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The primate cranial base: ontogeny, function and - Harvard University

The primate cranial base: ontogeny, function and - Harvard University

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D.E. Lieberman et al.]<br />

PRIMATE CRANIAL BASE 131<br />

<strong>base</strong> angle among <strong>primate</strong>s must also be<br />

related to variation in facial growth, orbit<br />

orientation, <strong>and</strong> relative orbit size (Ross <strong>and</strong><br />

Ravosa, 1993; Ravosa et al., 2000a). As<br />

noted above, the ontogenetic pattern of prenatal<br />

<strong>cranial</strong> <strong>base</strong> angulation in humans is<br />

largely unrelated to the rate at which the<br />

brain exp<strong>and</strong>s (Jeffery, 1999). In addition,<br />

the nonhuman <strong>primate</strong> <strong>cranial</strong> <strong>base</strong> angle<br />

(regardless of whether the cribriform plate<br />

is included in the measurement) mostly extends<br />

during the period of facial growth,<br />

after the brain has ceased to exp<strong>and</strong><br />

(Lieberman <strong>and</strong> McCarthy, 1999). <strong>The</strong>refore,<br />

we will next explore in greater depth<br />

the relationship between <strong>cranial</strong> <strong>base</strong> angle,<br />

brain size, relative orbit size <strong>and</strong> position,<br />

facial orientation, <strong>and</strong> other factors such as<br />

pharyngeal shape <strong>and</strong> facial projection.<br />

ASSOCIATIONS BETWEEN CRANIAL<br />

BASE AND BRAIN<br />

Because of the close relationship between<br />

the brain <strong>and</strong> the <strong>cranial</strong> <strong>base</strong> during development<br />

(see above), the hypothesis that<br />

brain size <strong>and</strong> shape influence basi<strong>cranial</strong><br />

morphology is an old <strong>and</strong> persistent one.<br />

<strong>The</strong> bones of the <strong>cranial</strong> cavity, including<br />

the <strong>cranial</strong> <strong>base</strong>, are generally known to<br />

conform to the shape of the brain, but the<br />

specifics of this relationship <strong>and</strong> any reciprocal<br />

effects of <strong>cranial</strong> <strong>base</strong> size <strong>and</strong> shape<br />

on brain morphology remain unclear. For<br />

example, the human basicranium is flexed<br />

when it first appears in weeks 5 <strong>and</strong> 6 because<br />

in the fourth week, the neural tube<br />

bends ventrally at the cephalic flexure<br />

(O’Rahilly <strong>and</strong> Müller, 1994). <strong>The</strong> parachordal<br />

condensations caudal to the cephalic<br />

flexure are therefore in a different<br />

anatomical plane than the more rostral prechordal<br />

condensations (which develop by<br />

week 7). However, as noted above, it is difficult<br />

to attribute many of the subsequent<br />

changes in prenatal chondro<strong>cranial</strong> or basi<strong>cranial</strong><br />

angulation (or other measures of the<br />

<strong>base</strong>) as responses solely to changes in brain<br />

morphology.<br />

Here we review several key aspects of the<br />

association between brain <strong>and</strong> <strong>cranial</strong> <strong>base</strong><br />

morphology, as derived from interspecific<br />

analyses of adult specimens. Structural relationships<br />

between the <strong>cranial</strong> <strong>base</strong> <strong>and</strong><br />

the face are discussed below.<br />

Brain size <strong>and</strong> <strong>cranial</strong> <strong>base</strong> angle<br />

Numerous anatomists have posited a relationship<br />

between brain size <strong>and</strong> basi<strong>cranial</strong><br />

angle (e.g., Virchow, 1857; Ranke, 1892;<br />

Cameron, 1924; Bolk, 1926; Dabelow, 1929,<br />

1931; Biegert, 1957, 1963; Delattre <strong>and</strong> Fenart,<br />

1963; Hofer, 1969; Gould, 1977; Ross<br />

<strong>and</strong> Ravosa, 1993; Ross <strong>and</strong> Henneberg,<br />

1995; Spoor, 1997; Strait, 1999; Strait <strong>and</strong><br />

Ross, 1999; McCarthy, 2001). <strong>The</strong> most<br />

widely accepted of these hypotheses is that<br />

the angle of the midline <strong>cranial</strong> <strong>base</strong> in the<br />

sagittal plane correlates with the volume of<br />

the brain relative to basi<strong>cranial</strong> length<br />

(DuBrul <strong>and</strong> Laskin, 1961; Vogel, 1964;<br />

Riesenfeld, 1969; Gould, 1977). This hypothesis<br />

is supported by independent analyses of<br />

different measures of basi<strong>cranial</strong> flexion<br />

across several interspecific samples of <strong>primate</strong>s<br />

(Ross <strong>and</strong> Ravosa, 1993; Spoor, 1997;<br />

McCarthy, 2001) (Fig. 8): the adult midline<br />

<strong>cranial</strong> <strong>base</strong> is significantly <strong>and</strong> predictably<br />

more flexed in species with larger endo<strong>cranial</strong><br />

volumes relative to basi<strong>cranial</strong> length.<br />

In particular, the analysis by Ross <strong>and</strong> Ravosa<br />

(1993) of a broad interspecific sample<br />

of <strong>primate</strong>s found that the correlation coefficient<br />

between relative encephalization<br />

(IRE1, see below) <strong>and</strong> <strong>cranial</strong> <strong>base</strong> angle<br />

(CBA4, see below) was 0.645 (P 0.001),<br />

explaining approximately 40% of the variation<br />

in <strong>cranial</strong> <strong>base</strong> angle.<br />

Attempts to extend this relationship to<br />

hominins have proved controversial. Ross<br />

<strong>and</strong> Henneberg (1995) reported that Homo<br />

sapiens have less flexed basicrania than<br />

predicted by either haplorhine or <strong>primate</strong><br />

regressions. <strong>The</strong>y posited that spatial constraints<br />

limit the degree of flexion possible,<br />

<strong>and</strong> that humans accommodate further<br />

brain expansion relative to <strong>cranial</strong> <strong>base</strong><br />

length through means other than flexion,<br />

such as superior, posterior, <strong>and</strong> lateral neuro<strong>cranial</strong><br />

expansion. In contrast, Spoor<br />

(1997), using different measures of flexion<br />

<strong>and</strong> relative brain size taken on a different<br />

sample, found H. sapiens to have the degree<br />

of flexion expected for its relative brain size.<br />

Spoor (1997) used the angle basion-sellaforamen<br />

caecum (CBA1) to quantify basi-

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