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Facts and Arguments about the Introduction of Initiative and ...

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a learning relationship, <strong>the</strong>y do not try to maintain any outward<br />

‘dignity’ or to maintain status or age prestige <strong>and</strong> <strong>the</strong><br />

like. It should even be said that my subjects share a quality<br />

that could be called ‘humility’ <strong>of</strong> a certain type. They are all<br />

quite aware <strong>of</strong> <strong>the</strong>ir own worth, so that <strong>the</strong>re is no humbleness<br />

<strong>of</strong> <strong>the</strong> cringing or <strong>of</strong> <strong>the</strong> designing <strong>and</strong> calculating type.<br />

They are equally aware <strong>of</strong> how little <strong>the</strong>y know in comparison<br />

with what could be known <strong>and</strong> what is known by o<strong>the</strong>rs.<br />

Because <strong>of</strong> this it is possible for <strong>the</strong>m without pose to be<br />

honestly respectful, <strong>and</strong> even humble, before people who can<br />

teach <strong>the</strong>m something that <strong>the</strong>y do not know, or who have a<br />

skill <strong>the</strong>y do not possess. (...) These individuals, <strong>the</strong>mselves<br />

elite, select for <strong>the</strong>ir friends elite, but this is an elite <strong>of</strong> character,<br />

capacity, <strong>and</strong> talent, ra<strong>the</strong>r than <strong>of</strong> birth, race, blood,<br />

name, family, age, youth, fame, or power. Most pr<strong>of</strong>ound, but<br />

also most vague, is <strong>the</strong> hard-to-get-at tendency to give a certain<br />

quantum <strong>of</strong> respect to any human being just because he<br />

is a human individual...” (Maslow 1950, 1973, p. 193-194)<br />

Maslow considers <strong>the</strong> ‘self-actualizing person’, <strong>the</strong>refore, as<br />

an essentially democratic being. By contrast, <strong>the</strong> authoritarian<br />

disposition is an attitude that springs from <strong>the</strong> lack <strong>of</strong><br />

gratification <strong>of</strong> <strong>the</strong> basic needs.<br />

Maslow’s characterisation <strong>of</strong> democratic <strong>and</strong> authoritarian<br />

personalities corresponds with Putnam’s distinction between<br />

‘civicness’ <strong>and</strong> ‘amoral familialism’.<br />

It is noteworthy that people <strong>and</strong> societies <strong>of</strong> both types seem<br />

to perpetuate <strong>and</strong> reinforce <strong>the</strong>mselves. Democracy <strong>and</strong> civic<br />

sense generate more democracy <strong>and</strong> civic sense. On <strong>the</strong> o<strong>the</strong>r<br />

h<strong>and</strong>, according to Maslow, authoritarian personalities will<br />

cause society to become less democratic. They transform society<br />

into <strong>the</strong> image <strong>of</strong> <strong>the</strong> social jungle in which <strong>the</strong>y believe –<br />

in which <strong>the</strong> strong take unrestrained advantage <strong>of</strong> <strong>the</strong> weak.<br />

Aristotle on happiness<br />

Nei<strong>the</strong>r democracy nor economic activity are goals in <strong>the</strong>mselves.<br />

They are only important to <strong>the</strong> extent that <strong>the</strong>y serve<br />

human happiness <strong>and</strong> human welfare. Good politics does<br />

not have to make people happy, but politics does have <strong>the</strong><br />

duty to remove social barriers to <strong>the</strong> creation <strong>of</strong> happiness.<br />

But what is happiness?<br />

Aristotle gave one <strong>of</strong> <strong>the</strong> oldest definitions in his Ethica Nicomachea.<br />

The Ethica Nicomachea is his maturest work in <strong>the</strong><br />

area <strong>of</strong> ethics, <strong>and</strong> its very first book is devoted to <strong>the</strong> question<br />

<strong>of</strong> happiness. Aristotle begins with <strong>the</strong> straightforward observation<br />

that human beings perform a very wide range <strong>of</strong> different<br />

actions, with very diverse goals. A medical treatment is,<br />

for example, aimed at healing; <strong>the</strong> saddler’s work is intended<br />

to manufacture a saddle etc. But <strong>the</strong> immediate aims are, in<br />

<strong>the</strong>ir turn, subordinate to o<strong>the</strong>r, wider or higher objectives.<br />

The saddler makes <strong>the</strong> saddle for <strong>the</strong> same higher reason as<br />

<strong>the</strong> horse-breeder rears a horse: specifically, to make [horse]<br />

riding possible. But why do people strive to ride horses? Aristotle<br />

asked himself: is <strong>the</strong>re not some highest, ultimate goal<br />

behind all <strong>the</strong>se intermediate aims? Is <strong>the</strong>re something that<br />

we strive for because it is simply good in itself? For Aristotle,<br />

<strong>the</strong> ultimate goal was happiness. Money <strong>and</strong> riches, for example,<br />

are not desired for <strong>the</strong>ir own sake, but because <strong>the</strong>y are<br />

believed to bring happiness. Happiness, on <strong>the</strong> o<strong>the</strong>r h<strong>and</strong>, is<br />

a goal that needs no fur<strong>the</strong>r explanation.<br />

In what does this happiness consist? In order to discover this<br />

Aristotle goes in search <strong>of</strong> what it is that makes us human;<br />

