, Wilhelm<br />

Hoegner, was in exile in Switzerl<strong>and</strong> during WWII <strong>and</strong><br />

learned to appreciate <strong>the</strong> system <strong>the</strong>re. Afterwards, he was<br />

instrumental in putting <strong>the</strong> referendum into <strong>the</strong> Bavarian<br />

constitution. Hoegner said in 1950: “The referendum is <strong>the</strong><br />

cornerstone <strong>of</strong> modern democratic municipal legislation”.<br />

(Meyer <strong>and</strong> Seipel, 1997, p. 12)<br />

The campaign for <strong>the</strong> 10% signatures<br />

Between 6 <strong>and</strong> 19 February, ‘Mehr Demokratie’ had to surmount<br />

an enormous hurdle. Within <strong>the</strong>se two weeks, 10% <strong>of</strong><br />

<strong>the</strong> people entitled to vote had to hurry to <strong>the</strong>ir local government<br />

<strong>of</strong>fices, during opening hours, to add <strong>the</strong>ir signatures<br />

to support <strong>the</strong> application for <strong>the</strong> municipal citizens’ initiative.<br />

This very high threshold was comfortably exceeded:<br />

13.7% <strong>of</strong> <strong>the</strong> Bavarians entitled to vote (or nearly 1.2 million<br />

people) made <strong>the</strong> effort. The result is even more remarkable<br />

when one considers <strong>the</strong> resistance from <strong>the</strong> <strong>of</strong>ficial side that<br />

existed in many places. For instance, many citizens were not<br />

able to register <strong>the</strong>ir support because <strong>the</strong>ir local government<br />

<strong>of</strong>fices appeared to be closed during <strong>the</strong> legally stipulated<br />

opening hours.<br />

The reaction <strong>of</strong> <strong>the</strong> press was mainly positive, except for those<br />

newspapers which traditionally backed <strong>the</strong> CSU. The Münchner<br />

Merkur (Munich Mercury) newspaper <strong>of</strong> 21 February 1995<br />

wrote condescendingly: “Jubilation <strong>about</strong> <strong>the</strong> fact that <strong>the</strong><br />

‘Mehr Demokratie in Bayern’ popular initiative achieved <strong>the</strong><br />

threshold would be inappropriate. In principle, Bavaria has<br />

enjoyed democratic rights for a long time. Every citizen can<br />

withdraw support from a municipal councillor or a municipal<br />

council group at <strong>the</strong> next elections if <strong>the</strong>y don’t like <strong>the</strong> decisions<br />

coming from <strong>the</strong> administration...” On <strong>the</strong> same day, <strong>the</strong>

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