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The Professional Secret, Confidentiality and Legal Profession ...

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12. In GERMANY, there is a major difference in the provisions of<br />

the Penal Code.<br />

An offence is only committed by a person who<br />

reveals a professional secret "without authorisation to do so"<br />

(unbefugt). <strong>The</strong> author of the secret, rather than its<br />

recipient, is to that extent "maitre du secret". <strong>The</strong> obligation<br />

of secrecy continues after the author's death, 1 but a prosecution<br />

may only proceed on the application of the person injured or his<br />

next of kin.2 <strong>The</strong> right to refuse to give evidence<br />

(Zeugnisverweigerungsrecht) is (like the duty imposed by the<br />

Penal Code) conferred on a specific list of persons who "may no.t<br />

refuse to give evidence if relieved from their obligation of<br />

confidentiality".3 <strong>The</strong> list of persons entitled to refuse to<br />

give evidence includes (i) "defence advocates of the accused<br />

(Verteidiger des Beschuldigten) on matters which were confided or<br />

became known to them in that capacity; (ii) "Rechtsanwalte,<br />

Patentanwalte, [<strong>and</strong>] notaries on matters which were confided or<br />

became known to them in that capacity"; (iii) "their assistants<br />

<strong>and</strong> persons who participate in the practice of the profession in<br />

preparation for a professional career".4 In the case of those<br />

last mentioned, the question of whether the right to refuse to<br />

give evidence shall be exercised is decided by their principals,<br />

unless this decision cannot be obtained within a reasonable time.5<br />

Again, there is no reference whatever to lawyers from other<br />

countries or their assistants although, if they were to appear<br />

as 'defence advocates', they would be protected. It is thought,<br />

however, that they would be protected in the same way as German<br />

. 6<br />

lawyers.<br />

1. §203 IV St.GB.<br />

2. §205 St.GB.<br />

3. §53 11 Strafproze~ordnung (St.PO).<br />

4. §53 1& 53a I. St.PO. <strong>The</strong> list also includes<br />

ministers of religion, accountants <strong>and</strong><br />

auditors, members of the medical, pharmaceutical<br />

<strong>and</strong> health professions, members of<br />

federal /<br />

23

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