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<strong>Pursuit</strong> <strong>of</strong> <strong>Excellence</strong><br />

2012 Review <strong>of</strong> Government Funding to the<br />

Learned Academies


© Commonwealth <strong>of</strong> Australia 2012<br />

This work is copyright. Apart from any use as permitted under the Copyright Act 1968, no<br />

part may be reproduced by any process without prior written permission from the<br />

Commonwealth. Requests and inquiries concerning reproduction and rights should be<br />

addressed to the Commonwealth Copyright Administration, Attorney General’s <strong>Department</strong>,<br />

Robert Garran Offices, National Circuit, Canberra ACT 2600 or posted at<br />

www.ag.gov.au/cca


<strong>Executive</strong> <strong>Summary</strong><br />

The Learned Academies are important national assets which provide a unique and<br />

valuable contribution to the pursuit <strong>of</strong> excellence in Australia’s innovation system and<br />

in the provision <strong>of</strong> advice to government on issues <strong>of</strong> national and international<br />

significance. They play a distinctive role in promoting and fostering research and<br />

scholarship in all disciplines, enabling innovation. While each academy is different in<br />

scale (in level <strong>of</strong> funding and in the disciplines it represents), nonetheless they share<br />

many common goals, including representing their disciplines; recognising the<br />

preeminent scholars in their fields through the election <strong>of</strong> Fellows; contributing to the<br />

broader policy debate; exploring issues <strong>of</strong> national and international importance and<br />

collaborating internationally within their disciplines.<br />

The Learned Academies and Australian Council <strong>of</strong> Learned Academies (ACOLA) are<br />

provided with Australian Government funding to support activities to foster<br />

understanding <strong>of</strong> the importance <strong>of</strong>, or promote research and scholarship in, science,<br />

technology, social science and/or humanities in Australia.<br />

This review <strong>of</strong> Australian Government funding to the Learned Academies and<br />

ACOLA under Higher Education Support Act 2003 – Higher Education Research<br />

Promotion (HESA-HERP) and Learned Academies – Supplementation covers the<br />

period 1 January 2006 to 31 December 2010.<br />

Funding to the Learned Academies is regularly reviewed, the last review being held<br />

in 2005. The scope <strong>of</strong> these reviews has varied over the years. In 2005, the review<br />

scope was wider than the current review and looked at the role and effectiveness <strong>of</strong><br />

the Learned Academies and National Academies Forum (now ACOLA). The 2005<br />

Review recommended major strengthening <strong>of</strong> the role and activities <strong>of</strong> the Learned<br />

Academies and led to a substantial increase in funding, through Learned Academies<br />

- Supplementation, for their core operations. This review, the 2012 review, is a<br />

standard evaluation <strong>of</strong> an ongoing government program. It is not a review <strong>of</strong> the<br />

performance <strong>of</strong> either the Learned Academies or ACOLA.<br />

The current 2012 review has assessed expenditure <strong>of</strong> HESA-HERP and Learned<br />

Academies - Supplementation against the <strong>Department</strong> <strong>of</strong> Finance and Deregulation’s<br />

expenditure review principles and finds in summary:<br />

Appropriateness — the Learned Academies have provided improved access to<br />

information due to the knowledge, research and scholarship <strong>of</strong> their members. It was<br />

therefore appropriate to use public funds to support them as they provided an<br />

important national public good as well as contributing to the achievement <strong>of</strong> social<br />

inclusion objectives. The national innovation system is underpinned by Australia’s<br />

capacity to undertake high quality research that addresses national challenges and<br />

opens up new opportunities. The Learned Academies bridge all disciplines and play<br />

a critical role in fostering excellence in research and in contributing to public policy<br />

debates on issues <strong>of</strong> national importance.


Effectiveness — the objective <strong>of</strong> the Higher Education Research Promotion (HERP)<br />

and Supplementation funding is to foster understanding <strong>of</strong> the importance <strong>of</strong>, or<br />

promote research and scholarship in, any discipline. The Learned Academies have<br />

effectively met this objective through both their domestic and international activities,<br />

including through hosting fora, providing advice to government reviews, supporting<br />

researchers and publishing major expert reports on a wide range <strong>of</strong> issues. Specific<br />

advantages <strong>of</strong> the Learned Academy include low overheads, the voluntary nature <strong>of</strong><br />

the work provided by Fellows, the breadth <strong>of</strong> skills and expertise, and the alignment<br />

