Consolidated Reports of Condition and Income for A Bank ... - ffiec

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Schedule RC-P—1–4 Family Residential Mortgage Banking Activities Schedule RC-P is to be completed by (1) all banks with $1 billion or more in total assets 1 and (2) banks with less than $1 billion in total assets at which either 1–4 family residential mortgage loan originations and purchases for resale 2 from all sources, loan sales, or quarter-end loans held for sale or trading exceed $10 million for two consecutive quarters. FFIEC 041 Page RC-39 Dollar Amounts in Thousands RCON 1. Retail originations during the quarter of 1–4 family residential mortgage loans for sale Bil Mil Thou F066 F067 F670 F671 F068 F069 F672 F673 F070 F071 F674 F675 F072 F073 F676 F677 RIAD F184 F560 RCON F678 F679 F680 F681 2: a. Closed-end fi rst liens ..................................................................................................................... 1.a. b. Closed-end junior liens .................................................................................................................. c. Open-end loans extended under lines of credit: 1.b. (1) Total commitment under the lines of credit ............................................................................. 1.c.(1) (2) Principal amount funded under the lines of credit ................................................................... 2. Wholesale originations and purchases during the quarter of 1–4 family residential mortgage loans for sale: 1.c.(2) 2 a. Closed-end fi rst liens ..................................................................................................................... 2.a. b. Closed-end junior liens .................................................................................................................. c. Open-end loans extended under lines of credit: 2.b. (1) Total commitment under the lines of credit ............................................................................. 2.c.(1) (2) Principal amount funded under the lines of credit ................................................................... 3. 1–4 family residential mortgage loans sold during the quarter: 2.c.(2) a. Closed-end fi rst liens ..................................................................................................................... 3.a. b. Closed-end junior liens .................................................................................................................. c. Open-end loans extended under lines of credit: 3.b. (1) Total commitment under the lines of credit ............................................................................. 3.c.(1) (2) Principal amount funded under the lines of credit ................................................................... 4. 1–4 family residential mortgage loans held for sale or trading at quarter-end (included in Schedule RC, items 4.a and 5): 3.c.(2) a. Closed-end fi rst liens ..................................................................................................................... 4.a. b. Closed-end junior liens .................................................................................................................. c. Open-end loans extended under lines of credit: 4.b. (1) Total commitment under the lines of credit ............................................................................. 4.c.(1) (2) Principal amount funded under the lines of credit ................................................................... 5. Noninterest income for the quarter from the sale, securitization, and servicing of 1–4 family 4.c.(2) residential mortgage loans (included in Schedule RI, items 5.c, 5.f, 5.g, and 5.i): a. Closed-end 1–4 family residential mortgage loans ....................................................................... 5.a. b. Open-end 1–4 family residential mortgage loans extended under lines of credit ......................... 6. Repurchases and indemnifi cations of 1–4 family residential mortgage loans during the 5.b. quarter: a. Closed-end fi rst liens ..................................................................................................................... 6.a. b. Closed-end junior liens .................................................................................................................. c. Open-end loans extended under lines of credit: 6.b. (1) Total commitment under the lines of credit ............................................................................. 6.c.(1) (2) Principal amount funded under the lines of credit ................................................................... 6.c.(2) 1 The $1 billion asset size test is generally based on the total assets reported on the June 30, 2010, Report of Condition. 2 Exclude originations and purchases of 1–4 family residential mortgage loans that are held for investment. 52
