Consolidated Reports of Condition and Income for A Bank ... - ffiec

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Schedule RC-K—Quarterly Averages 1 Dollar Amounts in Thousands RCON Bil Mil Thou ASSETS 1. Interest-bearing balances due from depository institutions ................................................................ 2. U.S. Treasury securities and U.S. Government agency obligations 1. 2 (excluding mortgage-backed securities) .......................................................................................................... 2. 3. Mortgage-backed securities2 ............................................................................................................. 4. All other securities 3. 2, 3 (includes securities issued by states and political subdivisions in the U.S.) ................................................................................................................................................... 4. 5. Federal funds sold and securities purchased under agreements to resell ......................................... 6. Loans: 5. a. Total loans ..................................................................................................................................... b. Loans secured by real estate: 6.a. (1) Loans secured by 1–4 family residential properties ................................................................ 6.b.(1) (2) All other loans secured by real estate ..................................................................................... 6.b.(2) c. Commercial and industrial loans ................................................................................................... d. Loans to individuals for household, family, and other personal expenditures: 6.c. (1) Credit cards ............................................................................................................................. (2) Other (includes single payment, installment, all student loans, and revolving credit plans 6.d.(1) other than credit cards) ........................................................................................................... 7. To be completed by banks with $100 million or more in total assets: 6.d.(2) 4 Trading assets .................................................................................................................................... 7. 8. Lease fi nancing receivables (net of unearned income)...................................................................... 8. 9. Total assets 5 3381 B558 B559 B560 3365 3360 3465 3466 3387 B561 B562 3401 3484 ...................................................................................................................................... 3368 9. LIABILITIES 10. Interest-bearing transaction accounts (NOW accounts, ATS accounts, and telephone and preauthorized transfer accounts) (exclude demand deposits) ........................................................... 10. 11. Nontransaction accounts: a. Savings deposits (includes MMDAs) ........................................................................................... 11.a. b. Time deposits of $100,000 or more ............................................................................................... 11.b. c. Time deposits of less than $100,000 ............................................................................................. 11.c. 12. Federal funds purchased and securities sold under agreements to repurchase ............................... 12. 13. To be completed by banks with $100 million or more in total assets: 4 3485 B563 A514 A529 3353 Other borrowed money (includes mortgage indebtedness and obligations under capitalized leases).............................................................................................................................. 3355 13. Memorandum Dollar Amounts in Thousands Memorandum item 1 is to be completed by: 3386 4 RCON Bil Mil Thou • banks with $300 million or more in total assets, and • banks with less than $300 million in total assets that have loans to fi nance agricultural production and other loans to farmers (Schedule RC-C, part I, item 3) exceeding 5 percent of total loans. 1. Loans to fi nance agricultural production and other loans to farmers ................................................. M.1. 1 For all items, banks have the option of reporting either (1) an average of DAILY figures for the quarter, or (2) an average of WEEKLY figures (i.e., the Wednesday of each week of the quarter). 2 Quarterly averages for all debt securities should be based on amortized cost. 3 Quarterly averages for all equity securities should be based on historical cost. 4 The asset size tests and the 5 percent of total loans test are generally based on the total assets and total loans reported on the June 30, 2010 Report of Condition. 5 The quarterly average for total assets should reflect all debt securities (not held for trading) at amortized cost, equity securities with readily determinable fair values at the lower of cost or fair value, and equity securities without readily determinable fair values at historical cost. FFIEC 041 Page RC-23 36
