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Dr. Diane Nauffal - Director of Institutional Research and ... - CMI

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Benchmarking <strong>and</strong> Implications for<br />

Universities: In depth Look Inside<br />

Universities


What does benchmarking involve?<br />

Why use benchmarking?<br />

The purpose <strong>of</strong> benchmarking<br />

The benchmarking cycle<br />

Challenges <strong>of</strong> benchmarking<br />

A successful benchmarking environment<br />

Lebanese American University (LAU) – Overview<br />

Benchmarking Activities at LAU


Benchmarking involves first examining <strong>and</strong> underst<strong>and</strong>ing an institutions<br />

internal work procedures, then searching for best practices in other<br />

institutions that match those identified, <strong>and</strong> finally, adapting those<br />

practices within the institution to improve performance.<br />

Benchmarking requires that an institution go through a thorough selfanalysis:<br />

• to develop an in depth underst<strong>and</strong>ing <strong>of</strong> its own processes,<br />

• to recognize its strengths <strong>and</strong> its weaknesses,<br />

• to identify internal <strong>and</strong> external reference points,<br />

• to look at other institutions for examples <strong>of</strong> how to do things more<br />

efficiently <strong>and</strong> effectively to better overcome its weaknesses <strong>and</strong> to<br />

ensure the sustainability <strong>of</strong> its strengths at even higher levels <strong>of</strong><br />

performance.


Benchmarking is being used to improve administrative processes as<br />

well as instructional models <strong>of</strong> institutions <strong>of</strong> higher education<br />

(Chaffee & Sherr 1992; Alstete 1997).<br />

The importance <strong>of</strong> benchmarking as an improvement strategy lies<br />

in that it provides an external focus on internal activities,<br />

functions <strong>and</strong> processes (Kempner 1993).<br />

By integrating benchmarking into the fundamental operations <strong>of</strong><br />

an institution it transforms an institution into a true learning<br />

organization.<br />

Benchmarking will be most useful to those organizations that have<br />

made a commitment to redesign their processes.


Benchmarking is an ongoing systematic process that involves finding,<br />

adapting <strong>and</strong> implementing outst<strong>and</strong>ing practices for the purpose <strong>of</strong><br />

achieving higher st<strong>and</strong>ards <strong>of</strong> excellence <strong>and</strong> continuous improvement.<br />

Benchmarking<br />

• contributes to accountability,<br />

• contributes to quality management,<br />

• focuses on demonstrated best practices,<br />

• provides a tool for learning,<br />

• provides a basis for research for improving practices,<br />

• allows for better underst<strong>and</strong>ing <strong>of</strong> operational practices,<br />

• stimulates the need for change,<br />

• provides a roadmap for action, <strong>and</strong><br />

• provides opportunities <strong>of</strong> networking through collaborative efforts<br />

(Epper, 1999).


Adaptation <strong>of</strong><br />

enablers for<br />

improvement<br />

Determine<br />

process<br />

enablers <strong>of</strong><br />

high<br />

performance<br />

Plan the<br />

study<br />

Determine<br />

gaps in<br />

performance<br />

Collect<br />

data<br />

Analyze data


Defining best practices <strong>and</strong> core competences.<br />

Readily applicable to administrative processes, less so to processes<br />

related to teaching <strong>and</strong> learning.<br />

<strong>Institutional</strong> readiness for benchmarking. Level <strong>of</strong> awareness <strong>of</strong><br />

internal processes.<br />

Level <strong>of</strong> incentive to commit to the benchmarking exercise or to<br />

the implementation <strong>of</strong> results.<br />

Is the institution <strong>and</strong> its leadership ready to act on results <strong>and</strong><br />

commit to implement change for the purpose <strong>of</strong> improvement or<br />

does the institution see benchmarking as an exploratory study?<br />

Benchmarking requires sufficient resources. It can be time<br />

consuming <strong>and</strong> costly.


Leadership<br />

with Vision<br />

Competitive<br />

Environment<br />

Innovation<br />

<strong>and</strong> Quality<br />

Improvement<br />

Stakeholder<br />

Buy In<br />

Guided by Knowledge <strong>and</strong> Information<br />

Strategic <strong>and</strong><br />

Operational<br />

Planning<br />

Excellence<br />

<strong>and</strong><br />

Sustainability


Founded as a women’s college in 1924, the Lebanese American University is a<br />

not-for-pr<strong>of</strong>it private institution <strong>of</strong> higher education in Lebanon rooted in the<br />

tradition <strong>of</strong> exemplary education.<br />

LAU has a campus in Beirut, Lebanon’s capital <strong>and</strong> largest population hub, <strong>and</strong><br />

another about 35 kilometers to the north, in Byblos.<br />

The two campuses together house seven schools. The schools common to both<br />

campuses are: Architecture <strong>and</strong> Design, Arts <strong>and</strong> Sciences <strong>and</strong> Business. The<br />

Byblos campus is home to the School <strong>of</strong> Engineering, Medicine, Nursing <strong>and</strong><br />

Pharmacy.<br />

Student enrollments were 8,138 in 2012 with 7,457 undergraduates, 509<br />

graduates <strong>and</strong> 172 doctoral degree-pr<strong>of</strong>essional practice.<br />

There are 299 full-time faculty, 123 are dual nationals while 49 are non-<br />

Lebanese. There are 557 full-time staff.<br />

LAU was granted accreditation by the Commission on Institutions <strong>of</strong> Higher<br />

Education <strong>of</strong> the New Engl<strong>and</strong> Association <strong>of</strong> Schools <strong>and</strong> Colleges (CIHE–<br />

NEASC).


