FERC Standards of Conduct Training - CenterPoint Energy

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How Do I Comply? Also, EGT’s and MRT’s Chief Compliance Officer (FERC) and the FERC Commercial Compliance Group are designated specifically to assist employees with FERC Compliance. Current versions of the Implementation Procedures are available on EGT's and MRT's Internet websites. These Implementation Procedures and the current Compliance Plan are also available on CenterPoint Energy’s Intranet website. Because these documents are continuously being updated, it is important that you know where to access the most up-to-date version electronically. Employees are responsible for maintaining a hard copy of this version of the Implementation Procedures or knowing how to access it on the appropriate Internet or Intranet website. 52 For Internal Use Only
Congratulations! You have completed the course, "FERC Standards of Conduct Training - Comprehensive." 53 For Internal Use Only
Page 1 and 2: FERC Standards of Conduct Training
Page 3 and 4: Culture of Compliance Enable Midstr
Page 7 and 8: Employee Classifications The FERC S
Page 9 and 10: What is a Transmission Function Emp
Page 11 and 12: The following activities DO NOT con
Page 13 and 14: No Conduit Employees No Conduit Emp
Page 15 and 16: Examples of Non-Public Transmission
Page 17 and 18: FIVE GENERAL REQUIREMENTS OF THE ST
Page 19 and 20: • For example, an MFE cannot have
Page 21 and 22: Hypothetical 2: Charlotte recently
Page 23 and 24: What Information Cannot Be Shared w
Page 25 and 26: What is Non-Public Customer Informa
Page 27 and 28: Hypothetical 5: A Risk Control empl
Page 29 and 30: What are the Procedures When Meetin
Page 31 and 32: 3. NON-DISCRIMINATION REQUIREMENTS
Page 33 and 34: 4. TRANSPARENCY The transparency pr
Page 35 and 36: Contemporaneous Disclosure Further,
Page 37 and 38: Can Customers Voluntarily Consent t
Page 39 and 40: Posting of Certain Affiliate Inform
Page 41 and 42: Transferring Employees The transfer
Page 43 and 44: Posting and Logging of Tariff Waive
Page 45 and 46: Chief Compliance Officer (FERC) EGT
Page 49 and 50: Standards of Conduct Concerns Helpl
Page 51: How Do I Comply? It is each employe

FERC Standards of Conduct Training - CenterPoint Energy

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