AMTRUST FINANCIAL SERVICES, INC. - Corporate Solutions
AMTRUST FINANCIAL SERVICES, INC. - Corporate Solutions
AMTRUST FINANCIAL SERVICES, INC. - Corporate Solutions
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Table of Contents<br />
<strong>AMTRUST</strong> <strong>FINANCIAL</strong> <strong>SERVICES</strong>, <strong>INC</strong>.<br />
TABLE OF CONTENTS<br />
Page<br />
General Information 1<br />
Proposal 1 — Election of Directors 3<br />
Nominees for Election as Directors 3<br />
<strong>Corporate</strong> Governance 6<br />
Board of Directors 6<br />
Independence of Directors 6<br />
Executive Sessions 6<br />
Board Committees 6<br />
Compensation Committee Interlocks and Insider Participation 8<br />
Director Nomination Process 8<br />
Oversight of Risk Management 9<br />
Leadership Structure 9<br />
Code of Business Conduct and Ethics 10<br />
Shareholder Communications 10<br />
Compensation of Directors 11<br />
Security Ownership of Certain Beneficial Owners 12<br />
Security Ownership of Management 13<br />
Section 16(a) Beneficial Ownership Reporting Compliance 13<br />
Proposal 2 — Ratification of Independent Registered Public Accounting Firm 14<br />
Audit and Non-Audit Fees 14<br />
Pre-approval Policies and Procedures of the Audit Committee 15<br />
Report of the Audit Committee 16<br />
Proposal 3 — Approval of an Amendment to our Amended and Restated Certificate of Incorporation 17<br />
Executive Officers 19<br />
Compensation Committee Report 20<br />
Compensation Discussion and Analysis 21<br />
Executive Compensation 28<br />
Summary Compensation Table for Fiscal Year 2012 28<br />
Grant of Plan-Based Awards for Fiscal Year 2012 29<br />
Annual Value Realized for Awards of Restricted Stock Units and Performance Shares 30<br />
Employment Agreements 31<br />
2010 Omnibus Incentive Plan 34<br />
Risk Assessment of Compensation Policies and Procedures 35<br />
Outstanding Equity Awards at Fiscal Year-End 36<br />
Option Exercises and Stock Vested 37<br />
Potential Payments Upon Termination or Change-in-Control 38<br />
Certain Relationships and Related Transactions 40<br />
Additional Matters 46<br />
Shareholders’ Proposals for the 2014 Annual Meeting 46<br />
Annual Report and Financial Statements 47<br />
Householding of Annual Meeting Materials 47<br />
Other Business 47<br />
Appendix A — Amendment to Amended and Restated Certificate of Incorporation A-1<br />
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