2<br />

what it is that distinguishes us from animals or plants. Happiness<br />

is to be found in those acts which are in harmony with<br />

<strong>the</strong> true nature <strong>of</strong> <strong>the</strong> human being <strong>and</strong> which <strong>the</strong>refore need<br />

no fur<strong>the</strong>r justification. And because humans are in essence<br />

social <strong>and</strong> moral beings, Aristotle arrives at <strong>the</strong> definition <strong>of</strong><br />

happiness as “…a certain activity <strong>of</strong> <strong>the</strong> soul in harmony with<br />

virtue.” In a deeper sense, virtuous acts – which are always<br />

ultimately one or o<strong>the</strong>r form <strong>of</strong> readiness to help o<strong>the</strong>rs – are<br />

gratifying in <strong>the</strong>mselves. Our real connectedness to <strong>and</strong> involvement<br />

with ‘<strong>the</strong> o<strong>the</strong>r’ is our happiness. Aristotle’s view<br />

accords with Maslow’s <strong>the</strong>ory <strong>of</strong> meta-needs: <strong>the</strong> happiness<br />

<strong>of</strong> <strong>the</strong> fulfilled (in Maslow’s terms: ‘gratified’) human consists<br />

in <strong>the</strong> readiness to help (Aristotle’s ‘virtue’).<br />

However, Aristotle also knew that many people hold o<strong>the</strong>r<br />

views, <strong>and</strong> that <strong>the</strong> same person can hold different views in<br />

different situations. Aristotle was perfectly aware <strong>of</strong> <strong>the</strong> importance<br />

<strong>of</strong> what Maslow calls <strong>the</strong> ‘basic needs’: “Yet (…) [happiness]<br />

needs <strong>the</strong> external goods as well; for it is impossible,<br />

or not easy, to do noble acts without <strong>the</strong> proper equipment. In<br />

many actions we use friends <strong>and</strong> riches <strong>and</strong> political power as<br />

instruments; <strong>and</strong> <strong>the</strong>re are some things <strong>the</strong> lack <strong>of</strong> which takes<br />

<strong>the</strong> lustre from happiness, such as good birth, goodly children,<br />

beauty; for <strong>the</strong> man who is very ugly in appearance or ill-born<br />

or solitary <strong>and</strong> childless is not very likely to be happy, <strong>and</strong><br />

perhaps a man would be still less likely if he had thoroughly<br />

bad children or friends or had lost good children or friends by<br />

death. (…) <strong>the</strong>n, happiness seems to need this sort <strong>of</strong> prosperity<br />

in addition; for which reason some identify happiness with<br />

good fortune, though o<strong>the</strong>rs identify it with virtue.”<br />

Aristotle’s concept can be reformulated in Maslow’s terminology<br />

as follows: as long as <strong>the</strong> basic needs are not gratified,<br />

<strong>the</strong> pleasure that ensues from satisfying <strong>the</strong>se basic needs<br />

can be experienced as a substitute for <strong>the</strong> real happiness<br />

which results from <strong>the</strong> gratification <strong>of</strong> <strong>the</strong> meta-needs, i.e.<br />

from <strong>the</strong> striving for connectedness.<br />

Aristotle did not believe that happiness ensues from satisfying<br />

<strong>the</strong> basic needs. Adequate satisfaction <strong>of</strong> <strong>the</strong> basic needs<br />

is an essential but not sufficient prerequisite for happiness.<br />

People also have <strong>the</strong> meta-need to behave virtuously <strong>and</strong> to<br />

strive for ‘<strong>the</strong> good’. This means that at a general societal<br />

level <strong>the</strong>y need democracy, because people must be able to<br />

strive for ‘what is beautiful in <strong>the</strong>mselves’ in this area <strong>of</strong> life<br />

too (see 4-2). Frank (1997) is quite correct in observing that<br />

<strong>the</strong> majority <strong>of</strong> people would ra<strong>the</strong>r be a dissatisfied Socrates<br />

than a fully satiated pig. The pig does not know happiness<br />

because it cannot strive for ‘<strong>the</strong> good’; but it certainly<br />

knows <strong>the</strong> pleasure <strong>of</strong> satiation. In 1954, Olds <strong>and</strong> Milner<br />

discovered that <strong>the</strong> stimulation <strong>of</strong> certain parts <strong>of</strong> <strong>the</strong> cerebral<br />

cortex <strong>of</strong> rats seemed to cause an intense feeling <strong>of</strong><br />

pleasure in <strong>the</strong>se rodents. The rats lost <strong>the</strong>ir interest in everything<br />

else if <strong>the</strong>y were enabled to create this stimulation<br />

for <strong>the</strong>mselves. Ng (1997) suggests that we could make a<br />

substantial leap forwards in realising ‘happiness for all’ by<br />

providing people with <strong>the</strong> technical possibility for such continuous<br />

cerebral cortex stimulation. Such mass production<br />

<strong>of</strong> ‘happiness’ would be inexpensive <strong>and</strong> very environmentally<br />

friendly. There’s only one problem: human happiness<br />

has very much less to do with such guaranteed pleasure than<br />

much advertising would <strong>of</strong>ten have us believe. Happiness is<br />

not <strong>the</strong> same thing as pleasure. Being happy means: being<br />

able to be creative <strong>and</strong> helpful. Frank’s <strong>and</strong> Ng’s questions<br />

clearly show that Aristotle is correct in his concept <strong>of</strong> happiness,<br />

regardless <strong>of</strong> how idealistic <strong>and</strong> utopian his assertion<br />

may appear at first sight.

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