The Doctor <strong>of</strong> Pharmacy program is fully accredited by the Accreditation Council<br />

for Pharmacy Education (ACPE). This status allows LAU Pharm.D. graduates to sit<br />

for the North American Pharmacy Licensure Examination (NAPLEX), <strong>and</strong> practice in<br />

most U.S. states. ACPE first accredited the program in 2002. LAU’s Pharm.D. is the<br />

only ACPE-accredited program outside the United States.<br />

On October 1, 2011 the Accreditation Board for Engineering <strong>and</strong> Technology (ABET)<br />

granted accreditation to all five undergraduate degree programs in the School <strong>of</strong><br />

Engineering - Civil, Computer, Electrical, Industrial, <strong>and</strong> Mechanical. This<br />

accreditation action extends retroactively from October 1, 2009.<br />

On October 1, 2011 the Bachelor <strong>of</strong> Science degree program in computer science<br />

was formally accredited by the Computing Accreditation Commission <strong>of</strong> the<br />

Accreditation Board for Engineering <strong>and</strong> Technology (ABET). This accreditation<br />

action extends retroactively from October 1, 2010.<br />

Accreditation may be considered a form <strong>of</strong> benchmarking activity.


The National Survey for Student Engagement (NSSE) probes the level<br />

<strong>of</strong> engagement <strong>of</strong> first year <strong>and</strong> senior students in several university<br />

activities. These activities include academic <strong>and</strong> intellectual<br />

experiences, mental activities, reading <strong>and</strong> writing, problem sets,<br />

examinations, enriching educational experiences, quality<br />

relationships, time usage, institutional environment, educational<br />

<strong>and</strong> personal growth, <strong>and</strong> others (NSSE, 2011).<br />

The NSSE also provides benchmark scores based on effective<br />

educational best practices in five areas: (1) level <strong>of</strong> academic<br />

Challenge – LAC; (2) active <strong>and</strong> collaborative learning – ACL; (3)<br />

student-faculty interaction – SFI; (4) enriching educational<br />

experiences – EEE; <strong>and</strong> (5) supportive campus environment – SCE.<br />

Students’ perceptions <strong>of</strong> the level <strong>of</strong> their engagement at LAU are<br />

benchmarked against three peer groups.


Level <strong>of</strong> Academic Challenge (LAC)<br />

Academic<br />

Year<br />

First Year Students Senior Students<br />

LAU Carnegie Peers All NSSE Peers<br />

Mean Mean Sig Effect size Mean Sig Effect size<br />

2006 51.4 52.4 53.6 *** -­‐0.17<br />

2007 50.5 55.1 *** -­‐0.37 52.8 ** -­‐0.18<br />

2008 53.8 52.5 0.09 53.9 -­‐0.01<br />

2009 54.7 54.3 0.03 54.3 0.03<br />

2010 53.6 54.3 -­‐0.05 54.6 -­‐0.07<br />

2011 53.4 54 -­‐0.05 53.8 -­‐0.03<br />

Academic<br />

Year<br />

LAU Carnegie Peers All NSSE Peers<br />

Mean Mean Sig Effect size Mean Sig Effect size<br />

2006 57.0 56.4 57.4<br />

2007 56.5 57.3 -­‐0.06 56.4 0.01<br />

2008 59.3 57.3 0.15 57.5 0.13<br />

2009 59.5 56.1 ** 0.24 57.8 0.12<br />

2010 59.5 58.3 0.09 58.1 0.10<br />

2011 57.7 58.2 -­‐0.04 57.6 0.00<br />

Office <strong>of</strong> <strong>Institutional</strong> <strong>Research</strong> <strong>and</strong> Assessment


A benchmark study on human resources in three institutions in the<br />

region; AUB, AUC <strong>and</strong> LAU. This project was spearheaded by LAU.<br />

Reasons for the Benchmarking project<br />

• Leadership committed to make LAU a world class employer <strong>and</strong><br />

an employer <strong>of</strong> choice. This was translated into action steps in<br />

the institutional strategic plan.<br />

• Competition among institutions to attract <strong>and</strong> retain good<br />

faculty. Indicators considered were salary, benefits, workloads<br />

<strong>and</strong> others.<br />

• Comparison <strong>of</strong> productivity <strong>and</strong> efficient use <strong>of</strong> resources.<br />

• Benchmarking with the US seemed futile in this case.


• Kempner, D.E. (1993). The Pilot Years: The growth <strong>of</strong> the NACUBO<br />

Benchmarking Project. NACUBO Business Officer, 27(6), 21-31.<br />

• Chaffee, E.E. <strong>and</strong> Sherr, L.A. (1992). Quality: Transforming<br />

Postsecondary Education, George Washington University: Washington.<br />

• Alstete, J. (1997). Benchmarking in Higher Education: Adapting Best<br />

Practices To Improve Quality. Eric Digest.<br />

• Epper, R.M. (1999). Applying Benchmarking to Higher Education: Some<br />

Lessons from Experience, Change, 31(6), 24-31.<br />

• National Survey <strong>of</strong> Student Engagement .(2011). <strong>Institutional</strong> Report.<br />

Indiana University <strong>Research</strong>, Postsecondary <strong>Research</strong>: Bloomington.

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