<strong>of</strong> the Learned Academies to the national policy and the science research and<br />

innovation system. Moreover, as the Learned Academies have the capacity to tap<br />

into the breadth <strong>of</strong> skills and expertise <strong>of</strong> Fellows and to marshal contributions<br />

(including voluntary contributions) from their networks <strong>of</strong> researchers, other<br />

stakeholders and international connections, the grants they receive can leverage<br />

significant resources that help deliver the government’s policy objectives.<br />

Efficiency — the Learned Academies vary in terms <strong>of</strong> their size, their level <strong>of</strong><br />

funding, their structure and their administrative arrangements. The review found that<br />

the Learned Academies and ACOLA had used the increased HERP support and<br />

Supplementation funding, flowing from the 2005 review, to boost the capacity <strong>of</strong> their<br />

organisations to contribute independent, expert, evidence-based advice to inform<br />

policy debates and deliver international activities. The increased funding has not<br />

acted as a disincentive for the Learned Academies to engage with the government<br />

through other programs. The Learned Academies continue to receive income from a<br />

range <strong>of</strong> government and non-government sources and are highly effective in<br />

leveraging the HERP funding.<br />

Integration — HERP funding provides certainty which underpins the Learned<br />

Academies’ core functions and enables them to seek project specific funding from<br />

other sources to pursue strategic objectives. HERP funding acts as an enabler for the<br />

Learned Academies to successfully apply for funding from other government<br />

programs to deliver additional activities that complement the overall HERP objectives<br />

and government priorities.<br />

Performance assessment — The Learned Academies met all reporting and<br />

compliance requirements for HERP funding, the review noted however that the<br />

conditions <strong>of</strong> grant under HESA-HERP do not currently include specific performance<br />

measures, nor do they specify the format or direct content for annual reporting. As a<br />

result there is considerable variation in the style and content <strong>of</strong> the Learned<br />

Academies’ annual reports. To be consistent with better practice grant administration,<br />

there is merit in the government working with the Learned Academies and ACOLA to<br />

develop a consistent annual reporting process to assist in performance assessment<br />

and accountability purposes.<br />

Strategic policy alignment — the Learned Academies and ACOLA play a unique<br />

and critical role in promoting and fostering excellence in research which underpins


the national innovation system. The Learned Academies are also uniquely placed to<br />

continue to provide independent, evidence-based advice to government and thereby<br />

contribute to a broad range <strong>of</strong> the government’s strategic longer term policy priorities.


<strong>Summary</strong> <strong>of</strong> recommendations<br />

In the context <strong>of</strong> HESA-HERP and Learned Academies - Supplementation, the<br />

review panel made the following recommendations regarding key issues for the<br />

Learned Academies, ACOLA and the government to take forward:<br />

1. The government continue to provide ongoing support to the Learned<br />

Academies and ACOLA to enable them to foster understanding <strong>of</strong> the<br />

importance <strong>of</strong>, and/or promote research and scholarship in, science, social<br />

science or the humanities in Australia for the national benefit.<br />

2. The government consider options to enhance the strategic role <strong>of</strong> the Learned<br />

Academies and ACOLA in providing the Australian Government with<br />

independent, evidence-based advice on issues <strong>of</strong> national importance.<br />

3. The Learned Academies and ACOLA meet individually with senior <strong>of</strong>ficials (at<br />

least twice a year) to exchange views on strategic priorities and emerging<br />

issues <strong>of</strong> national importance.<br />

4. The Learned Academies maintain their strong connections with stakeholders,<br />

including the public sector, industry, non-government organisations and<br />

international organisations.<br />

5. The Learned Academies continue to make efforts to communicate their<br />

capabilities and activities which advise the community <strong>of</strong> the issues on which<br />

they can provide independent advice.<br />

6. Within available resources, the Learned Academies maximise their domestic<br />

and international activities to enhance collaboration opportunities within and<br />

across disciplines.<br />

7. The Learned Academies continue to encourage the promotion <strong>of</strong> early and<br />

mid-career researchers, including in new and emerging fields; and continue to<br />

engage with researchers in under represented disciplines or groups, including<br />

women and Indigenous researchers.<br />

8. The Learned Academies should share experiences to continually improve their<br />

practices and procedures.<br />

9. The government work with the Learned Academies and ACOLA to streamline<br />

reporting requirements, including consideration <strong>of</strong> relevant performance<br />

indicators.<br />

10. Government support for ACOLA should continue to focus on managing and<br />

maintaining appropriate inter- and extra-academy communication linkages and<br />

encourage collaboration between the Learned Academies.

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