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Gauge theory for embedded surfaces, II

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<strong>Gauge</strong> <strong>theory</strong> <strong>for</strong> <strong>embedded</strong> <strong>surfaces</strong>, <strong>II</strong> 7<br />

omit mention of the restriction map, and write, <strong>for</strong> example, M α k,l ∩ Vi in place<br />

of { [A] ∈ M α k,l | ri([A]) ∈ Vi }.<br />

The section si can be chosen so that it is transverse to ri on each M α k ′ ,l ′,<br />

or in less careful language, the intersections M α k ′ ,l ′ ∩ Vi are all transverse. Each<br />

such intersection is there<strong>for</strong>e a smooth codimension-2 submanifold of the corresponding<br />

moduli space. We can further arrange transversality <strong>for</strong> all multiple<br />

intersections<br />

M α k ′ ,l ′ ∩ Vi1 ∩ ...∩Vic, (2.2)<br />

so that each is a smooth manifold ([DK], Proposition 5.2.12). The dimension<br />

of (2.2) is 2e(k ′ ,l ′ )−2c. In Appendix 1 we will show the moduli spaces are<br />

orientable and that the choice of homology orientation fixes an orientation of<br />

each one. Since the normal bundle to each Vi is oriented, the intersection (2.2)<br />

is also naturally oriented. In particular, the intersection<br />

M α k,l ∩ V1 ∩ ...∩Ve, (2.3)<br />

whose dimension is zero, is a collection of signed points.<br />

At this point we would like to be able to assert that, under the assumptions<br />

already in place, the intersection (2.3) must be compact. However, due to the<br />

limitations of the main compactness theorem proved in [KrM], we need first to<br />

put an additional restriction on ν: wemustmakeνlarge, depending on α; this<br />

is explained in the next subsection.<br />

Taking the compactness as given <strong>for</strong> the moment, we can define qk,l by the<br />

familiar process of counting the points in (2.3), making the count algebraically,<br />

taking notice of the signs:<br />

(ii) Compactness.<br />

qk,l(u1,...,ue)=#(M α k,l ∩ V1 ∩ ...∩Ve). (2.4)<br />

Let [An] be a sequence without a cluster point in the moduli space M α k,l .By<br />

Proposition 7.1 of [KrM], after passing to a subsequence, we can assume that<br />

[An] converges off a finite set to some limit [A ′ ] ∈ M α k ′ ,l ′. The difference between<br />

(k,l) and(k ′ ,l ′ ) is accounted <strong>for</strong> by what ‘bubbles off’ at the points where<br />

convergence fails (the points where curvature concentrates). Thus, with points<br />

of concentration xj in X\Σ, there is an associated positive integer kj, and<strong>for</strong><br />

points of concentration xi in Σ there is an associated pair (ki,li)sothat<br />

k ′ =k− ki− kj<br />

l ′ =l− li.<br />

(2.5)<br />

In general, we do not have results which give control on the possible values<br />

of the pairs (ki,li), but <strong>for</strong> large ν we are in a better situation: according to<br />

Proposition 8.3 of [KrM], <strong>for</strong> each ε>0 there is a ν such that, provided α is in<br />

− ε ], the pairs satisfy the inequalities<br />

the interval Iε =[ε, 1<br />

2<br />

ki +2εli ≥ 0 and ki+(1−2ε)li≥0. (2.6)

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