The primate cranial base: ontogeny, function and - Harvard University
The primate cranial base: ontogeny, function and - Harvard University
The primate cranial base: ontogeny, function and - Harvard University
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D.E. Lieberman et al.]<br />
PRIMATE CRANIAL BASE 131<br />
<strong>base</strong> angle among <strong>primate</strong>s must also be<br />
related to variation in facial growth, orbit<br />
orientation, <strong>and</strong> relative orbit size (Ross <strong>and</strong><br />
Ravosa, 1993; Ravosa et al., 2000a). As<br />
noted above, the ontogenetic pattern of prenatal<br />
<strong>cranial</strong> <strong>base</strong> angulation in humans is<br />
largely unrelated to the rate at which the<br />
brain exp<strong>and</strong>s (Jeffery, 1999). In addition,<br />
the nonhuman <strong>primate</strong> <strong>cranial</strong> <strong>base</strong> angle<br />
(regardless of whether the cribriform plate<br />
is included in the measurement) mostly extends<br />
during the period of facial growth,<br />
after the brain has ceased to exp<strong>and</strong><br />
(Lieberman <strong>and</strong> McCarthy, 1999). <strong>The</strong>refore,<br />
we will next explore in greater depth<br />
the relationship between <strong>cranial</strong> <strong>base</strong> angle,<br />
brain size, relative orbit size <strong>and</strong> position,<br />
facial orientation, <strong>and</strong> other factors such as<br />
pharyngeal shape <strong>and</strong> facial projection.<br />
ASSOCIATIONS BETWEEN CRANIAL<br />
BASE AND BRAIN<br />
Because of the close relationship between<br />
the brain <strong>and</strong> the <strong>cranial</strong> <strong>base</strong> during development<br />
(see above), the hypothesis that<br />
brain size <strong>and</strong> shape influence basi<strong>cranial</strong><br />
morphology is an old <strong>and</strong> persistent one.<br />
<strong>The</strong> bones of the <strong>cranial</strong> cavity, including<br />
the <strong>cranial</strong> <strong>base</strong>, are generally known to<br />
conform to the shape of the brain, but the<br />
specifics of this relationship <strong>and</strong> any reciprocal<br />
effects of <strong>cranial</strong> <strong>base</strong> size <strong>and</strong> shape<br />
on brain morphology remain unclear. For<br />
example, the human basicranium is flexed<br />
when it first appears in weeks 5 <strong>and</strong> 6 because<br />
in the fourth week, the neural tube<br />
bends ventrally at the cephalic flexure<br />
(O’Rahilly <strong>and</strong> Müller, 1994). <strong>The</strong> parachordal<br />
condensations caudal to the cephalic<br />
flexure are therefore in a different<br />
anatomical plane than the more rostral prechordal<br />
condensations (which develop by<br />
week 7). However, as noted above, it is difficult<br />
to attribute many of the subsequent<br />
changes in prenatal chondro<strong>cranial</strong> or basi<strong>cranial</strong><br />
angulation (or other measures of the<br />
<strong>base</strong>) as responses solely to changes in brain<br />
morphology.<br />
Here we review several key aspects of the<br />
association between brain <strong>and</strong> <strong>cranial</strong> <strong>base</strong><br />
morphology, as derived from interspecific<br />
analyses of adult specimens. Structural relationships<br />
between the <strong>cranial</strong> <strong>base</strong> <strong>and</strong><br />
the face are discussed below.<br />
Brain size <strong>and</strong> <strong>cranial</strong> <strong>base</strong> angle<br />
Numerous anatomists have posited a relationship<br />
between brain size <strong>and</strong> basi<strong>cranial</strong><br />
angle (e.g., Virchow, 1857; Ranke, 1892;<br />
Cameron, 1924; Bolk, 1926; Dabelow, 1929,<br />
1931; Biegert, 1957, 1963; Delattre <strong>and</strong> Fenart,<br />
1963; Hofer, 1969; Gould, 1977; Ross<br />
<strong>and</strong> Ravosa, 1993; Ross <strong>and</strong> Henneberg,<br />
1995; Spoor, 1997; Strait, 1999; Strait <strong>and</strong><br />
Ross, 1999; McCarthy, 2001). <strong>The</strong> most<br />
widely accepted of these hypotheses is that<br />
the angle of the midline <strong>cranial</strong> <strong>base</strong> in the<br />
sagittal plane correlates with the volume of<br />
the brain relative to basi<strong>cranial</strong> length<br />
(DuBrul <strong>and</strong> Laskin, 1961; Vogel, 1964;<br />
Riesenfeld, 1969; Gould, 1977). This hypothesis<br />
is supported by independent analyses of<br />
different measures of basi<strong>cranial</strong> flexion<br />
across several interspecific samples of <strong>primate</strong>s<br />
(Ross <strong>and</strong> Ravosa, 1993; Spoor, 1997;<br />
McCarthy, 2001) (Fig. 8): the adult midline<br />
<strong>cranial</strong> <strong>base</strong> is significantly <strong>and</strong> predictably<br />
more flexed in species with larger endo<strong>cranial</strong><br />
volumes relative to basi<strong>cranial</strong> length.<br />
In particular, the analysis by Ross <strong>and</strong> Ravosa<br />
(1993) of a broad interspecific sample<br />
of <strong>primate</strong>s found that the correlation coefficient<br />
between relative encephalization<br />
(IRE1, see below) <strong>and</strong> <strong>cranial</strong> <strong>base</strong> angle<br />
(CBA4, see below) was 0.645 (P 0.001),<br />
explaining approximately 40% of the variation<br />
in <strong>cranial</strong> <strong>base</strong> angle.<br />
Attempts to extend this relationship to<br />
hominins have proved controversial. Ross<br />
<strong>and</strong> Henneberg (1995) reported that Homo<br />
sapiens have less flexed basicrania than<br />
predicted by either haplorhine or <strong>primate</strong><br />
regressions. <strong>The</strong>y posited that spatial constraints<br />
limit the degree of flexion possible,<br />
<strong>and</strong> that humans accommodate further<br />
brain expansion relative to <strong>cranial</strong> <strong>base</strong><br />
length through means other than flexion,<br />
such as superior, posterior, <strong>and</strong> lateral neuro<strong>cranial</strong><br />
expansion. In contrast, Spoor<br />
(1997), using different measures of flexion<br />
<strong>and</strong> relative brain size taken on a different<br />
sample, found H. sapiens to have the degree<br />
of flexion expected for its relative brain size.<br />
Spoor (1997) used the angle basion-sellaforamen<br />
caecum (CBA1) to quantify basi-