BSA Electronic Filing Requirements For The Currency - FinCEN

More documents

Recommendations

Info

Field Position Field Name Length Description and Remarks 124-125 Org. or Indiv. Country (Item 12) 126-134 EIN/SSN (Item 6) 135-169 Occ., Prof., Bus. (Item 13) 170 Method of Identification (Item 14) 171-172 ID Issued by State/Country (Item 14e) 173-196 ID Number (Item 14f) 197-204 Date of Birth (Item 8) Financial Crimes Enforcement Network 2 REQUIRED. Enter the 2 character code identifying the country. Use the valid abbreviation from http://www.fincen.gov/forms/files/country_and_state_co des.pdf. 9 REQUIRED. Enter the owner’s EIN or SSN. Do not enter hyphens, slashes, alpha characters, or invalid entries such as all nines, all zeros, or “123456789”. 35 Enter the occupation, profession, or business of the individual for whom the transaction was conducted. (e.g., Attorney, Securities Broker, Auto Dealer). 1 REQUIRED for all individuals conducting a reportable transaction for themselves. Enter the appropriate code for identification provided. Code Description A Drivers’ License/State ID B Passport C Alien Registration D Other Identification E Disabled/elderly who do not have the required ID G Government Agency (no ID on CTR) L Law Enforcement M Amish Customer no ID Note: Codes ‘E’, ‘G’, ‘L’ and ‘M’ with no ID, No entry required for positions 171-172, ID Issued by, and positions 173-196, ID Number. 2 REQUIRED. Enter the appropriate code to designate the state/country where the identification was issued. Use the valid abbreviation from http://www.fincen.gov/forms/files/country_and_state_co des.pdf. 24 REQUIRED. Enter the number from the identification. 8 REQUIRED, if individual. Enter the date of birth of the individual for whom the transaction was conducted. Enter as a numeric 8-position field in format: century, year, month, day (CCYYMMDD). BSA Electronic Filing Requirements For The Currency Transaction Report (CTR) (FinCEN Form 104) and Designation of Exempt Person (DOEP) (FinCEN Form 110) 19
Field Position Field Name Length Description and Remarks 205-210 Filler 6 Space Filled. Financial Crimes Enforcement Network 211-220 User Field 10 Use this field for any descriptive information you may require; otherwise, space fill. Not included in acknowledgment file. BSA Electronic Filing Requirements For The Currency Transaction Report (CTR) (FinCEN Form 104) and Designation of Exempt Person (DOEP) (FinCEN Form 110) 20
Page 2 and 3: DEPARTMENT OF THE TREASURY Financia
Page 4 and 5: Revision History Version Number Dat
Page 6 and 7: Version Number Date Reason for Chan
Page 8 and 9: Purpose Financial Crimes Enforcemen
Page 10 and 11: Financial Institution Branch Summar
Page 12 and 13: Field Position 165-172 Coverage Beg
Page 14 and 15: Field Position 112-120 Institution
Page 16 and 17: Field Position Field Name 108-109 I
Page 18 and 19: Field Position Field Name Length De
Page 22 and 23: Account Number (3E) Record Financia
Page 24 and 25: Field Position 123-124 Country (Ite
Page 28 and 29: Owner DBA Name (5A) Record Financia
Page 30 and 31: Financial Crimes Enforcement Networ
Page 44 and 45: Attachment A - Definitions Financia
Page 58: Financial Crimes Enforcement Networ

BSA Electronic Filing Requirements For The Currency - FinCEN

You also want an ePaper? Increase the reach of your titles

Delete template?

Save as template?