BSA Electronic Filing Requirements For The Currency - FinCEN

Financial Crimes Enforcement Network
Error Code Error Description Record Field
Position
Form Field
Number
904 Exempt Person address is blank. 9E 80-114 5
905 Exempt Person state is blank 9E 142-143 7
906
907
908
909
Exempt Person ZIP Code is blank, nonnumeric,
or invalid.
Exempt Person TIN is missing, invalid
or not numeric.
Exemption Basis is blank or contains
codes other than A,B,C,D,E, or F.
Effective date of the exemption is
blank or invalid.
a. Date not numeric
b. Month not 01-12.
c. Day not a valid code 01-31.
9E 144-152 8
9E 155-163 9
9E 164 10
9E 165-172 2
910 OBSOLETE 9E 173 11
911
9F record is missing. Must have a 9F
record for every 9E record.
912 Approving official name blank. 9F 28-62 21
913
914
917
Date of Approval (signature) is blank
or invalid.
a. Date not numeric
b. Month not 01-12.
c. Day not a valid code 01-31
d. Date is not less than current date.
Contact phone is blank or does not
contain 10 numeric characters (3 digit
area code and 7 digit number).
Invalid Document Control Number
Returned. (CTR not updated)
BSA Electronic Filing Requirements For The Currency Transaction Report (CTR)
(FinCEN Form 104) and Designation of Exempt Person (DOEP) (FinCEN Form 110)
9F
9F 63-70 23
9F 106-115 24
9E 174-187
918 Contact Name is blank. 9F 71-105
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