Schedule RC-L—Derivatives and Off-Balance Sheet Items Please read carefully the instructions for the preparation of Schedule RC-L. Some of the amounts reported in Schedule RC-L are regarded as volume indicators and not necessarily as measures of risk. Dollar Amounts in Thousands RCON Bil Mil Thou FFIEC 041 Page RC-24 1. Unused commitments: a. Revolving, open-end lines secured by 1– 4 family residential properties, e.g., home equity lines ............................................................................................................................................... 1.a. Items 1.a.(1) and 1.a.(2) are to be completed for the December report only. (1) Unused commitments for Home Equity Conversion Mortgage (HECM) reverse mortgages outstanding that are held for investment (included in item 1.a. above)................................... 1.a.(1) (2) Unused commitments for proprietary reverse mortgages outstanding that are held for investment (included in item 1.a. above) ................................................................................ 1.a.(2) b. Credit card lines ............................................................................................................................ 1.b. Items 1.b.(1) and 1.b.(2) are to be completed by banks with either $300 million or more in total assets or $300 million or more in credit card lines. 1 (Sum of items 1.b.(1) and 1.b.(2) must equal item 1.b) (1) Unused consumer credit card lines......................................................................................... 1.b.(1) (2) Other unused credit card lines ................................................................................................ 1.b.(2) c. Commitments to fund commercial real estate, construction, and land development loans: (1) Secured by real estate: (a) 1–4 family residential construction loan commitments...................................................... 1.c.(1)(a) (b) Commercial real estate, other construction loan, and land development loan commitments .................................................................................................................... 1.c.(1)(b) (2) NOT secured by real estate .................................................................................................... 1.c.(2) d. Securities underwriting .................................................................................................................. 1.d. e. Other unused commitments: (1) Commercial and industrial loans ............................................................................................. 1.e.(1) (2) Loans to fi nancial institutions .................................................................................................. 1.e.(2) (3) All other unused commitments................................................................................................ 1.e.(3) 2. Financial standby letters of credit....................................................................................................... 2. Item 2.a is to be completed by banks with $1 billion or more in total assets. 1 a. Amount of fi nancial standby letters of credit conveyed to others ........... 2.a. 3. Performance standby letters of credit ................................................................................................ 3. Item 3.a is to be completed by banks with $1 billion or more in total assets. 1 3814 J477 J478 3815 J455 J456 F164 F165 6550 3817 J457 J458 J459 3819 3820 3821 a. Amount of performance standby letters of credit conveyed to others .... 3822 3.a. 4. Commercial and similar letters of credit ............................................................................................. 3411 4. 5. Not applicable 6. Securities lent (including customers’ securities lent where the customer is indemnifi ed against loss by the reporting bank) ................................................................................. 3433 6. (Column A) Sold Protection (Column B) Purchased Protection 7. Credit derivatives: a. Notional amounts: RCON Bil Mil Thou RCON Bil Mil Thou (1) Credit default swaps .................................. C968 C969 7.a.(1) (2) Total return swaps ...................................... C970 C971 7.a.(2) (3) Credit options ............................................. C972 C973 7.a.(3) (4) Other credit derivatives .............................. C974 b. Gross fair values: C975 7.a.(4) (1) Gross positive fair value............................. C219 C221 7.b.(1) (2) Gross negative fair value ........................... C220 C222 7.b.(2) 1 The asset size tests and the $300 million credit card lines test are generally based on the total assets and credit card lines reported in the June 30, 2010, Report of Condition. 37
Page 1 and 2: Federal Financial Institutions Exam
Page 3 and 4: Contact Information for the Reports
Page 5 and 6: Consolidated Report of Income for t
Page 7 and 8: Schedule RI—Continued Memoranda D
Page 9 and 10: Schedule RI-A—Changes in Bank Equ
Page 11 and 12: Schedule RI-B—Continued Part II.
Page 13 and 14: Schedule RI-E—Continued 4. Cumula
Page 15 and 16: Schedule RC—Continued EQUITY CAPI
Page 17 and 18: Schedule RC-B—Continued Held-to-m
Page 19 and 20: Schedule RC-B—Continued FFIEC 041
Page 21 and 22: Schedule RC-B—Continued Memoranda
Page 23 and 24: Schedule RC-C—Continued Part I. C
Page 29 and 30: Schedule RC-C—Continued Part II.
Page 31 and 32: Schedule RC-D—Continued Memoranda
Page 33 and 34: Schedule RC-E—Deposit Liabilities
Page 35: Schedule RC-F—Other Assets Dollar
Page 39 and 40: Schedule RC-L—Continued Dollar Am
Page 41 and 42: Schedule RC-M—Memoranda Dollar Am
Page 43 and 44: Schedule RC-M—Continued Dollar Am
Page 45 and 46: Schedule RC-N—Continued Amounts r
Page 47 and 48: Schedule RC-N—Continued Memoranda
Page 49 and 50: Schedule RC-N—Continued Memoranda
Page 51 and 52: Schedule RC-O—Continued FFIEC 041
Page 53 and 54: Schedule RC-Q—Assets and Liabilit
Page 55 and 56: Schedule RC-R—Regulatory Capital
Page 57 and 58: Schedule RC-R—Continued Banks are
Page 59 and 60: Schedule RC-R—Continued (Column C
Page 61 and 62: Schedule RC-S—Servicing, Securiti
Page 63 and 64: Schedule RC-S—Continued (Column A
Page 65 and 66: Schedule RC-T—Continued (Column A
Page 67 and 68: Schedule RC-T—Continued Memoranda
Page 69: Optional Narrative Statement Concer

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