Consolidated Reports of Condition and Income for A Bank ... - ffiec

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Consolidated Report of Condition for Insured Commercial and State-Chartered Savings Banks for March 31, 2011 All schedules are to be reported in thousands of dollars. Unless otherwise indicated, report the amount outstanding as of the last business day of the quarter. Schedule RC—Balance Sheet Dollar Amounts in Thousands ASSETS 1. Cash and balances due from depository institutions (from Schedule RC-A): a. Noninterest-bearing balances and currency and coin1 ................................................................. 1.a. b. Interest-bearing balances2 ............................................................................................................ 2. Securities: 1.b. a. Held-to-maturity securities (from Schedule RC-B, column A) ....................................................... 2.a. b. Available-for-sale securities (from Schedule RC-B, column D) ..................................................... 3. Federal funds sold and securities purchased under agreements to resell: 2.b. a. Federal funds sold ......................................................................................................................... 3.a. b. Securities purchased under agreements to resell3 ....................................................................... 4. Loans and lease fi nancing receivables (from Schedule RC-C): 3.b. a. Loans and leases held for sale...................................................................................................... 4.a. b. Loans and leases, net of unearned income ............................................ 4.b. c. LESS: Allowance for loan and lease losses ............................................ 4.c. d. Loans and leases, net of unearned income and allowance (item 4.b minus 4.c) .......................... 4.d. 5. Trading assets (from Schedule RC-D) ............................................................................................... 5. 6. Premises and fi xed assets (including capitalized leases) .................................................................. 6. 7. Other real estate owned (from Schedule RC-M) ................................................................................ 7. 8. Investments in unconsolidated subsidiaries and associated companies ........................................... 8. 9. Direct and indirect investments in real estate ventures...................................................................... 10. Intangible assets: 9. a. Goodwill......................................................................................................................................... 10.a. b. Other intangible assets (from Schedule RC-M)............................................................................. 10.b. 11. Other assets (from Schedule RC-F)................................................................................................... 11. 12. Total assets (sum of items 1 through 11) ........................................................................................... LIABILITIES 13. Deposits: 12. a. In domestic offi ces (sum of totals of columns A and C from Schedule RC-E) ............................... 13.a. (1) Noninterest-bearing4 ......................................................................... 13.a.(1) (2) Interest-bearing ................................................................................. b. Not applicable 14. Federal funds purchased and securities sold under agreements to repurchase: 13.a.(2) a. Federal funds purchased5 ............................................................................................................. 14.a. b. Securities sold under agreements to repurchase6 ........................................................................ 14.b. 15. Trading liabilities (from Schedule RC-D) ............................................................................................ 16. Other borrowed money (includes mortgage indebtedness and obligations under 15. capitalized leases) (from Schedule RC-M)......................................................................................... 17. and 18. Not applicable 16. 19. Subordinated notes and debentures7 0081 0071 1754 1773 B987 B989 5369 B528 3123 B529 3545 2145 2150 2130 3656 3163 0426 2160 2170 2200 6631 6636 B993 B995 3548 3190 ................................................................................................ 3200 19. 20. Other liabilities (from Schedule RC-G) ............................................................................................... 2930 20. 21. Total liabilities (sum of items 13 through 20) ...................................................................................... 2948 22. Not applicable 21. 1 Includes cash items in process of collection and unposted debits. 2 Includes time certificates of deposit not held for trading. 3 Includes all securities resale agreements, regardless of maturity. 4 Includes total demand deposits and noninterest-bearing time and savings deposits. 5 Report overnight Federal Home Loan Bank advances in Schedule RC, item 16, “Other borrowed money.” 6 Includes all securities repurchase agreements, regardless of maturity. 7 Includes limited-life preferred stock and related surplus. RCON Bil Mil Thou FFIEC 041 Page RC-1 14
