Consolidated Reports of Condition and Income for A Bank ... - ffiec

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USA PATRIOT Act Section 314(a) Anti-Money Laundering Contact Information This information is being requested to identify points-of-contact who are in charge of your bank’s USA PATRIOT Act Section 314(a) information requests. Bank personnel listed could be contacted by law enforcement offi cers or the Financial Crimes Enforcement Network (FinCEN) for additional information related to specifi c Section 314(a) search requests or other anti-terrorist fi nancing and anti-money-laundering matters. Communications sent by FinCEN to the bank for purposes other than Section 314(a) notifi cations will state the intended purpose and should be directed to the appropriate bank personnel for review. Any disclosure of customer records to law enforcement offi cers or FinCEN must be done in compliance with applicable law, including the Right to Financial Privacy Act (12 U.S.C. 3401 et seq.). Please provide information for a primary and secondary contact. Information for a third and fourth contact may be provided at the bank’s option. Enter “none” for the contact’s e-mail address if not available. This contact information is for the confi dential use of the Agencies, FinCEN, and law enforcement offi cers and will not be released to the public. Primary Contact Secondary Contact Name (TEXT C437) Title (TEXT C438) E-mail Address (TEXT C439) Telephone: Area code/phone number/extension (TEXT C440) Name (TEXT C870) Title (TEXT C871) Telephone: Area code/phone number/extension (TEXT C873) Name (TEXT C442) Title (TEXT C443) E-mail Address (TEXT C444) Third Contact Fourth Contact E-mail Address (TEXT C872) Telephone: Area code/phone number/extension (TEXT C445) Name (TEXT C875) Title (TEXT C876) E-mail Address (TEXT C877) Telephone: Area code/phone number/extension (TEXT C878) FFIEC 041 Page iii 4
Consolidated Report of Income for the period January 1, 2011–March 31, 2011 All Report of Income schedules are to be reported on a calendar year-to-date basis in thousands of dollars. Schedule RI—Income Statement Dollar Amounts in Thousands RIAD Bil Mil Thou FFIEC 041 Page RI-1 1. Interest income: a. Interest and fee income on loans: (1) Loans secured by real estate: (a) Loans secured by 1–4 family residential properties ........................................................ 1.a.(1)(a) (b) All other loans secured by real estate ............................................................................. 1.a.(1)(b) (2) Commercial and industrial loans ............................................................................................ (3) Loans to individuals for household, family, and other personal expenditures: 1.a.(2) (a) Credit cards ..................................................................................................................... (b) Other (includes single payment installment, all student loans, and revolving credit 1.a.(3)(a) plans other than credit cards) .......................................................................................... 1.a.(3)(b) (4) Loans to foreign governments and offi cial institutions ........................................................... 1.a.(4) (5) All other loans1 ....................................................................................................................... 1.a.(5) (6) Total interest and fee income on loans (sum of items 1.a.(1)(a) through 1.a.(5)) .................. 1.a.(6) b. Income from lease fi nancing receivables ..................................................................................... 1.b. c. Interest income on balances due from depository institutions2 4435 4436 4012 B485 B486 4056 4058 4010 4065 .................................................... 4115 d. Interest and dividend income on securities: (1) U.S. Treasury securities and U.S. Government agency obligations (excluding 1.c. mortgage-backed securities).................................................................................................. B488 1.d.(1) (2) Mortgage-backed securities ................................................................................................... B489 (3) All other securities (includes securities issued by states and political subdivisions in the 1.d.(2) U.S.) ....................................................................................................................................... 4060 1.d.(3) e. Interest income from trading assets ............................................................................................. 4069 1.e. f. Interest income on federal funds sold and securities purchased under agreements to resell ..... 4020 1.f. g. Other interest income ................................................................................................................... 4518 1.g. h. Total interest income (sum of items 1.a.(6) through 1.g) .............................................................. 4107 2. Interest expense: a. Interest on deposits: (1) Transaction accounts (NOW accounts, ATS accounts, and telephone and preauthorized 1.h. transfer accounts) .................................................................................................................. 4508 (2) Nontransaction accounts: 2.a.(1) (a) Savings deposits (includes MMDAs) ............................................................................. 0093 2.a.(2)(a) (b) Time deposits of $100,000 or more ................................................................................. A517 2.a.(2)(b) (c) Time deposits of less than $100,000 ............................................................................... A518 2.a.(2)(c) b. Expense of federal funds purchased and securities sold under agreements to repurchase ........ 4180 2.b. c. Interest on trading liabilities and other borrowed money .............................................................. 4185 2.c. 1 Includes interest and fee income on “Loans to depository institutions and acceptances of other banks,” “Loans to finance agricultural production and other loans to farmers,” “Obligations (other than securities and leases) of states and political subdivisions in the U.S.,” and “Loans to nondepository financial institutions and other loans.” 2 Includes interest income on time certificates of deposit not held for trading. 5
Page 1 and 2: Federal Financial Institutions Exam
Page 3: Contact Information for the Reports
Page 7 and 8: Schedule RI—Continued Memoranda D
Page 9 and 10: Schedule RI-A—Changes in Bank Equ
Page 11 and 12: Schedule RI-B—Continued Part II.
Page 13 and 14: Schedule RI-E—Continued 4. Cumula
Page 15 and 16: Schedule RC—Continued EQUITY CAPI
Page 17 and 18: Schedule RC-B—Continued Held-to-m
Page 19 and 20: Schedule RC-B—Continued FFIEC 041
Page 21 and 22: Schedule RC-B—Continued Memoranda
Page 23 and 24: Schedule RC-C—Continued Part I. C
Page 29 and 30: Schedule RC-C—Continued Part II.
Page 31 and 32: Schedule RC-D—Continued Memoranda
Page 33 and 34: Schedule RC-E—Deposit Liabilities
Page 35 and 36: Schedule RC-F—Other Assets Dollar
Page 37 and 38: Schedule RC-L—Derivatives and Off
Page 39 and 40: Schedule RC-L—Continued Dollar Am
Page 41 and 42: Schedule RC-M—Memoranda Dollar Am
Page 43 and 44: Schedule RC-M—Continued Dollar Am
Page 45 and 46: Schedule RC-N—Continued Amounts r
Page 47 and 48: Schedule RC-N—Continued Memoranda
Page 49 and 50: Schedule RC-N—Continued Memoranda
Page 51 and 52: Schedule RC-O—Continued FFIEC 041
Page 53 and 54: Schedule RC-Q—Assets and Liabilit
Page 55 and 56:
Schedule RC-R—Regulatory Capital
Page 57 and 58:
Schedule RC-R—Continued Banks are
Page 59 and 60:
Schedule RC-R—Continued (Column C
Page 61 and 62:
Schedule RC-S—Servicing, Securiti
Page 63 and 64:
Schedule RC-S—Continued (Column A
Page 65 and 66:
Schedule RC-T—Continued (Column A
Page 67 and 68:
Schedule RC-T—Continued Memoranda
Page 69:
Optional Narrative Statement Concer
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Consolidated Reports of Condition and Income for A Bank ... - ffiec

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