Schedule RC-Q—Assets and Liabilities Measured at Fair Value on a Recurring Basis Schedule RC-Q is to be completed by banks that: (1) Had total assets of $500 million or more as of the beginning of their fi scal year; or (2) Had total assets of less than $500 million as of the beginning of their fi scal year and either: (a) Have elected to report fi nancial instruments or servicing assets and liabilities at fair value under a fair value option with changes in fair value recognized in earnings, or (b) Are required to complete Schedule RC-D, Trading Assets and Liabilities. Dollar Amounts in Thousands (Column A) Total Fair Value Reported on Schedule RC (Column B) LESS: Amounts Netted in the Determination of Total Fair Value (Column C) Level 1 Fair Value Measurements (Column D) Level 2 Fair Value Measurements (Column E) Level 3 Fair Value Measurements RCON Bil Mil Thou RCON Bil Mil Thou RCON Bil Mil Thou RCON Bil Mil Thou RCON Bil Mil Thou FFIEC 041 Page RC-40 ASSETS 1. Available-for-sale securities .............................. 1773 2. Federal funds sold and securities purchased G474 G475 G476 G477 1. under agreements to resell ............................... G478 G479 G480 G481 G482 2. 3. Loans and leases held for sale................................. G483 G484 G485 G486 G487 3. 4. Loans and leases held for investment............... G488 5. Trading assets: G489 G490 G491 G492 4. a. Derivative assets .......................................... 3543 G493 G494 G495 G496 5.a. b. Other trading assets ..................................... G497 (1) Nontrading securities at fair value with changes in fair value reported in current earnings (included in G498 G499 G500 G501 5.b. Schedule RC-Q, item 5.b, above) .......... F240 F684 F692 F241 F242 5.b.(1) 6. All other assets.................................................. G391 7. Total assets measured at fair value on a recurring basis (sum of items 1 through 5.b G392 G395 G396 G804 6. plus item 6)........................................................ G502 G503 G504 G505 G506 7. LIABILITIES 8. Deposits ............................................................ F252 9. Federal funds purchased and securities sold F686 F694 F253 F254 8. under agreements to repurchase ...................... G507 10. Trading liabilities: G508 G509 G510 G511 9. a. Derivative liabilities ....................................... 3547 G512 G513 G514 G515 10.a. b. Other trading liabilities .................................. G516 G517 G518 G519 G520 10.b. 11. Other borrowed money ..................................... G521 G522 G523 G524 G525 11. 12. Subordinated notes and debentures ................. G526 G527 G528 G529 G530 12. 13. All other liabilities .............................................. G805 14. Total liabilities measured at fair value on a G806 G807 G808 G809 13. recurring basis (sum of items 8 through 13)...... G531 G532 G533 G534 G535 14. 53
Page 1 and 2: Federal Financial Institutions Exam
Page 3 and 4: Contact Information for the Reports
Page 5 and 6: Consolidated Report of Income for t
Page 7 and 8: Schedule RI—Continued Memoranda D
Page 9 and 10: Schedule RI-A—Changes in Bank Equ
Page 11 and 12: Schedule RI-B—Continued Part II.
Page 13 and 14: Schedule RI-E—Continued 4. Cumula
Page 15 and 16: Schedule RC—Continued EQUITY CAPI
Page 17 and 18: Schedule RC-B—Continued Held-to-m
Page 19 and 20: Schedule RC-B—Continued FFIEC 041
Page 21 and 22: Schedule RC-B—Continued Memoranda
Page 23 and 24: Schedule RC-C—Continued Part I. C
Page 29 and 30: Schedule RC-C—Continued Part II.
Page 31 and 32: Schedule RC-D—Continued Memoranda
Page 33 and 34: Schedule RC-E—Deposit Liabilities
Page 35 and 36: Schedule RC-F—Other Assets Dollar
Page 37 and 38: Schedule RC-L—Derivatives and Off
Page 39 and 40: Schedule RC-L—Continued Dollar Am
Page 41 and 42: Schedule RC-M—Memoranda Dollar Am
Page 43 and 44: Schedule RC-M—Continued Dollar Am
Page 45 and 46: Schedule RC-N—Continued Amounts r
Page 47 and 48: Schedule RC-N—Continued Memoranda
Page 49 and 50: Schedule RC-N—Continued Memoranda
Page 51: Schedule RC-O—Continued FFIEC 041
Page 55 and 56: Schedule RC-R—Regulatory Capital
Page 57 and 58: Schedule RC-R—Continued Banks are
Page 59 and 60: Schedule RC-R—Continued (Column C
Page 61 and 62: Schedule RC-S—Servicing, Securiti
Page 63 and 64: Schedule RC-S—Continued (Column A
Page 65 and 66: Schedule RC-T—Continued (Column A
Page 67 and 68: Schedule RC-T—Continued Memoranda
Page 69: Optional Narrative Statement Concer

Consolidated Reports of Condition and Income for A Bank ... - ffiec

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