Schedule RC—Continued EQUITY CAPITAL Bank Equity Capital 23. Perpetual preferred stock and related surplus ................................................................................... 23. 24. Common stock ................................................................................................................................... 24. 25. Surplus (excludes all surplus related to preferred stock) ................................................................... 25. 26. a. Retained earnings ......................................................................................................................... 26.a. b. Accumulated other comprehensive income1 ................................................................................. 26.b. c. Other equity capital components2 Dollar Amounts in Thousands RCON Bil Mil Thou 3838 3230 3839 3632 B530 .................................................................................................. A130 26 c. 27. a. Total bank equity capital (sum of items 23 through 26.c) ............................................................... 3210 27.a. b. Noncontrolling (minority) interests in consolidated subsidiaries. ................................................... 3000 27.b. 28. Total equity capital (sum of items 27.a and 27.b) ............................................................................... G105 28. 29. Total liabilities and equity capital (sum of items 21 and 28) ............................................................... 3300 29. Memoranda To be reported with the March Report of Condition. 1. Indicate in the box at the right the number of the statement below that best describes the most comprehensive level of auditing work performed for the bank by independent external RCON Number auditors as of any date during 2010 ............................................................................................................ 6724 M.1. 1 = Independent audit of the bank conducted in accordance with 4 = Directors’ examination of the bank conducted in accordance with generally accepted auditing standards by a certifi ed public generally accepted auditing standards by a certifi ed public accounting fi rm which submits a report on the bank accounting fi rm (may be required by state chartering authority) 2 = Independent audit of the bank’s parent holding company con- 5 = Directors’ examination of the bank performed by other external ducted in accordance with generally accepted auditing standards auditors (may be required by state chartering authority) by a certifi ed public accounting fi rm which submits a report on the con- 6 = Review of the bank’s fi nancial statements by external auditors solidated holding company (but not on the bank separately) 7 = Compilation of the bank’s fi nancial statements by external 3 = Attestation on bank management’s assertion on the effectiveness of the auditors bank’s internal control over fi nancial reporting by a 8 = Other audit procedures (excluding tax preparation work) certifi ed public accounting fi rm 9 = No external audit work To be reported with the March Report of Condition. RCON MM DD 2. Bank’s fi scal year-end date ........................................................................................................................ 8678 M.2. 1 Includes net unrealized holding gains (losses) on available-for-sale securities, accumulated net gains (losses) on cash flow hedges, and minimum pension liability adjustments. 2 Includes treasury stock and unearned Employee Stock Ownership Plan shares. FFIEC 041 Page RC-2 15
Page 1 and 2: Federal Financial Institutions Exam
Page 3 and 4: Contact Information for the Reports
Page 5 and 6: Consolidated Report of Income for t
Page 7 and 8: Schedule RI—Continued Memoranda D
Page 9 and 10: Schedule RI-A—Changes in Bank Equ
Page 11 and 12: Schedule RI-B—Continued Part II.
Page 13: Schedule RI-E—Continued 4. Cumula
Page 17 and 18: Schedule RC-B—Continued Held-to-m
Page 19 and 20: Schedule RC-B—Continued FFIEC 041
Page 21 and 22: Schedule RC-B—Continued Memoranda
Page 23 and 24: Schedule RC-C—Continued Part I. C
Page 29 and 30: Schedule RC-C—Continued Part II.
Page 31 and 32: Schedule RC-D—Continued Memoranda
Page 33 and 34: Schedule RC-E—Deposit Liabilities
Page 35 and 36: Schedule RC-F—Other Assets Dollar
Page 37 and 38: Schedule RC-L—Derivatives and Off
Page 39 and 40: Schedule RC-L—Continued Dollar Am
Page 41 and 42: Schedule RC-M—Memoranda Dollar Am
Page 43 and 44: Schedule RC-M—Continued Dollar Am
Page 45 and 46: Schedule RC-N—Continued Amounts r
Page 47 and 48: Schedule RC-N—Continued Memoranda
Page 49 and 50: Schedule RC-N—Continued Memoranda
Page 51 and 52: Schedule RC-O—Continued FFIEC 041
Page 53 and 54: Schedule RC-Q—Assets and Liabilit
Page 55 and 56: Schedule RC-R—Regulatory Capital
Page 57 and 58: Schedule RC-R—Continued Banks are
Page 59 and 60: Schedule RC-R—Continued (Column C
Page 61 and 62: Schedule RC-S—Servicing, Securiti
Page 63 and 64: Schedule RC-S—Continued (Column A
Page 65 and 66:
Schedule RC-T—Continued (Column A
Page 67 and 68:
Schedule RC-T—Continued Memoranda
Page 69:
Optional Narrative Statement Concer
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