FERC Standards of Conduct Training - CenterPoint Energy

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Certain Individuals Acting on Behalf of the Following Affiliates of EGT and MRT are Considered MFEs: • CenterPoint Energy Services, Inc. (CES) • Enable Energy Resources, LLC (EER) • CenterPoint Energy Intrastate Pipelines, LLC (CEIP) • CenterPoint Energy Resources Corp. (CERC), d/b/a: • Arkansas Gas • Louisiana Gas • Oklahoma Gas (Certain employees of Sequent Energy Management, LP perform the marketing activities for CERC and are considered MFEs of CERC.) • CenterPoint Energy Mobile Energy Solutions, Inc. EGT and MRT do not themselves directly employ any MFEs. If you have any questions about whether a certain employee is designated as an MFE, contact the Chief Compliance Officer (FERC) (Mark Schroeder) or his designees (Leslie Kalmbach or Bill Wolf). 12 For Internal Use Only
No Conduit Employees No Conduit Employees are employees, contractors, consultants or agents not classified as transmission function or marketing function employees, but are likely to become privy to transmission function information. 13 For Internal Use Only
Page 1 and 2: FERC Standards of Conduct Training
Page 3 and 4: Culture of Compliance Enable Midstr
Page 7 and 8: Employee Classifications The FERC S
Page 9 and 10: What is a Transmission Function Emp
Page 11: The following activities DO NOT con
Page 15 and 16: Examples of Non-Public Transmission
Page 17 and 18: FIVE GENERAL REQUIREMENTS OF THE ST
Page 19 and 20: • For example, an MFE cannot have
Page 21 and 22: Hypothetical 2: Charlotte recently
Page 23 and 24: What Information Cannot Be Shared w
Page 25 and 26: What is Non-Public Customer Informa
Page 27 and 28: Hypothetical 5: A Risk Control empl
Page 29 and 30: What are the Procedures When Meetin
Page 31 and 32: 3. NON-DISCRIMINATION REQUIREMENTS
Page 33 and 34: 4. TRANSPARENCY The transparency pr
Page 35 and 36: Contemporaneous Disclosure Further,
Page 37 and 38: Can Customers Voluntarily Consent t
Page 39 and 40: Posting of Certain Affiliate Inform
Page 41 and 42: Transferring Employees The transfer
Page 43 and 44: Posting and Logging of Tariff Waive
Page 45 and 46: Chief Compliance Officer (FERC) EGT
Page 49 and 50: Standards of Conduct Concerns Helpl
Page 51 and 52: How Do I Comply? It is each employe
Page 53 and 54: Congratulations! You have completed

FERC Standards of Conduct Training - CenterPoint Energy

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