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Gauge theory for embedded surfaces, II

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10 P. B. Kronheimer and T. S. Mrowka<br />

(iii) Independence.<br />

The compactness result justifies the definition (2.4) <strong>for</strong> the invariants. The following<br />

result summarizes some of the properties of this definition.<br />

Theorem 2.13. As long as α remains in an interval of compactness <strong>for</strong> ν, the<br />

invariant qk,l(u1,...,ue) defined by (2.4) is independent of α, ν and the choice of<br />

metric in Cν . It is independent of the choice of the si and depends on the <strong>surfaces</strong><br />

ui only through their homology classes in X. As a function of these classes, qk,l<br />

is multi-linear and symmetric; its degree e is given by the <strong>for</strong>mula (2.1). Thus<br />

qk,l is an invariant of acceptable pairs (X,Σ) and is a symmetric multi-linear<br />

function<br />

qk,l : [Σ] ⊥ ] ⊗e → Z,<br />

where [Σ] ⊥ is the image of H2(X\Σ) in H2(X) (the complement of [Σ] determined<br />

by the intersection <strong>for</strong>m).<br />

Proof. Since the proofs are little different from the arguments given elsewhere<br />

(see [D4] or [DK]) we shall be brief, concentrating on the points which do not<br />

have an immediate counterpart in the standard <strong>theory</strong>.<br />

The proof that qk,l is independent of the choice of metric g ν within the space<br />

C ν is quite familiar, following [D4] <strong>for</strong> example, and using the transversality<br />

results <strong>for</strong> the twisted connections described in section 5(iii) of [KrM].<br />

That qk,l is independent of the choice of the si and depends linearly on the<br />

homology classes of the ui in X\Σ is also something which can be proved with<br />

no essential modification of the usual argument; indeed, the proof presented in<br />

[DK] can, like the compactness arguments, be simplified here, since the trivial<br />

connection is absent from all our moduli spaces (see [DK], Theorem (9.2.12),<br />

and the paragraphs following). The theorem, however, contains the assertion<br />

that only the image of [ui] inH2(X) is material. The proof of this is fairly<br />

elementary but requires some discussion of the topology of the configuration<br />

space B∗ k,l ; we there<strong>for</strong>e postpone it to Appendix 1; see Proposition A1.6.<br />

Now let Iε be an interval of compactness <strong>for</strong> ν and let α1 and α2 be in Iε. To<br />

show that the values of qk,l computed using these two values of α are equal, recall<br />

from [KrM], section 2(ii), that there is an extended moduli space ˆ Mk,l which, <strong>for</strong><br />

a generic choice of metric in Cν , is a smooth manifold of dimension 2e +1; there<br />

) whose fibres are the moduli spaces<br />

is a smooth mapping π from ˆ Mk,l to (0, 1<br />

2<br />

M α k,l . We can choose the metric so that all the moduli spaces ˆ Mk ′ ,l ′ are smooth<br />

and free of reducible connections, and we can ask the same of the moduli spaces<br />

ˆM α1<br />

k,l and ˆ M α2<br />

k,l . This means that α1 and α2 are regular values of π and that<br />

π −1 [ α1,α2] is a smooth (2e + 1)-manifold with boundary.<br />

Choose the sections si so that they vanish transversely on the extended<br />

moduli space; the cut-down moduli space<br />

(π −1 [α1,α2]) ∩ V1 ∩ ...∩Ve<br />

is then a smooth 1-manifold with boundary. If we also arrange that all multiple<br />

intersections of the Vi with the moduli spaces ˆ Mk ′ ,l ′ are transverse, then the same

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